[Form 4] Ascent Industries Co. Insider Trading Activity

Rhea-AI Filing Summary

Christopher Gerald Hutter, a director of Ascent Industries Co. (ACNT), reported a sale of common stock on 09/10/2025. The filing shows 40,000 shares sold at a weighted-average price of $12.38, with transaction prices ranging from $12.14 to $12.60. Following the reported transactions the Form 4 lists 226,894 shares beneficially owned indirectly through a revocable trust and 211,615 shares owned directly. The reporting person certified willingness to provide a breakdown of the number of shares sold at each price within the stated range upon request.

Positive

• Continued substantial ownership: Reporting person retains 226,894 shares indirectly and 211,615 shares directly, indicating ongoing alignment with shareholders
• Transparent pricing disclosure: Weighted-average sale price provided with explicit range $12.14–$12.60 and offer to supply per-price details

Negative

• Insider sale of 40,000 shares could be viewed negatively by some investors depending on timing and context
• No 10b5-1 plan indicated in the provided content (checkbox not shown as checked), so sales are not identified as preplanned in the filing

Insights

Securities Analyst

TL;DR: Insider sale of 40,000 shares at a weighted average of $12.38; remaining direct and indirect holdings remain sizeable.

The Form 4 documents a routine Section 16 report of an insider sale rather than an issuance or option exercise. The filing is transparent about a weighted-average sale price and discloses the price range, with an explicit offer to provide per-price breakdowns on request. From an investor-impact standpoint, this is typically neutral: the director still holds meaningful direct and indirect positions totaling 438,509 shares if summed, indicating continued alignment with shareholders. No derivative transactions, pledges, or other encumbrances are disclosed in this form.

Corporate Governance Expert

TL;DR: A director-reported sale was filed properly; disclosure contains required price-range footnote and indirect ownership details.

The Form 4 appears complete for the reported transactions: it identifies the reporting person, relationship to the issuer, transaction date, amount sold, weighted-average price, price range, and post-transaction beneficial ownership including indirect holdings via a revocable trust. The filing includes the reporting person’s signature and a footnote offering granular price information on request, which aligns with disclosure best practices. There is no indication of a 10b5-1 plan checkbox being checked in the provided text.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hutter Christopher Gerald

(Last) (First) (Middle)

1400 16TH STREET

SUITE 250

(Street)

OAK BROOK IL 60523

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/10/2025		S		40,000	D	$12.38(1)	226,894	I	Through Rev. Trust
Common Stock								211,615	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $12.14 to $12.60 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the range set forth within this footnote.

Remarks:

	Christopher Gerald Hutter	09/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Ascent Industries (ACNT) director Christopher Hutter report on Form 4?

The filing reports that Christopher Gerald Hutter sold 40,000 shares of Ascent Industries common stock on 09/10/2025 at a weighted-average price of $12.38 (prices ranged $12.14–$12.60

How many shares does Christopher Hutter beneficially own after the sale?

The Form 4 lists 226,894 shares indirectly (through a revocable trust) and 211,615 shares directly following the reported transaction.

Was the sale executed under a 10b5-1 trading plan?

The provided content does not show the 10b5-1 checkbox as checked and does not state that the transaction was made pursuant to a 10b5-1 plan.

What price range was disclosed for the sale of 40,000 shares?

The filing discloses a weighted-average price of $12.38 and states the shares were sold at prices ranging from $12.14 to $12.60.

Can investors get the breakdown of how many shares were sold at each price?

Yes. The reporting person states they will provide, upon request, full information on the number of shares disposed of at each separate price within the disclosed range.