American Battery Tech director sells 19K shares

A director-affiliated LLC sold 19,375 ABAT shares, with 74,376 shares remaining indirectly held.

Rhea-AI Filing Summary

AMERICAN BATTERY TECHNOLOGY Co (ABAT) director Elizabeth Ann Lowery reported an indirect sale of common stock through Lowery and Associates, LLC. On September 16, 2026, the entity sold 19,375 shares of ABAT common stock at $2.18 per share in an open market or private transaction, leaving 74,376 shares held indirectly after the sale. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Net Seller: 19,375 shares

Net Sell 1 txn

Insider Lowery Elizabeth Ann

Role Director

Sold 19,375 shs ($42K)

Type	Security	Shares	Price	Value
Sale	Common Stock	19,375	$2.18	$42K

Holdings After Transaction: Common Stock — 74,376 shares (Indirect, Lowery and Associates, LLC)

Key Figures

Shares sold: 19,375 shares Sale price per share: $2.18 per share Shares held after transaction: 74,376 shares +1 more

4 metrics

Shares sold 19,375 shares Common stock sold on September 16, 2026 by Lowery and Associates, LLC

Sale price per share $2.18 per share Price for ABAT common stock in the September 16, 2026 sale

Shares held after transaction 74,376 shares Indirect holdings of ABAT common stock after the sale

Net buy/sell shares 19,375 shares net sold Net effect of all reported transactions in this Form 4

Key Terms

indirect ownership, open market or private transaction, Rule 10b5-1 trading plan

3 terms

indirect ownership financial

"the entity sold 19,375 shares and held 74,376 shares indirectly after the sale"

open market or private transaction financial

"sale of common stock at $2.18 per share in an open market or private transaction"

Rule 10b5-1 trading plan regulatory

"No Rule 10b5-1 trading plan is reported for this transaction"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ABAT disclose for director Elizabeth Ann Lowery?

ABAT disclosed that an entity associated with director Elizabeth Ann Lowery, Lowery and Associates, LLC, sold 19,375 shares of common stock on September 16, 2026. The sale was reported as an open market or private transaction at $2.18 per share.

How many ABAT shares did the director-associated entity hold after the sale?

After the reported sale, Lowery and Associates, LLC held 74,376 shares of ABAT common stock indirectly for director Elizabeth Ann Lowery. This figure reflects the position immediately following the September 16, 2026 transaction.

Was the September 16, 2026 ABAT insider sale under a Rule 10b5-1 plan?

No. The filing indicates that the Rule 10b5-1 checkbox is not affirmed, and there is no footnote stating that the September 16, 2026 sale of ABAT shares was made under a Rule 10b5-1 or other pre-arranged trading plan.

What price did the director-affiliated LLC receive per ABAT share sold?

The director-affiliated entity, Lowery and Associates, LLC, received $2.18 per share for the 19,375 shares of ABAT common stock sold on September 16, 2026, as reported in the Form 4 filing.

Is the ABAT insider transaction a direct or indirect holding for the director?

The reported ABAT transaction involves indirect ownership. The 19,375 shares sold, and the 74,376 shares remaining after the sale, are held through Lowery and Associates, LLC, rather than directly in Elizabeth Ann Lowery’s name.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/17/2026 - 05:00 PM Accepted by SEC EDGAR 09/17/2026 - 05:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lowery Elizabeth Ann

(Last) (First) (Middle)

C/O AMERICAN BATTERY TECHNOLOGY COMPANY

100 WASHINGTON STREET, SUITE 100

(Street)

RENO NEVADA 89503

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/16/2026		S		19,375	D	$2.18	74,376	I	Lowery and Associates, LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Elizabeth Ann Lowery	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)