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  4. [Form 3] Albertsons Companies, Inc. Initial Statement of Beneficial Ownership

Albertsons (ACI) Officer Robert Backus Files Initial Form 3 Disclosing Equity Grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Robert Backus, Executive Vice President, Retail Operations East at Albertsons Companies, Inc. (ACI), filed an Initial Form 3 reporting his beneficial ownership as of 08/22/2025. He directly owns 78,738 shares of Class A common stock and holds restricted stock units that convert into shares: 136,348 time‑based RSUs and 86,837 performance‑based RSUs. The RSUs vest subject to service and performance conditions. The filing was signed by an attorney‑in‑fact.

Positive

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Negative

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Insights

TL;DR: Routine insider disclosure showing meaningful equity holdings and outstanding RSUs that align executive pay with shareholder outcomes.

The Form 3 documents initial beneficial ownership for a senior operating executive with direct stock plus sizeable time‑based and performance‑based restricted stock units. While this is a standard Section 16 disclosure, the scale of RSUs (over 223k combined) is notable relative to the direct share count and indicates ongoing equity compensation that will vest over time and upon performance certification. There is no transaction price or sale/purchase activity disclosed; this is a baseline ownership snapshot for governance and compliance purposes.

TL;DR: Initial filing is a routine governance disclosure confirming officer status and equity incentives, with no adverse governance signals.

The filing identifies Backus as both an officer and director and discloses the structure of outstanding awards: annual vesting for TBRSUs and performance certification for PBRSUs. These details support alignment between management and shareholders and satisfy Section 16 reporting requirements. There are no indications of related‑party transactions, pledging, or derivative exercises in this filing. Signature by an attorney‑in‑fact is documented, completing procedural requirements.

Insider Backus Robert
Role EVP Retail Operations East
Type Security Shares Price Value
holding Time-based Restricted Stock Units -- -- --
holding Performance-Based Restricted Stock Units -- -- --
holding Class A common stock par value $0.01 -- -- --
Holdings After Transaction: Time-based Restricted Stock Units — 136,348 shares (Direct); Performance-Based Restricted Stock Units — 86,837 shares (Direct); Class A common stock par value $0.01 — 78,738 shares (Direct)
Footnotes (2)
  1. F1. These Time-Based Restricted Stock Units ("TBRSUs") represent a right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company") and vest in three equal annual installments beginning on the respective award date, subject to continued employment through each such vesting date.
  2. F2. These Performance-Based Restricted Stock Units ("PBRSUs") represent a right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company"), subject to the attainment of performance goals tied to distinct fiscal years, each linked to a separate underlying award and certified following the end of the applicable performance period.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Robert Backus disclose on the Form 3 for ACI?
The Form 3 discloses 78,738 direct shares of Class A common stock and outstanding RSUs: 136,348 time‑based and 86,837 performance‑based units.

What is Robert Backus's role at Albertsons Companies (ACI)?
The filing lists Backus as an Officer with the title EVP Retail Operations East and indicates director status was checked.

When was the Form 3 filed and what date does it report?
The event date reported on the Form 3 is 08/22/2025, which is the date of the initial statement of beneficial ownership.

How do the RSUs described in the filing vest?
Time‑based RSUs vest in three equal annual installments from the award date subject to continued employment; performance RSUs vest only if specified performance goals are met and certified.

Who signed the Form 3 for Robert Backus?
The filing was signed by Maria Fernandez, Attorney‑in‑Fact for Robert Backus on 08/22/2025.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Backus Robert
(Last) (First) (Middle)
C/O ALBERTSONS COMPANIES, INC.
250 E PARKCENTER BLVD
(Street)
BOISE ID 83706
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/22/2025 		3. Issuer Name and Ticker or Trading Symbol
Albertsons Companies, Inc. [ ACI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP Retail Operations East
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A common stock par value $0.01 78,738 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Time-based Restricted Stock Units (1) (1) Class A common stock par value $0.01 136,348 (1) D
Performance-Based Restricted Stock Units (2) (2) Class A common stock par value $0.01 86,837 (2) D
Explanation of Responses:
1. These Time-Based Restricted Stock Units ("TBRSUs") represent a right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company") and vest in three equal annual installments beginning on the respective award date, subject to continued employment through each such vesting date.
2. These Performance-Based Restricted Stock Units ("PBRSUs") represent a right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company"), subject to the attainment of performance goals tied to distinct fiscal years, each linked to a separate underlying award and certified following the end of the applicable performance period.
Remarks:
Maria Fernandez, Attorney-in-Fact for Robert Backus 08/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR