Associated Capital (AC) moves to delist its Class A common stock from an exchange

Rhea-AI Filing Summary

Associated Capital Group, Inc. filed a Form 25 to remove its Class A Common Stock, $0.001 par value, from listing and registration under Section 12(b) of the Securities Exchange Act of 1934. The company states it has complied with the exchange’s rules and the requirements for a voluntary withdrawal of this class of securities.

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• None.

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• Class A Common Stock delisted: Associated Capital Group, Inc. is removing its Class A Common Stock, $0.001 par value, from listing and registration under Section 12(b) of the Securities Exchange Act of 1934.

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Equity markets and listing analyst

Associated Capital is voluntarily removing its Class A shares from an exchange listing under Section 12(b).

Associated Capital Group, Inc. has filed a Form 25 to strike its Class A Common Stock from listing and withdraw its registration on an exchange under Section 12(b). The text notes compliance with both the exchange’s rules and the requirements for a voluntary withdrawal.

This action ends the Class A Common Stock’s status as a listed security on that exchange, which is a structurally important change for how the stock is traded and regulated. The filing is signed by the Chief Legal Officer, underscoring that it is an authorized corporate decision rather than an exchange-initiated removal.

	UNITED STATES	OMB APPROVAL
	SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25	OMB Number:  Expires:   Estimated average burden hours per response	3235-0080 May 31, 2027 1.00

NOTIFICATION OF REMOVAL FROM LISTING AND/OR

REGISTRATION UNDER SECTION 12(b) OF THE

SECURITIES EXCHANGE ACT OF 1934.

Commission File Number    001-37387    

Associated Capital Group, Inc.

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

191 Mason Street, Greenwich, CT 06830 (203) 629-9595

(Address, including zip code, and telephone number, including area code, of Issuer’s principal executive offices)

Class A Common Stock, $0.001 par value

(Description of class of securities)

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

☐  17 CFR 240.12d2-2(a)(1)

☐  17 CFR 240.12d2-2(a)(2)

☐  17 CFR 240.12d2-2(a)(3)

☐  17 CFR 240.12d2-2(a)(4)

☐  Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange.¹

☒  Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with the rules of the Exchange and the requirements of 17 CFR 240.12d2-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

Pursuant to the requirements of the Securities Exchange Act of 1934, Associated Capital Group, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

August 25, 2025		By   /s/ Peter D. Goldstein		Chief Legal Officer
Date		Name: Peter D. Goldstein		Title

¹ Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

SEC 1654 (03-06) Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

FAQ

What did Associated Capital Group, Inc. file on Form 25 for AC?

Associated Capital Group, Inc. filed a Form 25 to remove its Class A Common Stock from listing and registration under Section 12(b). This notification states the company is taking formal steps to end exchange listing of this class of securities in line with regulatory requirements.

Which Associated Capital security is affected by this Form 25 filing?

The filing concerns Associated Capital Group, Inc.’s Class A Common Stock with a par value of $0.001. The company is notifying regulators that this specific class of common stock will be removed from listing and registration on an exchange pursuant to Section 12(b) procedures.

Is Associated Capital’s delisting of Class A shares voluntary?

Yes. The document states the issuer has complied with the exchange’s rules and the requirements governing the voluntary withdrawal of the class of securities. This wording indicates Associated Capital initiated the removal of its Class A Common Stock from listing and registration, rather than an involuntary action.

What regulations govern Associated Capital’s removal of its AC listing?

The removal is governed by Section 12(b) of the Securities Exchange Act of 1934 and 17 CFR 240.12d2-2. The filing notes compliance with specific subsections addressing exchange procedures and issuer requirements for striking a class of securities from listing and withdrawing its registration.

Who signed Associated Capital’s Form 25 to delist AC Class A shares?

The notification was signed on behalf of Associated Capital Group, Inc. by Peter D. Goldstein, its Chief Legal Officer. His signature certifies the company has reasonable grounds to believe it meets all requirements for filing Form 25 to remove the Class A Common Stock listing.