STOCK TITAN

[Form 3] Ascent Industries Co. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Harshil Shah, identified as the V.P. of Business Operations of Ascent Industries Co. (ACNT), submitted an initial Form 3 reporting his beneficial ownership status. The filing lists zero shares of common stock held directly and records no derivative securities, indicating the reporting officer does not hold equity or options in the issuer at the time of this statement. The form confirms the disclosure was made by a single reporting person and includes the reporting persons business address in Schaumburg, Illinois. This is a routine disclosure required for officers and directors to establish a public record of insider holdings.

Harshil Shah, identificato come V.P. of Business Operations di Ascent Industries Co. (ACNT), ha presentato un modulo iniziale Form 3 dichiarando il suo status di proprietario beneficiario. La comunicazione indica zero azioni ordinarie detenute direttamente e non riporta strumenti derivati, segnalando che il dirigente non possiede azioni né opzioni dell'emittente al momento della dichiarazione. Il modulo conferma che la comunicazione è stata effettuata da un'unica persona segnalante e riporta l'indirizzo professionale della persona a Schaumburg, Illinois. Si tratta di una divulgazione di routine richiesta a dirigenti e membri del consiglio per stabilire un registro pubblico delle partecipazioni interne.

Harshil Shah, identificado como V.P. of Business Operations de Ascent Industries Co. (ACNT), presentó un Formulario 3 inicial informando sobre su condición de titular beneficiario. El documento refleja cero acciones ordinarias poseídas directamente y no registra valores derivados, lo que indica que el funcionario informante no posee participaciones ni opciones en el emisor en el momento de esta declaración. El formulario confirma que la divulgación la realizó una sola persona informante e incluye la dirección laboral de la persona en Schaumburg, Illinois. Se trata de una divulgación de rutina requerida a directivos y consejeros para dejar constancia pública de las participaciones internas.

Harshil Shah는 Ascent Industries Co.(ACNT)의 V.P. of Business Operations로 확인되며, 그의 수익적 소유 상태를 보고하는 초기 Form 3을 제출했습니다. 제출서에는 직접 보유한 보통주 0주가 기재되어 있고 파생증권도 없으며, 이는 해당 임원이 이 성명 시점에 발행회사의 주식이나 옵션을 보유하지 않았음을 의미합니다. 이 양식은 단일 보고자가 공시를 했음을 확인하고 보고자의 업무 주소(일리노이주 쇼엄버그)를 포함하고 있습니다. 이는 임원 및 이사들이 내부 보유를 공개적으로 기록하기 위해 요구되는 일상적 공시입니다.

Harshil Shah, identifié comme V.P. of Business Operations d'Ascent Industries Co. (ACNT), a déposé un Form 3 initial déclarant son statut de propriétaire bénéficiaire. Le dépôt indique zéro action ordinaire détenue directement et n'enregistre aucun titre dérivé, ce qui signifie que le dirigeant déclarant ne détient ni actions ni options de l'émetteur au moment de cette déclaration. Le formulaire confirme que la divulgation a été faite par une seule personne déclarant et inclut l'adresse professionnelle de cette personne à Schaumburg, Illinois. Il s'agit d'une divulgation de routine exigée des dirigeants et administrateurs pour établir un registre public des participations d'initiés.

Harshil Shah, ausgewiesen als V.P. of Business Operations von Ascent Industries Co. (ACNT), reichte ein anfängliches Form 3 ein, in dem sein wirtschaftlicher Eigentumsstatus gemeldet wird. Die Einreichung weist null Stammaktien auf, die direkt gehalten werden, und vermerkt keine derivativen Wertpapiere, was darauf hinweist, dass die meldepflichtige Führungsperson zum Zeitpunkt dieser Erklärung weder Aktien noch Optionen des Emittenten hält. Das Formular bestätigt, dass die Offenlegung von einer einzigen meldepflichtigen Person vorgenommen wurde und enthält die geschäftliche Adresse der Person in Schaumburg, Illinois. Dies ist eine routinemäßige Offenlegung, die von Führungskräften und Vorstandsmitgliedern verlangt wird, um ein öffentliches Register der Insider-Beteiligungen zu schaffen.

Positive
  • Compliance disclosure: Reporting person filed an initial Form 3 as required, creating a public baseline for insider holdings
  • Transparency: Officers role and address are disclosed, aiding investor and regulatory transparency
Negative
  • None.

Insights

TL;DR Officer filed initial insider disclosure showing no direct or derivative holdings, fulfilling Section 16 reporting requirements.

This Form 3 is procedural and confirms compliance with Section 16 reporting obligations for corporate insiders. The document names the reporting person and relationship to the issuer, and clearly reports 0 shares of common stock and no derivative positions. From a compliance perspective, the key implication is that the company now has a public record of the officers baseline ownership, which will make subsequent Form 4 or Form 5 transactions trackable against this starting point.

