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Abacus Global (ABX) CFO has 65,583 shares withheld to cover RSU taxes

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

Abacus Global Management, Inc. reported that Chief Financial Officer William Hugh McCauley Jr. had 65,583 shares of common stock withheld on July 3, 2026 at $11.86 per share to satisfy tax withholding obligations related to vesting and settlement of RSUs in a withhold-to-cover transaction. After this tax-withholding disposition, he directly owns 1,040,260 shares of Abacus Global Management common stock. The filing indicates the transaction was not made under a Rule 10b5-1 trading plan.

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Insights

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Insider McCauley William Hugh JR
Role Chief Financial Officer
Type Security Shares Price Value
Tax Withholding Common Stock F1 65,583 $11.86 $778K
Holdings After Transaction: Common Stock — 1,040,260 shares (Direct)
Footnotes (1)
  1. F1. Represents shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The Reporting Person has elected to satisfy tax withholding obligations through a "withhold to cover" transaction.
Shares withheld for taxes 65,583 shares Common stock withheld on July 3, 2026 to cover RSU tax obligations
Withholding price $11.86 per share Value used for tax-withholding disposition of 65,583 shares
Shares owned after transaction 1,040,260 shares Direct ownership of CFO William Hugh McCauley Jr. after tax withholding
RSUs financial
"tax withholding obligations in connection with the vesting and settlement of RSUs"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
withhold to cover financial
"elected to satisfy tax withholding obligations through a withhold to cover transaction"
tax withholding obligations financial
"shares withheld by the Issuer to cover tax withholding obligations"

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FAQ

What insider transaction did Abacus Global (ABX) report for its CFO?

Abacus Global’s CFO reported a tax-withholding disposition where 65,583 shares of common stock were withheld by the issuer to cover RSU-related tax obligations, rather than an open-market sale.

How many Abacus Global (ABX) shares were withheld for taxes in this filing?

The transaction shows 65,583 shares of Abacus Global common stock withheld at $11.86 per share to cover the CFO’s tax withholding obligations from vesting and settlement of RSUs.

How many Abacus Global (ABX) shares does CFO McCauley own after the transaction?

Following the tax-withholding disposition, CFO William Hugh McCauley Jr. directly owns 1,040,260 shares of Abacus Global Management, Inc. common stock, as reported in the insider transaction data.

Was the Abacus Global (ABX) CFO’s transaction under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not marked, and there is no footnote indicating a trading plan, so the reported tax-withholding transaction was not made under a Rule 10b5-1 arrangement.

Did the Abacus Global (ABX) CFO sell shares on the open market in this report?

The report describes shares withheld by the issuer to satisfy tax obligations from RSU vesting. It does not describe an open-market purchase or sale; the disposition is purely for tax withholding.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McCauley William Hugh JR

(Last)(First)(Middle)
333 SOUTH GARLAND AVENUE
SUITE 1500

(Street)
ORLANDO FLORIDA 32801

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Abacus Global Management, Inc. [ ABX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/03/2026F65,583(1)D$11.861,040,260D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The Reporting Person has elected to satisfy tax withholding obligations through a "withhold to cover" transaction.
Remarks:
/s/ William Hugh McCauley, Jr.07/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)