[Form 4] Ascent Industries Co. Insider Trading Activity

Rhea-AI Filing Summary

Kenneth W. Herring Jr., Corporate Controller of Ascent Industries Co. (ACNT), reported acquiring 2,295 shares of the issuer's common stock on 09/08/2025 at a price of $12.165 per share. After the transaction he beneficially owned 2,361.699 shares. The filing notes these shares vest in equal installments of 33% over three years beginning January 1, 2026. The Form 4 is signed and dated 09/10/2025 and identifies the reporting person as filing individually.

Positive

• Insider purchase recorded: Corporate Controller acquired 2,295 shares on 09/08/2025, which can indicate alignment with shareholders.
• Vesting disclosed: Shares vest 33% annually over three years starting 01/01/2026, showing clear retention terms.

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: A company insider purchased a modest number of shares and the grant carries multi‑year vesting, signaling retention incentives.

The filing documents a non‑derivative acquisition of 2,295 common shares by the Corporate Controller at $12.165 per share, resulting in beneficial ownership of 2,361.699 shares. The disclosed vesting schedule—33% yearly over three years beginning 01/01/2026—indicates the award is intended to retain the reporting person over the medium term. The transaction is routine under Section 16 reporting and does not disclose any derivative instruments or accelerated exercise features.

Securities Analyst

TL;DR: Insider buy is small in absolute terms and appears administrative rather than market‑moving.

The recorded purchase price of $12.165 and the quantity (2,295 shares) produce a relatively small notional value. The Form 4 provides clear dates and ownership totals but no indication of other material changes to ownership concentration or corporate control. For investors, this is a routine Section 16 disclosure showing an insider increase in holdings combined with a multi‑year vesting schedule.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Herring Kenneth Wayne Jr

(Last) (First) (Middle)

20 N. MARTINGALE RD

SUITE 430

(Street)

SCHAUMBURG IL 60173

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Corporate Controller

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/08/2025		A		2,295(1)	A	$12.165	2,361.699	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares vest in equal installments of 33% over 3 years beginning January 1, 2026.

Remarks:

	Kenneth W. Herring, Jr.	09/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did ACNT insider Kenneth W. Herring Jr. report?

The Form 4 reports an acquisition of 2,295 shares of Ascent Industries Co. common stock on 09/08/2025 at a price of $12.165 per share.

How many Ascent Industries shares does the reporting person own after the transaction?

The filing states the reporting person beneficially owned 2,361.699 shares following the reported transaction.

What is the vesting schedule for the shares reported on ACNT Form 4?

The shares vest in equal installments of 33% over three years, beginning on 01/01/2026.

What is the reporting person's role at ACNT as listed on the Form 4?

The Form 4 lists Kenneth W. Herring Jr. as Corporate Controller and indicates the filing is by one reporting person.

When was the Form 4 signed?

The signature block shows Kenneth W. Herring, Jr. signed the Form on 09/10/2025.