[Form 3] Ascent Industries Co. Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Harshil Shah, identified as the V.P. of Business Operations of Ascent Industries Co. (ACNT), submitted an initial Form 3 reporting his beneficial ownership status. The filing lists zero shares of common stock held directly and records no derivative securities, indicating the reporting officer does not hold equity or options in the issuer at the time of this statement. The form confirms the disclosure was made by a single reporting person and includes the reporting persons business address in Schaumburg, Illinois. This is a routine disclosure required for officers and directors to establish a public record of insider holdings.

Positive

• Compliance disclosure: Reporting person filed an initial Form 3 as required, creating a public baseline for insider holdings
• Transparency: Officers role and address are disclosed, aiding investor and regulatory transparency

Negative

• None.

Insights

Securities Compliance Analyst

TL;DR Officer filed initial insider disclosure showing no direct or derivative holdings, fulfilling Section 16 reporting requirements.

This Form 3 is procedural and confirms compliance with Section 16 reporting obligations for corporate insiders. The document names the reporting person and relationship to the issuer, and clearly reports 0 shares of common stock and no derivative positions. From a compliance perspective, the key implication is that the company now has a public record of the officers baseline ownership, which will make subsequent Form 4 or Form 5 transactions trackable against this starting point.

Corporate Governance Expert

TL;DR Initial disclosure establishes transparency but carries no immediate governance or voting implications due to lack of holdings.

The filing identifies the reporting person as an officer and discloses no beneficial ownership of common stock or derivative securities. This provides transparency about potential conflicts of interest and voting power; however, because ownership is reported as zero, there are no material governance impacts at this time. The record is useful for investors and the companys governance processes going forward, as future acquisitions or dispositions will be measured against this baseline.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Shah Harshil Vipul

(Last) (First) (Middle)

20 N. MARTINGALE RD

SUITE 430

(Street)

SCHAUMBURG IL 60173

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/08/2025

3. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			V.P. Business Operations

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Harshil Shah	09/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 for Ascent Industries (ACNT) disclose?

The Form 3 discloses that Harshil Shah, V.P. Business Operations, reported 0 shares of common stock and no derivative securities.

Does the filing show any stock or option holdings for the officer?

No. The filing reports zero direct ownership of common stock and no derivative securities.

Was the Form 3 filed by more than one person?

No. The form indicates it was filed by one reporting person.

What is the reporting persons role at ACNT?

The reporting person is listed as V.P. Business Operations for Ascent Industries Co.

What address is shown for the reporting person?

The address provided is 20 N. Martingale Rd, Suite 430, Schaumburg, IL 60173.