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ACON Form 3 Filing: Gregory Gould Identified as CFO, Holds No Shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Gregory A. Gould, who is listed as an officer (CFO) and director of Aclarion, Inc. (ACON), filed an initial Form 3 reporting event dated 09/02/2025. The filing states that Mr. Gould does not beneficially own any securities of the issuer at the time of the report. The form provides his business address in Broomfield, Colorado, and is signed 09/03/2025.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Initial insider filing shows no equity stake by the CFO, so there is no immediate ownership signal to the market.

The Form 3 is an administrative disclosure establishing Mr. Gould as a reporting person (CFO and director) for Aclarion, Inc. It records zero beneficial ownership of the companys securities at filing. For investors, the filing neither confirms alignment via holdings nor indicates any executed equity grants or exercises as of the report date. The lack of holdings is a neutral data point; further Forms 4 or 5 would be needed to track future transactions or grants.

TL;DR: Disclosure correctly notifies the SEC of an insider relationship but shows no material ownership to disclose.

The document fulfills Section 16 initial reporting obligations by identifying the reporting person, office held (CFO), and contact address. It explicitly states No securities are beneficially owned, which means there are no immediate Section 16 transactional or beneficial ownership issues disclosed. From a governance perspective, the filing is routine; materiality depends on whether subsequent filings show acquisitions, option grants, or related-party transactions.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Gould Gregory A

(Last) (First) (Middle)
8181 ARISTA PLACE
SUITE 100

(Street)
BROOMFIELD CO 80021

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/02/2025
3. Issuer Name and Ticker or Trading Symbol
Aclarion, Inc. [ ACON ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Gregory A. Gould 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Gregory A. Gould report on his Form 3 for ACON?

The Form 3 lists Mr. Gould as CFO and a director of Aclarion, Inc. and states he does not beneficially own any securities as of the report date 09/02/2025.

When was the Form 3 filing event date for ACON (ACONW)?

The filing lists the date of the event requiring statement as 09/02/2025 and the signature date as 09/03/2025.

Does the Form 3 show any derivative or non-derivative holdings by the insider?

No. The form explicitly states: No securities are beneficially owned, and provides no entries in Table I or Table II.

What is the reporting person’s address on the Form 3?

The address provided is 8181 Arista Place, Suite 100, Broomfield, CO 80021.

Does this Form 3 indicate any immediate market impact for Aclarion (ACON)?

The filing is a routine disclosure of officer status with no reported ownership, which is generally neutral and not likely to cause material market movement on its own.
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