Abacus Global Management SEC Filings

Abacus Global Management, Inc. has filed an amended shelf prospectus covering the resale of up to 9,302,765 shares of common stock and $64,380,575 aggregate principal amount of its 9.875% Fixed Rate Senior Notes due 2028 by selling securityholders. These securities were largely issued as consideration in the Carlisle and FCF asset management acquisitions, and Abacus will not receive any proceeds from their sale.

The Notes are senior unsecured obligations maturing on November 15, 2028, bearing interest of 9.875% per year, paid quarterly, with optional redemption by the company on or after February 15, 2027 and a change-of-control repurchase feature. Abacus operates through four divisions focused on life insurance settlements, alternative asset management, technology services, and data-driven wealth management, and has also issued $5 million of Series A Convertible Preferred Stock that ranks senior to common stock for dividends and liquidation.

Abacus Global Management, Inc. has filed a resale registration covering up to 9,513,736 shares of common stock and $64,651,200 aggregate principal amount of 9.875% senior notes due November 15, 2028. These securities may be sold from time to time by existing selling securityholders, and Abacus will not receive any proceeds from their sales, although it will pay registration expenses.

The notes are senior unsecured obligations bearing 9.875% interest, paid quarterly, and are redeemable by Abacus on or after February 15, 2027 at 100% of principal plus accrued interest. They are effectively subordinated to secured debt and structurally subordinated to liabilities of subsidiaries; as of September 30, 2025, Abacus reported approximately $409 million of indebtedness, including $149.25 million under a senior secured credit facility.

Abacus positions itself as a data-driven financial services firm focused on longevity-based assets, with four divisions spanning life settlements, asset management, technology services and wealth management, and has expanded through the Carlisle and FCF acquisitions.

Abacus Global Management, Inc. (ABL) filed a current report to clarify details of its recently declared dividend. The company had previously announced a dividend of $0.20 on November 7, 2025, and is now reiterating that shareholders of record as of December 2, 2025 will be eligible to receive this dividend, which is scheduled to be paid on December 17, 2025. The updated information is provided through a new press release furnished as an exhibit, and the disclosure is made under Regulation FD to ensure all investors receive the same information at the same time.

Abacus Global Management (ABL) announced two capital actions. The Board authorized a stock repurchase program for up to $10 million of common stock, commencing immediately and running through May 6, 2027. Repurchases may occur in the open market or privately negotiated transactions, including accelerated share repurchases, block trades, or pursuant to Rule 10b5-1 trading plans.

The Board also declared an annual cash dividend of $0.20 per share, payable on December 17, 2025 to shareholders of record as of December 2, 2025.

Abacus Global Management (ABL) reported a strong Q3 turnaround. Total revenue reached $62,975,156, up from $28,148,491 a year ago, as Life Solutions contributed $54,122,577 and asset management from related parties added $7,575,553. The company posted net income of $7,075,348 versus a prior-year loss of $5,284,811, with diluted EPS of $0.07 compared to a loss of $0.07. Year to date, revenue rose to $163,339,122 from $78,711,777, and operating income improved to $65,959,737.

Cash and cash equivalents were $86,418,953, and life settlement policies at fair value increased to $423,782,347. The balance sheet reflects higher current debt at fair value of $118,498,871 tied to fund redemption timing, while the warrant liability fell to $0 from $9,345,000. The quarter also included portfolio and platform expansion: the AccuQuote acquisition (non‑cash consideration of $9,265,197), completion of the NIB acquisition, and additional post‑close consideration for Carlisle. Shares issued and outstanding were 97,752,855 as of October 31, 2025.

Abacus Global Management (ABL) furnished an update on its business, announcing results for the quarter ended September 30, 2025 and providing an investor presentation update.

Results were communicated via a press release attached as Exhibit 99.1, and the company plans to post a new investor presentation on its Investor Relations website. The disclosures under Items 2.02 and 7.01 are furnished and not deemed filed under the Exchange Act. The company notes it uses its website to share information that may be material to investors, consistent with Regulation FD.

William H. McCauley Jr., Chief Financial Officer of Abacus Global Management, Inc., reported the vesting and acquisition of 283,333 shares of the issuer's common stock on July 3, 2025 following scheduled and modified restricted stock unit (RSU) awards. The Form 4 shows 0 cash paid for these shares and lists 795,000 shares beneficially owned after the transaction. The filing explains the 283,333-share vesting represents two-thirds of an October 27, 2023 RSU grant (including a March 27, 2025 modification) and details additional time-based RSUs that remain outstanding and will vest in future years, including grants from October 27, 2023; February 13, 2024; December 13, 2024; and April 2, 2025.