TL;DR Initial disclosure establishes transparency but carries no immediate governance or voting implications due to lack of holdings.

The filing identifies the reporting person as an officer and discloses no beneficial ownership of common stock or derivative securities. This provides transparency about potential conflicts of interest and voting power; however, because ownership is reported as zero, there are no material governance impacts at this time. The record is useful for investors and the companys governance processes going forward, as future acquisitions or dispositions will be measured against this baseline.

Harshil Shah, identificato come V.P. of Business Operations di Ascent Industries Co. (ACNT), ha presentato un modulo iniziale Form 3 dichiarando il suo status di proprietario beneficiario. La comunicazione indica zero azioni ordinarie detenute direttamente e non riporta strumenti derivati, segnalando che il dirigente non possiede azioni né opzioni dell'emittente al momento della dichiarazione. Il modulo conferma che la comunicazione è stata effettuata da un'unica persona segnalante e riporta l'indirizzo professionale della persona a Schaumburg, Illinois. Si tratta di una divulgazione di routine richiesta a dirigenti e membri del consiglio per stabilire un registro pubblico delle partecipazioni interne.

Harshil Shah, identificado como V.P. of Business Operations de Ascent Industries Co. (ACNT), presentó un Formulario 3 inicial informando sobre su condición de titular beneficiario. El documento refleja cero acciones ordinarias poseídas directamente y no registra valores derivados, lo que indica que el funcionario informante no posee participaciones ni opciones en el emisor en el momento de esta declaración. El formulario confirma que la divulgación la realizó una sola persona informante e incluye la dirección laboral de la persona en Schaumburg, Illinois. Se trata de una divulgación de rutina requerida a directivos y consejeros para dejar constancia pública de las participaciones internas.

Harshil Shah는 Ascent Industries Co.(ACNT)의 V.P. of Business Operations로 확인되며, 그의 수익적 소유 상태를 보고하는 초기 Form 3을 제출했습니다. 제출서에는 직접 보유한 보통주 0주가 기재되어 있고 파생증권도 없으며, 이는 해당 임원이 이 성명 시점에 발행회사의 주식이나 옵션을 보유하지 않았음을 의미합니다. 이 양식은 단일 보고자가 공시를 했음을 확인하고 보고자의 업무 주소(일리노이주 쇼엄버그)를 포함하고 있습니다. 이는 임원 및 이사들이 내부 보유를 공개적으로 기록하기 위해 요구되는 일상적 공시입니다.

Harshil Shah, identifié comme V.P. of Business Operations d'Ascent Industries Co. (ACNT), a déposé un Form 3 initial déclarant son statut de propriétaire bénéficiaire. Le dépôt indique zéro action ordinaire détenue directement et n'enregistre aucun titre dérivé, ce qui signifie que le dirigeant déclarant ne détient ni actions ni options de l'émetteur au moment de cette déclaration. Le formulaire confirme que la divulgation a été faite par une seule personne déclarant et inclut l'adresse professionnelle de cette personne à Schaumburg, Illinois. Il s'agit d'une divulgation de routine exigée des dirigeants et administrateurs pour établir un registre public des participations d'initiés.

Harshil Shah, ausgewiesen als V.P. of Business Operations von Ascent Industries Co. (ACNT), reichte ein anfängliches Form 3 ein, in dem sein wirtschaftlicher Eigentumsstatus gemeldet wird. Die Einreichung weist null Stammaktien auf, die direkt gehalten werden, und vermerkt keine derivativen Wertpapiere, was darauf hinweist, dass die meldepflichtige Führungsperson zum Zeitpunkt dieser Erklärung weder Aktien noch Optionen des Emittenten hält. Das Formular bestätigt, dass die Offenlegung von einer einzigen meldepflichtigen Person vorgenommen wurde und enthält die geschäftliche Adresse der Person in Schaumburg, Illinois. Dies ist eine routinemäßige Offenlegung, die von Führungskräften und Vorstandsmitgliedern verlangt wird, um ein öffentliches Register der Insider-Beteiligungen zu schaffen.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Shah Harshil Vipul

(Last) (First) (Middle)
20 N. MARTINGALE RD
SUITE 430

(Street)
SCHAUMBURG IL 60173

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/08/2025
3. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
V.P. Business Operations
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Harshil Shah 09/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 for Ascent Industries (ACNT) disclose?

The Form 3 discloses that Harshil Shah, V.P. Business Operations, reported 0 shares of common stock and no derivative securities.

Does the filing show any stock or option holdings for the officer?

No. The filing reports zero direct ownership of common stock and no derivative securities.

Was the Form 3 filed by more than one person?

No. The form indicates it was filed by one reporting person.

What is the reporting persons role at ACNT?

The reporting person is listed as V.P. Business Operations for Ascent Industries Co.

What address is shown for the reporting person?

The address provided is 20 N. Martingale Rd, Suite 430, Schaumburg, IL 60173.
Ascent Industries Co.

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