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[Form 4] Abacus Global Management, Inc. Insider Trading Activity

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Abacus Global Management, Inc. Co-Founder and President Kirby Kevin Scott reported an acquisition of 211,742 shares of Common Stock as a compensation grant. These shares represent Restricted Stock Units tied to performance goals that have now been met and will vest in three equal annual installments starting from the grant date. Following this grant, Scott directly holds 12,676,412 shares of Common Stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kirby Kevin Scott

(Last) (First) (Middle)
2101 PARK CENTER DRIVE, SUITE 200

(Street)
ORLANDO FL 32835

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Abacus Global Management, Inc. [ ABX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
X Officer (give title below) Other (specify below)
Co-Founder and President
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/12/2026 A 211,742(1) A $10.1 12,676,412 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects Issuer's grant of 211,742 Restricted Stock Units (RSUs) that were made subject to performance-based vesting on May 8, 2025 for which the performance-based criteria have now been satisfied. These RSUs vest one-third (1/3) of the total amount that satisfied the performance-based vesting criteria on each of the first three anniversaries of the grant date.
Remarks:
Kevin Scott Kirby 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Abacus Global (ABX) report for Kirby Kevin Scott?

Abacus Global reported that Co-Founder and President Kirby Kevin Scott acquired 211,742 shares of Common Stock through a grant of Restricted Stock Units. The award is compensation-related rather than an open-market purchase, reflecting previously established performance-based vesting conditions that have now been satisfied.

Was the Abacus Global (ABX) insider transaction an open-market buy or a grant?

The transaction was a grant of Restricted Stock Units, not an open-market purchase. The Form 4 uses code A, described as a grant or award acquisition, and the footnote confirms it reflects performance-based RSUs that became earned after meeting criteria.

How many Abacus Global (ABX) RSUs were granted to Kirby Kevin Scott?

Kirby Kevin Scott received 211,742 Restricted Stock Units from Abacus Global Management. These units became subject to time-based vesting after the company confirmed performance criteria were satisfied, and they convert into shares of Common Stock as vesting occurs over future years.

What are the vesting terms of the Abacus Global (ABX) RSUs granted to Kirby Kevin Scott?

The 211,742 RSUs vest in three equal installments. One-third of the units that met the performance-based criteria vests on each of the first three anniversaries of the original grant date, creating a multi-year incentive tied to Scott’s continued service with the company.

How many Abacus Global (ABX) shares does Kirby Kevin Scott hold after this grant?

After the grant, Kirby Kevin Scott directly holds 12,676,412 shares of Abacus Global Common Stock. This total includes the effect of the 211,742-share RSU award reported in the Form 4 and reflects his significant ongoing equity position in the company.

What performance conditions applied to the Abacus Global (ABX) RSUs granted to Kirby Kevin Scott?

The RSUs were originally granted subject to performance-based vesting criteria set as of May 8, 2025. According to the disclosure, those performance conditions have now been satisfied, allowing the award to transition to time-based vesting over three annual installments from the grant date.
Abacus Global Management

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