STOCK TITAN

Alpha Cognition Inc. (ACOG) sees 200,086-share buy by 10% holder

(Very High)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Opaleye Management Inc., a ten percent owner of Alpha Cognition Inc., indirectly purchased a total of 200,086 common shares on July 22–23, 2026 for Opaleye, L.P. and a separately managed account at weighted average prices of $7.8337 and $7.7953 per share, within disclosed ranges of $7.75–$7.90 and $7.655–$7.8667. Opaleye Management may be deemed to beneficially own these securities but disclaims beneficial ownership except to the extent of its pecuniary interest.

Positive

  • None.

Negative

  • None.

Insights

Analyzing...

Insider Opaleye Management Inc.
Role 10% Owner
Bought 200,086 shs ($1.57M)
Type Security Shares Price Value
Purchase Common Stock, no par value F4, F1, F5 49,849 $7.7953 $389K
Purchase Common Stock, no par value F3, F1, F5 140,237 $7.8337 $1.10M
Purchase Common Stock, no par value F3, F2, F5 10,000 $7.8337 $78K
Holdings After Transaction: Common Stock, no par value — 100,000 shares (Indirect, By Managed Account); Common Stock, no par value — 2,995,193 shares (Indirect, By Opaleye, L.P.)
Footnotes (5)
  1. F1. Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
  2. F2. Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.
  3. F3. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.75 to $7.90. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.
  4. F4. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.655 to $7.8667. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.
  5. F5. Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Total shares purchased 200,086 shares Aggregate Alpha Cognition common shares bought on July 22–23, 2026 by entities managed by Opaleye Management Inc.
July 23, 2026 purchase 49,849 shares at $7.7953 Indirect purchase for Opaleye, L.P. at a weighted average price with trades from $7.655 to $7.8667 per share.
July 22, 2026 fund purchase 140,237 shares at $7.8337 Indirect purchase for Opaleye, L.P. at a weighted average price with trades from $7.75 to $7.90 per share.
July 22, 2026 managed account purchase 10,000 shares at $7.8337 Indirect purchase for a separately managed account, contributing to a reported 100,000-share position in that account.
Managed account holdings after trade 100,000 shares Alpha Cognition common shares held in the separately managed account following the July 22, 2026 transaction.
beneficially own financial
"may be deemed to beneficially own the securities owned directly by the Fund"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
separately managed account financial
"Securities owned by a separately managed account (the "Managed Account")"
A separately managed account (SMA) is a personalized investment portfolio owned by a single investor and run by a professional manager who buys and sells securities on that investor’s behalf. It matters to investors because an SMA offers tailored asset selection, tax handling, and transparency—like hiring a personal chef who prepares meals to your dietary needs rather than sharing a set menu—so you can align holdings with your goals and see exactly what you own.
weighted average price financial
"The price reported is a weighted average price. These shares were purchased in multiple transactions"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
pecuniary interest financial
"disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider purchases did Opaleye Management report for Alpha Cognition (ACOG)?

Opaleye Management Inc., a ten percent owner, indirectly purchased 200,086 Alpha Cognition common shares on July 22–23, 2026. The purchases were for Opaleye, L.P. and a separately managed account at weighted average prices of $7.8337 and $7.7953 per share each.

How were the July 22, 2026 Alpha Cognition (ACOG) purchases by Opaleye allocated?

On July 22, 2026, entities managed by Opaleye bought 150,237 Alpha Cognition shares. Opaleye, L.P. acquired 140,237 shares and a separately managed account acquired 10,000 shares, all at a weighted average price of $7.8337 within a $7.75–$7.90 intraday range.

What Alpha Cognition (ACOG) position is reported for the managed account?

After the July 22, 2026 purchase, the separately managed account overseen by Opaleye held 100,000 Alpha Cognition common shares. These shares are reported as indirectly owned, with Opaleye acting as portfolio manager and potentially deemed to beneficially own them subject to its pecuniary interest.

Are Opaleye’s Alpha Cognition (ACOG) holdings direct or indirect, and how is beneficial ownership described?

All reported Alpha Cognition holdings are indirect, owned by Opaleye, L.P. and a separately managed account. Opaleye Management may be deemed to beneficially own these securities but expressly disclaims beneficial ownership beyond its pecuniary interest in the fund and managed account.

Were the Alpha Cognition (ACOG) trades associated with a Rule 10b5-1 trading plan?

The document-level Rule 10b5-1 checkbox indicating trades under a trading plan was not selected for these transactions. The accompanying footnotes discuss ownership structure and pricing details but do not reference any Rule 10b5-1 trading arrangement.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Opaleye Management Inc.

(Last)(First)(Middle)
ONE BOSTON PLACE, 26TH FLOOR

(Street)
BOSTON MASSACHUSETTS 02108

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Alpha Cognition Inc. [ ACOG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, no par value07/22/2026P140,237A$7.8337(3)2,945,344IBy Opaleye, L.P.(1)(5)
Common Stock, no par value07/22/2026P10,000A$7.8337(3)100,000IBy Managed Account(2)(5)
Common Stock, no par value07/23/2026P49,849A$7.7953(4)2,995,193IBy Opaleye, L.P.(1)(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
2. Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.
3. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.75 to $7.90. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.
4. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.655 to $7.8667. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.
5. Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Opaleye Management Inc., By: /s/ James Silverman, President07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)