Estate-planning buy: Arbor Realty Trust Inc (NYSE: ABR) CEO acquires units
Rhea-AI Filing Summary
Arbor Realty Trust Inc reports that COB, CEO and President Ivan Kaufman purchased 375,000 Partnership Common Units and 375,000 shares of Special Voting Preferred Stock on August 5, 2026, in an estate-planning transaction from a trust, at a fair value of approximately $1.9 million, or $5.17 per share. He also reports indirect holdings of Special Voting Preferred Stock through IK Main LLC and Arbor Commercial Mortgage, LLC, and disclaims beneficial ownership of shares held by Arbor Commercial Mortgage, LLC except to the extent of his pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 375,000 shares
Net Buy
6 txns
Insider
KAUFMAN IVAN
Role
COB, CEO and President
Bought
750,000 shs
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Partnership Common Units F1, F3 | 375,000 | -- | -- |
| Purchase | Special Voting Preferred Stock, par value $0.01 per share F1 | 375,000 | -- | -- |
| holding | Partnership Common Units F3 | -- | -- | -- |
| holding | Partnership Common Units F3, F2 | -- | -- | -- |
| holding | Special Voting Preferred Stock, par value $0.01 per share | -- | -- | -- |
| holding | Special Voting Preferred Stock, par value $0.01 per share F2 | -- | -- | -- |
Holdings After Transaction:
Partnership Common Units — 375,000 shares (Direct);
Special Voting Preferred Stock, par value $0.01 per share — 375,000 shares (Direct);
Partnership Common Units — 0 shares (Indirect, By IK Main LLC, wholly owned and managed by reporting person);
Partnership Common Units — 0 shares (Indirect, By Arbor Commercial Mortgage, LLC);
Special Voting Preferred Stock, par value $0.01 per share — 80,161 shares (Indirect, By IK Main LLC, wholly owned and managed by reporting person);
Special Voting Preferred Stock, par value $0.01 per share — 10,483,930 shares (Indirect, By Arbor Commercial Mortgage, LLC)
Footnotes (3)
- F1. In connection with estate planning, on August 5, 2026, Mr. Kaufman purchased 375,000 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $1.9 million from a trust that was set up for estate planning purposes and administered by an independent trustee. The trustee of the trust engaged an external third party valuation firm to assist the trust in deriving the fair market value, which was determined to be $5.17 per share.
- F2. Mr. Kaufman disclaims beneficial ownership of these shares of common stock, except to the extent of his pecuniary interest therein.
- F3. Not applicable.
Key Figures
Partnership Common Units purchased: 375,000 units
Special Voting Preferred Stock purchased: 375,000 shares
Fair value of estate-planning purchase: approximately $1.9 million
+3 more
6 metrics
Partnership Common Units purchased
375,000 units
Acquired by Ivan Kaufman on August 5, 2026
Special Voting Preferred Stock purchased
375,000 shares
Acquired by Ivan Kaufman on August 5, 2026
Fair value of estate-planning purchase
approximately $1.9 million
Fair value for the purchased units and preferred stock
Per-share fair market value
$5.17 per share
Value determined by external valuation firm for the trust
Indirect Special Voting Preferred via IK Main LLC
80,161 shares
Post-transaction indirect holdings reported
Indirect Special Voting Preferred via Arbor Commercial Mortgage, LLC
10,483,930 shares
Post-transaction indirect holdings with beneficial ownership disclaimed except for pecuniary interest
Key Terms
Partnership Common Units, Special Voting Preferred Stock, beneficial ownership, pecuniary interest, +1 more
5 terms
Partnership Common Units financial
"purchased 375,000 Partnership Common Units and Special Voting Preferred"
Special Voting Preferred Stock financial
"375,000 Partnership Common Units and Special Voting Preferred Stock"
beneficial ownership regulatory
"disclaims beneficial ownership of these shares of common stock"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"except to the extent of his pecuniary interest therein"
estate planning financial
"In connection with estate planning, on August 5, 2026"
A set of instructions and legal steps that decide who gets your money, property and other assets, and who will manage them if you become unable to do so. For investors it matters because thoughtful planning can reduce taxes and delays, protect heirs, and keep investments from being tied up in court—think of it as a clear map and emergency kit that preserves value and directs where assets go when you can’t.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did ABR CEO Ivan Kaufman report on August 5, 2026?
Ivan Kaufman reported buying 375,000 Partnership Common Units and 375,000 shares of Special Voting Preferred Stock on August 5, 2026. The transaction was part of estate planning and involved purchasing these securities from a trust set up for that purpose.
What was the value of Ivan Kaufman’s August 2026 ABR estate-planning purchase?
The estate-planning purchase was valued at approximately $1.9 million, based on a fair market value of $5.17 per share. An external third-party valuation firm assisted the trust’s independent trustee in determining this fair market value for the transaction.
From whom did ABR’s Ivan Kaufman acquire the Partnership Units and Special Voting Preferred Stock?
Ivan Kaufman acquired the securities from a trust established for estate-planning purposes and administered by an independent trustee. The trust engaged an external valuation firm to determine the fair market value used to price the August 5, 2026 transaction.
How many ABR Partnership Common Units did Ivan Kaufman purchase in this Form 4?
Ivan Kaufman purchased 375,000 Partnership Common Units on August 5, 2026. These units are derivative securities related to Arbor Realty Trust Inc common stock and were acquired in connection with an estate-planning transaction with a trust.