Ascent Industries VP Purchases 2,820 Shares; Vesting Over 3 Years

Rhea-AI Filing Summary

Ravi Ramesh Srinivas, Vice President, Operations - Chemicals at Ascent Industries Co. (ACNT), reported an insider purchase on 09/08/2025. The Form 4 shows acquisition of 2,820 shares of Ascent common stock at a price of $12.165 per share, increasing his beneficial ownership to 18,820 shares. The filing includes an explanatory note that the purchased shares will vest in equal installments of 33% over three years beginning January 1, 2026. The Form 4 is signed on 09/10/2025. No derivative transactions or other securities classes are reported in this filing.

Positive

• Insider purchase reported: Acquisition of 2,820 shares indicates insider buying activity
• Transparent disclosure: Filing lists transaction date, price ($12.165), and post-transaction ownership (18,820 shares)
• Vesting schedule disclosed: Clear statement that shares vest 33% annually over three years beginning 01/01/2026

Negative

• Shares are subject to vesting, limiting immediate transferability or sale

Insights

Securities Analyst

TL;DR: Insider purchased 2,820 shares at $12.165, modestly increasing holdings; transaction is straightforward and subject to multi-year vesting.

The reported acquisition is a direct, non-derivative purchase that raises the reporting person's stake to 18,820 shares. The price paid is explicit and the filing discloses a vesting schedule (33% annually over three years starting 01/01/2026), which limits immediate liquidity and potential selling pressure. There are no reported dispositions or option exercises. For investors, this is a transparent insider buy but not a large one absent company market-cap context.

Corporate Governance Expert

TL;DR: Documented insider purchase follows disclosure rules and includes vesting terms; governance disclosure appears complete for this event.

The Form 4 properly identifies the reporting person, relationship to the issuer (VP, Operations - Chemicals), transaction date, amount, price, and post-transaction beneficial ownership. The inclusion of vesting details is helpful for assessors of executive incentives. No amendments or related-party complexities are noted in this filing.

Insider Trade Summary

Net Buyer: 2,820 shares

Net Buy 1 txn

Insider Srinivas Ravi Ramesh

Role Insider

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,820	$12.165	$34K

Holdings After Transaction: Common Stock — 18,820 shares (Direct)

Footnotes (1)

1. F1. Shares vest in equal installments of 33% over 3 years beginning January 1, 2026.

FAQ

What did the Ascent Industries (ACNT) insider purchase report on Form 4?

The filing reports purchase of 2,820 shares of common stock at $12.165 per share on 09/08/2025.

How many shares does the reporting person own after the transaction?

The Form 4 shows 18,820 shares beneficially owned following the reported transaction.

What is the reporting person's role at Ascent Industries (ACNT)?

The reporting person is listed as VP, Operations - Chemicals and filed the Form 4 as an individual reporting person.

Are there any vesting or restriction terms disclosed for the acquired shares?

Yes. The filing states the shares vest in equal installments of 33% over three years beginning 01/01/2026.

When was the Form 4 signed and filed?

The Form 4 bears a signature dated 09/10/2025 for the reported transaction dated 09/08/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 09/10/2025 - 04:44 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Srinivas Ravi Ramesh

(Last) (First) (Middle)

20 N. MARTINGALE RD

SUITE 430

(Street)

SCHAUMBURG IL 60173

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			VP, Operations - Chemicals

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/08/2025		A		2,820(1)	A	$12.165	18,820	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares vest in equal installments of 33% over 3 years beginning January 1, 2026.

Remarks:

	Ravi Ramesh Srinivas	09/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.