[144] Ascent Industries Co. SEC Filing

Rhea-AI Filing Summary

Ascent Industries Co. insider Chris Hutter filed a Form 144 proposing the sale of 113,040 shares of Common Stock through Goldman Sachs & Co. LLC, with an aggregate market value listed as $1,363,262.40 and an approximate sale date of 08/25/2025. The filing shows those shares were acquired on 03/03/2020 in the public market and paid in cash. The notice also discloses multiple recent sales by the same person over the past three months, including a 40,000-share sale on 08/22/2025 and other transactions totaling significant volume and gross proceeds.

Positive

• Required Rule 144 disclosure filed with broker identified (Goldman Sachs & Co. LLC), meeting procedural compliance
• Acquisition details provided (acquired 03/03/2020 from public market), enabling clear traceability of the securities' origin

Negative

• Insider selling volume is substantial: proposed sale of 113,040 shares and multiple recent sales (including 40,000 shares on 08/22/2025)
• Significant gross proceeds reported in recent trades (examples: $483,248 on 08/22/2025; $318,973.67 on 08/25/2025), indicating notable insider liquidity

Insights

Securities Analyst

TL;DR Insider proposes to sell a six-figure share block and has executed several recent sales, indicating notable insider liquidity but not necessarily company distress.

The Form 144 shows a proposed sale of 113,040 common shares valued at $1,363,262.40 through Goldman Sachs, with acquisition dated 03/03/2020. The filer also reported multiple executed sales in the past three months totaling over 93,000 shares (including a 40,000-share sale on 08/22/2025), with gross proceeds individually reported up to ~$483,248. These disclosed transactions are material as insider disposals but the filing contains no operational or financial performance data to link sales to company fundamentals. For investors, the key factual takeaway is increased insider selling activity concentrated in recent weeks.

Compliance / Corporate Governance Expert

TL;DR Filing appears procedurally complete: acquisition, sales history, broker, and declarations are provided as required by Rule 144.

The Form 144 includes required elements: identity of seller, broker (Goldman Sachs & Co. LLC), number of shares, aggregate market value, acquisition date and source (public market), and past three-month sales detail. The signer represents no undisclosed material adverse information. There are no statements here about any 10b5-1 plan adoption date or similar trading-plan disclosures. From a governance and disclosure perspective, the document fulfills Rule 144 reporting duties but raises a compliance flag for monitoring concentrated insider selling activity.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	113040	1363262.4	9368002	08/25/2025	NASD

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/03/2020	Acquired from public market	Public market			113040	03/03/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Chris Hutter 20 N. Martingale Rd Suite 430 Schaumburg IL 60173	Common Stock	08/14/2025	20000	249642
Chris Hutter 20 N. Martingale Rd Suite 430 Schaumburg IL 60173	Common Stock	08/25/2025	26321	318973.67
Chris Hutter 20 N. Martingale Rd Suite 430 Schaumburg IL 60173	Common Stock	06/10/2025	4740	64235.06
Chris Hutter 20 N. Martingale Rd Suite 430 Schaumburg IL 60173	Common Stock	06/11/2025	8300	111385.17
Chris Hutter 20 N. Martingale Rd Suite 430 Schaumburg IL 60173	Common Stock	08/15/2025	169	2115.53
Chris Hutter 20 N. Martingale Rd Suite 430 Schaumburg IL 60173	Common Stock	08/19/2025	470	5746.55
Chris Hutter 20 N. Martingale Rd Suite 430 Schaumburg IL 60173	Common Stock	08/22/2025	40000	483248

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did the Form 144 for ACNT disclose about the proposed sale?

The Form 144 discloses a proposed sale of 113,040 shares of Common Stock through Goldman Sachs & Co. LLC with an aggregate market value of $1,363,262.40 and an approximate sale date of 08/25/2025.

Who is the seller and when were the shares acquired?

The seller is Chris Hutter and the 113,040 shares were acquired on 03/03/2020 from the public market, paid in cash.

Has the filer sold other Ascent Industries (ACNT) shares recently?

Yes. The filing lists multiple sales in the past three months, including 40,000 shares on 08/22/2025 (gross proceeds $483,248) and other sales totaling tens of thousands of shares.

Does the Form 144 state whether a 10b5-1 trading plan was used?

The filing does not provide a date of adoption or explicit statement identifying a 10b5-1 trading plan; the signature section includes the standard representation but no plan adoption date is shown.

Which broker is handling the proposed sale?

The broker named in the filing is Goldman Sachs & Co. LLC, located at 200 West Street, New York, NY 10282.