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[15-12G] Associated Capital Group, Inc. SEC Filing

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               OMB APPROVAL          
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

OMB NUMBER:                                                       3235-0167

Expires:                                                             August 31, 2027

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FORM 15

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER

SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION

OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934.

 

 

Commission File Number

 

001-37387

 

 

Associated Capital Group, Inc.


(Exact name of registrant as specified in its charter)

 

191 Mason Street, Greenwich, CT 06830 (203) 629-9595


(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Class A Common Stock, $0.001 par value


(Title of each class of securities covered by this Form)

 

None


(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

Rule 12g-4(a)(1)

Rule 12g-4(a)(2)

Rule 12h-3(b)(1)(i)

Rule 12h-3(b)(1)(ii)

Rule 15d-6

Rule 15d-22(b)

 

Approximate number of holders of record as of the certification or notice date:

 

160

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Associated Capital Group, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

Date:

September 4, 2025

 

By:

/s/ Peter D. Goldstein

     

Name:

Peter D. Goldstein

     

Title:

Chief Legal Officer

 

 

SEC 2069 (08-11)

Potential persons who are to respond to the collection of information contained in this Form are not required to respond unless the Form displays a currently valid OMB control number.

 
Associated Cap Group Inc

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