STOCK TITAN

Arbor Realty (NYSE: ABR) CEO receives new stock and RSU awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

KAUFMAN IVAN reported acquisition or exercise transactions in this Form 4 filing.

Arbor Realty Trust reported that its Chairman, CEO and President, Ivan Kaufman, received equity-based compensation on March 13, 2026. He was granted 1,126,760 restricted stock units (RSUs), each representing the right to receive one common share upon vesting, and 281,690 shares of common stock, both at no cash cost.

The time-based shares were granted under the company’s 2024 Amended Omnibus Stock Incentive Plan and vest in full three years after the grant date. A separate RSU award is tied to total shareholder return performance over the four-year period ending December 31, 2029, generally requiring continued employment through that date.

Positive

  • None.

Negative

  • None.
Insider KAUFMAN IVAN
Role COB, CEO and President
Type Security Shares Price Value
Grant/Award Restricted Stock Units 1,126,760 $0.00 --
Grant/Award Common Stock, par value $0.01 per share 281,690 $0.00 --
holding Common Stock, par value $0.01 per share -- -- --
holding Common Stock, par value $0.01 per share -- -- --
Holdings After Transaction: Restricted Stock Units — 2,246,607 shares (Direct); Common Stock, par value $0.01 per share — 1,936,806 shares (Direct); Common Stock, par value $0.01 per share — 388,700 shares (Indirect, By IK Main LLC, wholly owned and managed by reporting person)
Footnotes (1)
  1. Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2024 Amended Omnibus Stock Incentive Plan. The shares vest in full three years after the grant date. Mr. Kaufman disclaims beneficial ownership of these shares of common stock except to the extent of his pecuniary interest therein. Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. The shares of common stock are issuable to Mr. Kaufman if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2029, generally subject to continued employment with the Company as of the end of such four-year performance period.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KAUFMAN IVAN

(Last) (First) (Middle)
C/O ARBOR REALTY TRUST, INC.
333 EARLE OVINGTON BLVD, STE. 900

(Street)
UNIONDALE NY 11553

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ARBOR REALTY TRUST INC [ ABR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
COB, CEO and President
3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 03/13/2026 A 281,690 A (1) 1,936,806 D
Common Stock, par value $0.01 per share 388,700 I By IK Main LLC, wholly owned and managed by reporting person
Common Stock, par value $0.01 per share 2,535,870(2) I By Arbor Commercial Mortgage, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (3) 03/13/2026 A 1,126,760 (4) (4) Common Stock, par value $0.01 per share 1,126,760 $0 2,246,607 D
Explanation of Responses:
1. Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2024 Amended Omnibus Stock Incentive Plan. The shares vest in full three years after the grant date.
2. Mr. Kaufman disclaims beneficial ownership of these shares of common stock except to the extent of his pecuniary interest therein.
3. Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
4. The shares of common stock are issuable to Mr. Kaufman if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2029, generally subject to continued employment with the Company as of the end of such four-year performance period.
/s/ Ivan Kaufman 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Arbor Realty Trust (ABR) disclose in this Form 4 for Ivan Kaufman?

The Form 4 shows equity compensation grants to Ivan Kaufman, not market trades. He received common stock and restricted stock units as part of long-term incentive awards, reflecting compensation decisions by the board rather than open-market buying or selling activity.

How many shares and RSUs did Arbor Realty CEO Ivan Kaufman receive?

Ivan Kaufman received 281,690 shares of common stock and 1,126,760 restricted stock units. The stock was granted at no cash cost, and each RSU represents the contingent right to one share of Arbor Realty Trust common stock upon vesting.

What are the vesting terms of Ivan Kaufman’s new Arbor Realty stock awards?

The common shares granted under the 2024 Amended Omnibus Stock Incentive Plan vest in full three years after the grant date. The RSUs vest based on total shareholder return performance over four years, generally requiring Mr. Kaufman’s continued employment through the performance period’s end.

How is total shareholder return used in Ivan Kaufman’s RSU award at ABR?

The RSU award becomes issuable only if Arbor Realty Trust achieves specified total shareholder return objectives over the four-year period ending December 31, 2029. Vesting is also generally conditioned on Mr. Kaufman remaining employed through that performance end date.

Does this Arbor Realty Form 4 show Ivan Kaufman buying or selling ABR shares in the market?

No, the filing reports grant or award acquisitions at a price of $0.00 per share. These are compensation-related stock and RSU awards, not open-market purchases or sales, so they do not reflect discretionary trading decisions by Mr. Kaufman.