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Alpha Cognition Inc. (ACOG) director granted new stock and options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alpha Cognition Inc. director Rajeev Kumar Bakshi reported new equity awards. On 01/14/2026 he received 7,241 restricted stock units of common shares at no purchase price, which vest one year from the grant date. He was also granted 8,437 common share options with a conversion or exercise price of $6.56 per share; these options also vest one year from the grant date.

After these awards, he beneficially owns 12,283 common shares directly and 6,801 common shares indirectly through Vincorp Holdings Ltd., plus 8,437 stock options that can be exercised into common shares once vested.

Positive

  • None.

Negative

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Insider BAKSHI RAJEEV KUMAR
Role Director
Type Security Shares Price Value
Grant/Award Common Share Options 8,437 $0.00 --
Grant/Award Common Shares 7,241 $0.00 --
holding Common Shares -- -- --
Holdings After Transaction: Common Share Options — 8,437 shares (Direct); Common Shares — 12,283 shares (Direct); Common Shares — 6,801 shares (Indirect, By Vincorp Holdings Ltd.)
Footnotes (1)
  1. Restricted stock units that vest one year from date of grant. The options will vest one year from date of grant.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BAKSHI RAJEEV KUMAR
(Last) (First) (Middle)
C/O ALPHA COGNITION INC.
1200 - 750 WEST PENDER STREET
(Street)
VANCOUVER A1 V6C 2T8
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alpha Cognition Inc. [ ACOG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/14/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 01/14/2026 A 7,241(1) A $0 12,283 D
Common Shares 6,801 I By Vincorp Holdings Ltd.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Share Options $6.56 01/14/2026 A 8,437 (2) 01/14/2036 Common Shares 8,437 $0 8,437 D
Explanation of Responses:
1. Restricted stock units that vest one year from date of grant.
2. The options will vest one year from date of grant.
/s/ Rajeev Kumar Baskhi 01/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Alpha Cognition (ACOG) report?

The company reported that director Rajeev Kumar Bakshi received new equity awards on 01/14/2026, including restricted stock units and stock options in Alpha Cognition Inc.

How many Alpha Cognition (ACOG) shares did the director receive?

He received 7,241 restricted stock units representing common shares, granted at a purchase price of $0 per unit.

What stock options were granted to the Alpha Cognition (ACOG) director?

He was granted 8,437 common share options with an exercise price of $6.56 per share, expiring on 01/14/2036, vesting one year from grant.

When do the new Alpha Cognition (ACOG) equity awards vest?

The filing states that both the 7,241 restricted stock units and the 8,437 stock options will vest one year from the date of grant.

How many Alpha Cognition (ACOG) shares does the director own after the transaction?

Following the reported awards, he beneficially owns 12,283 common shares directly and 6,801 common shares indirectly through Vincorp Holdings Ltd., plus 8,437 stock options.

Is the Alpha Cognition (ACOG) director a 10% owner after these grants?

The reporting person is identified as a director and is not marked as a 10% owner in the filing.