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Alpha Cognition (ACOG) COO receives 137K RSUs, 106K options in equity grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alpha Cognition Inc. Chief Operating Officer Lauren D'Angelo received equity awards on January 9, 2026. The filing shows she was granted 137,195 common shares in the form of restricted stock units at a price of $0, vesting one-third on January 9, 2027, one-third on January 9, 2028, and one-third on January 9, 2029.

She was also granted options on 106,545 common shares with an exercise price of $6.56 per share, granted at $0 cost. These options vest one-third on January 9, 2027, with the remaining two-thirds vesting in equal quarterly installments thereafter, and expire on January 9, 2036. Following these grants, she directly holds the full amounts reported.

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Insider D'Angelo Lauren
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Common Share Options 106,545 $0.00 --
Grant/Award Common Shares 137,195 $0.00 --
Holdings After Transaction: Common Share Options — 106,545 shares (Direct); Common Shares — 137,195 shares (Direct)
Footnotes (1)
  1. Restricted stock units that vest on 1/3 on January 9, 2027, 1/3 on January 9, 2028 and 1/3 on January 9, 2029. The options will vest 1/3 on January 9, 2027 and the remainder to vest in equal installments quarterly thereafter.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
D'Angelo Lauren
(Last) (First) (Middle)
C/O ALPHA COGNITION INC.
1200 - 750 WEST PENDER STREET
(Street)
VANCOUVER A1 V6C 2T8
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alpha Cognition Inc. [ ACOG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 01/09/2026 A 137,195(1) A $0 137,195 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Share Options $6.56 01/09/2026 A 106,545 (2) 01/09/2036 Common Shares 106,545 $0 106,545 D
Explanation of Responses:
1. Restricted stock units that vest on 1/3 on January 9, 2027, 1/3 on January 9, 2028 and 1/3 on January 9, 2029.
2. The options will vest 1/3 on January 9, 2027 and the remainder to vest in equal installments quarterly thereafter.
/s/ Lauren D'Angelo 01/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Alpha Cognition (ACOG) report for its COO?

The report shows Chief Operating Officer Lauren D'Angelo received equity awards on January 9, 2026, including restricted stock units and stock options in Alpha Cognition Inc.

How many Alpha Cognition (ACOG) common shares did the COO receive?

Lauren D'Angelo was granted 137,195 common shares as restricted stock units at a grant price of $0, all held directly after the transaction.

What are the vesting terms of the COO's restricted stock units at Alpha Cognition?

The 137,195 restricted stock units vest in three equal installments: one-third on January 9, 2027, one-third on January 9, 2028, and one-third on January 9, 2029.

How many stock options did Alpha Cognition (ACOG) grant to the COO and at what price?

The filing reports 106,545 common share options granted to Lauren D'Angelo with an exercise price of $6.56 per share and a grant price of $0.

What is the vesting schedule and expiration date for the COO's Alpha Cognition options?

The options vest one-third on January 9, 2027, with the remainder vesting in equal quarterly installments thereafter, and expire on January 9, 2036.

Does the Alpha Cognition COO hold these shares and options directly or indirectly?

The Form 4 indicates that both the 137,195 restricted stock units and the 106,545 options are held under direct (D) ownership by Lauren D'Angelo.