American Battery Tech director acquires 50,711 shares

The director's reported direct common-stock holdings after vesting were 50,711 shares.

Rhea-AI Filing Summary

American Battery Technology Company director Lavanya Balakrishnan acquired 50,711 shares of common stock through the vesting of restricted stock units (RSUs) on October 6, 2026. She reported holding 50,711 shares directly after the transaction. The RSUs were granted under Director Agreements dated September 16, 2025, and July 1, 2026; each RSU represents a right to receive one common share upon vesting.

Insider Trade Summary

Grant/Award: 50,711 shares

Grant/Award 1 txn

Insider Balakrishnan Lavanya

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	50,711	$0.00	$0.00

Holdings After Transaction: Common Stock — 50,711 shares (Direct)

Footnotes (1)

1. F1. Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated September 16, 2025, and the Director Agreement dated July 1, 2026 (together, the "Employment Agreement"). Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

Key Figures

Common shares acquired through RSU vesting: 50,711 shares Direct common shares held after transaction: 50,711 shares

2 metrics

Common shares acquired through RSU vesting 50,711 shares October 6, 2026

Direct common shares held after transaction 50,711 shares Reported after the October 6, 2026 transaction

Key Terms

Restricted Stock Units, vesting, Director Agreement

3 terms

Restricted Stock Units financial

"vesting of Restricted Stock Units ("RSUs")"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vesting financial

"upon vesting"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Director Agreement technical

"Director Agreement dated September 16, 2025"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ABAT shares did director Lavanya Balakrishnan acquire?

Lavanya Balakrishnan acquired 50,711 ABAT common shares through RSU vesting on October 6, 2026. Each RSU represents a right to receive one share of common stock upon vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/08/2026 - 04:30 PM Accepted by SEC EDGAR 10/08/2026 - 04:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Balakrishnan Lavanya

(Last) (First) (Middle)

C/O AMERICAN BATTERY TECHNOLOGY COMPANY

100 WASHINGTON STREET, SUITE 100

(Street)

RENO NEVADA 89503

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/06/2026		A		50,711(1)	A	$0.00	50,711	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated September 16, 2025, and the Director Agreement dated July 1, 2026 (together, the "Employment Agreement"). Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

	/s/ Lavanya Balakrishnan	10/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)