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[8-K] ACHIEVE LIFE SCIENCES, INC. Reports Material Event

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Achieve Life Sciences is expanding its board by appointing Jeff Farrow and Reid Waldman, M.D. as directors, effective May 29, 2026. They will also serve in key committee leadership roles, including chairing the Audit Committee and the Compensation Committee.

Under the company’s non-employee director compensation program, each new director will receive a pro-rated $40,000 cash retainer for the fiscal year ending December 31, 2026, plus additional cash compensation for committee service. Each will also receive a stock option to purchase 47,250 shares of common stock, vesting monthly over three years, subject to continued service.

Positive

  • None.

Negative

  • None.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Director cash retainer $40,000 Pro-rated annual retainer for fiscal year ending December 31, 2026
Stock option grant per director 47,250 shares Options on common stock granted to each incoming director
Vesting period 3 years Director stock options vest monthly over three years
Number of incoming directors 2 Jeff Farrow and Reid Waldman, M.D. appointed to the board
Non-Employee Director Compensation Program financial
"The Incoming Directors’ compensation will be as provided under the Company’s non-employee director compensation program"
Audit Committee financial
"appointed to the Nominating and Governance Committee of the Board as a member and to the Audit Committee of the Board as its Chair"
A company's audit committee is a small group of board members who act like independent inspectors for the firm's finances, overseeing how financial reports are prepared, monitoring internal controls, and managing the relationship with external auditors. Investors care because a strong audit committee reduces the risk of accounting errors, fraud, or misleading statements, making financial statements more trustworthy and helping protect shareholder value.
Compensation Committee financial
"appointed to the Commercial Committee of the Board as a member and to the Compensation Committee of the Board as its Chair"
A compensation committee is a group within a company's leadership responsible for setting and reviewing how much top executives and employees are paid, including salaries, bonuses, and benefits. It matters to investors because fair and effective pay decisions can influence a company's performance, leadership motivation, and overall governance, helping ensure that the company’s management is aligned with shareholders’ interests.
indemnification agreement regulatory
"The Company has entered into a standard form of indemnification agreement with each of the Incoming Directors"
An indemnification agreement is a contract in which one party promises to cover losses, costs, or legal claims that another party might face, acting like a tailored safety net or private insurance policy. For investors, it matters because such agreements shift potential financial risk away from a company or its officers and onto the indemnifier, which can affect a company’s future liabilities, cash flow and how risky the investment appears during deal-making or litigation.
Item 404(a) of Regulation S-K regulatory
"neither of the Incoming Directors has a direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K"
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 29, 2026

ACHIEVE LIFE SCIENCES, INC.

(Exact name of Registrant as Specified in Its Charter)

Delaware

033-80623

95-4343413

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

22722 29th Drive SE, Suite 100

Bothell, WA

 

98021

1040 West Georgia, Suite 1030

Vancouver, BC, Canada

V6E 4H1

(Address of Principal Executive Offices)

(Zip Code)

Registrant’s Telephone Number, Including Area Code: (604) 210-2217

N/A

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol

Name of exchange on which registered

Common Stock, par value $0.001 per share

ACHV

The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 


 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Appointment of Board Members

On May 29, 2026, the Board of Directors (the “Board”) of Achieve Life Sciences, Inc. (the “Company”) appointed Jeff Farrow and Reid Waldman, M.D. (together, the “Incoming Directors”), as directors, effective as of such date. Mr. Marrow has also been appointed to the Nominating and Governance Committee of the Board as a member and to the Audit Committee of the Board as its Chair. Dr. Waldman has also been appointed to the Commercial Committee of the Board as a member and to the Compensation Committee of the Board as its Chair.

The Incoming Directors’ compensation will be as provided under the Company’s non-employee director compensation program (the “Non-Employee Director Compensation Program”). In connection with their appointments as non-employee directors of the Board and consistent with the Non-Employee Director Compensation Program, the Incoming Directors will each be entitled to receive a pro-rated $40,000 annual retainer for service as a non-employee director for the Company’s fiscal year ending December 31, 2026, as well as additional cash compensation for service on the Board committees. In addition, consistent with the Non-Employee Director Compensation Program, the Incoming Directors will each receive a stock option to purchase 47,250 shares of the Company’s common stock, which will vest monthly over three years, subject to continued service to the Company.

The Company has entered into a standard form of indemnification agreement with each of the Incoming Directors, in substantially the form that is filed as Exhibit 10.11 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2025.

There are no arrangements or understandings between either of the Incoming Directors and any other persons pursuant to which they were selected as directors. There are also no family relationships between either of the Incoming Directors and any director or executive officer of the Company, and neither of the Incoming Directors has a direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K promulgated under the Securities Exchange Act of 1934, as amended.

 

________________________

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

ACHIEVE LIFE SCIENCES, INC.

 

Date: June 2, 2026

 

/s/ MARK OKI

 

Mark Oki

Chief Financial Officer (Principal Financial Officer)

 

 


FAQ

What change did Achieve Life Sciences (ACHV) announce in this 8-K?

Achieve Life Sciences added two new board members, Jeff Farrow and Reid Waldman, M.D. Both join as non-employee directors and immediately take on committee roles, including chairing the Audit and Compensation Committees, strengthening oversight in finance and executive pay.

What compensation will the new ACHV directors receive?

Each new Achieve Life Sciences director will receive a prorated $40,000 annual cash retainer for 2026. They are also eligible for additional cash for committee work, aligning pay with responsibilities and time commitment at the board and committee level.

What equity awards did Achieve Life Sciences grant the new directors?

Each incoming Achieve Life Sciences director receives a stock option to purchase 47,250 common shares. These options vest monthly over three years, tying director incentives to long-term company performance and encouraging ongoing board service and engagement.

How do the new ACHV director stock options vest over time?

The stock options granted to each new Achieve Life Sciences director vest monthly over three years. This gradual vesting schedule links their potential equity value to sustained board service and longer-term company outcomes rather than short-term stock movements.

Do the new ACHV directors have indemnification protection?

Each new Achieve Life Sciences director entered into the company’s standard form indemnification agreement. This contract helps protect directors from certain legal costs incurred while performing their board duties, consistent with the form previously filed with the company’s Form 10-K.

Filing Exhibits & Attachments

1 document