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Alpha Cognition (NASDAQ: ACOG) names new chair and ratifies auditor

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Alpha Cognition Inc. reported results from its 2026 annual meeting and a board leadership change. The board appointed Dr. Robert Wills as non-executive Chair, filling the vacancy created when Len Mertz did not stand for re-election.

As of the April 24, 2026 record date, 21,774,104 common shares and 316,655 preferred shares were issued, outstanding and entitled to vote. At the meeting, 10,535,277 shares were represented in person or by proxy, establishing a quorum. Shareholders approved setting the board size at six directors, elected all six nominees, and ratified CBIZ CPAs P.C. as the company’s independent registered public accounting firm for the ensuing year.

Positive

  • None.

Negative

  • None.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Item 5.07 Submission of Matters to a Vote of Security Holders Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Voting-eligible common shares 21,774,104 shares Common stock issued, outstanding and entitled to vote as of April 24, 2026
Voting-eligible preferred shares 316,655 shares Preferred shares issued, outstanding and entitled to vote as of April 24, 2026
Shares represented at meeting 10,535,277 shares Shares represented in person or by proxy at the 2026 annual meeting
Votes for board size of six 10,516,942 votes Proposal to set number of directors at six
Highest director support 6,412,233 votes for Election of Robert Wills as director
Auditor ratification support 10,000,365 votes for Ratification of CBIZ CPAs P.C. as auditor
non-executive Chair financial
"the Board appointed Dr. Robert Wills as non-executive Chair of the Board"
quorum regulatory
"10,535,277 shares of common stock and preferred shares...were represented...therefore, a quorum was present"
A quorum is the minimum number of members needed to officially hold a meeting or make decisions. It ensures that decisions are made with enough participation to represent the group’s interests, much like a majority must be present for a vote to be valid. For investors, understanding quorum is important because it affects when and how important company or organization decisions can be legally made.
broker non votes regulatory
"Votes For...Abstentions...Broker Non Votes"
independent registered public accounting firm financial
"ratification of the independent registered public accounting firm was approved"
An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.
record date regulatory
"As of the record date, April 24, 2026, there were a total of 21,774,104 shares"
The record date is the specific day when a company determines which shareholders are eligible to receive a dividend or participate in an upcoming vote. It’s like a cutoff date; if you own the stock on that day, you get the benefits or voting rights. This date matters because it decides who qualifies for certain company benefits.
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Learn about SEC filing dates
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 16, 2026

 

Alpha Cognition Inc.

(Exact name of registrant as specified in its charter)

 

British Columbia   001-42403   N/A
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (I.R.S. Employer
Identification Number)

 

1452 Hughes Rd., Ste 200
Grapevine, Texas
  76051
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: 858-344-4375

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class:   Trading Symbol   Name of each exchange on which registered:
Common Shares, no par value   ACOG   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (§230.405 of this chapter) or Rule 12b-2 of the Exchange Act (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On June 16, 2026, following Alpha Cognition Inc.’s (the “Company”) 2026 annual meeting of stockholders on June 16, 2026 (the “Meeting”), the board of directors (the “Board”) of the Copmany appointed Dr. Robert Wills as non-executive Chair of the Board. Dr.Wills fills the vacancy left by Mr. Len Mertz who, as previously announced, did not stand for re-election as a director of the Company at the Meeting.

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On June 16, 2026, the Company held the Meeting. The Meeting was held in person at Timarron Country Club, 1400 Byron Nelson Pkwy, Southlake, Texas 76092.

 

As of the record date, April 24, 2026, there were a total of 21,774,104 shares of common stock issued and outstanding, no restricted shares of common stock issued and outstanding, and 316,655 preferred shares of common stock issued and outstanding and entitled to vote at the Meeting. At the Meeting, 10,535,277 shares of common stock and preferred shares of common stock were represented in person or by proxy; therefore, a quorum was present. The final voting results for the matters submitted to a vote of stockholders were as follows:

 

Proposal No. 1 - Number of Directors

 

To set the number of directors that constitutes the Board at six directors:

 

Votes For   Votes Against   Abstentions   Broker Non Votes 
 10,516,942    11,980    6,355    0 

 

Proposal No. 2 - Election of Directors

 

To elect the following nominees to serve as members of the Company’s Board:

 

Nominee Name  Votes For   Votes Withheld   Broker Non Votes 
Michael McFadden   6,360,245    75,594    4,099,438 
Kenneth Cawkell   6,340,863    94,976    4,099,438 
Rajeev ‘Rob’ Bakshi   4,436,011    1,999,828    4,099,438 
Phillip Mertz   6,360,595    75,244    4,099,438 
Robert Wills   6,412,233    23,606    4,099,438 
Bethany Sensenig   6,164,918    270,921    4,099,438 

 

Proposal No. 3 - Ratification of Independent Registered Public Accounting Firm

 

To ratify CBIZ CPAs P.C., Certified Public Accountants as the auditor of the Company for the ensuing year and to authorize the audit committee of the Board to fix the remuneration to be paid to the auditor:

 

Votes For   Votes Against   Abstentions   Broker Non Votes 
 10,000,365    533,188    1,723    1 

 

At the Meeting, the number of directors was set to six (6), all nominees for director were elected to office, and the ratification of the independent registered public accounting firm was approved.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

The following Exhibits are furnished as part of this Current Report on Form 8-K.

 

Exhibit No.   Description
104   Cover Page Interactive Data File (formatted as inline XBRL)

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  ALPHA COGNITION INC.
   
  By: /s/ Michael McFadden
    Michael McFadden
    Chief Executive Officer
     
Dated: June 23, 2026  

 

2

 

FAQ

What board leadership change did Alpha Cognition Inc. (ACOG) announce?

Alpha Cognition’s board appointed Dr. Robert Wills as non-executive Chair following the 2026 annual meeting. He fills the vacancy left by Len Mertz, who did not stand for re-election as a director at the meeting.

How many Alpha Cognition (ACOG) shares were entitled to vote at the 2026 annual meeting?

At the record date, Alpha Cognition had 21,774,104 common shares and 316,655 preferred shares issued, outstanding and entitled to vote. These figures determined which shareholders could participate in the 2026 annual meeting.

Did Alpha Cognition (ACOG) have a quorum at its 2026 annual shareholder meeting?

Yes. A total of 10,535,277 shares of common and preferred stock were represented in person or by proxy at the meeting. This level of participation satisfied quorum requirements for conducting official shareholder business.

What was approved regarding the size of Alpha Cognition’s (ACOG) board of directors?

Shareholders approved setting the board size at six directors, with 10,516,942 votes for, 11,980 against, and 6,355 abstentions. This formalizes the number of directors that will constitute the board going forward.

Were all Alpha Cognition (ACOG) director nominees elected at the 2026 meeting?

Yes. All six nominees, including Michael McFadden, Kenneth Cawkell, Rajeev “Rob” Bakshi, Phillip Mertz, Robert Wills, and Bethany Sensenig, received enough votes to be elected as directors for the company.

Which audit firm did Alpha Cognition (ACOG) shareholders ratify for the ensuing year?

Shareholders ratified CBIZ CPAs P.C., Certified Public Accountants, as Alpha Cognition’s auditor for the ensuing year. The proposal received 10,000,365 votes for, 533,188 against, and 1,723 abstentions, with 1 broker non vote recorded.

Filing Exhibits & Attachments

3 documents