Acv Auctions Inc. SEC Filings

Oxford Square Capital Corp. has filed a Definitive Additional Proxy Material (DEFA14A) to notify stockholders of the 2025 Annual Meeting scheduled for 9:00 a.m. ET on August 20, 2025 at the company’s headquarters in Greenwich, CT. The filing outlines the Notice & Access model, directing investors to https://www.proxy-direct.com/oxf-34572 for full proxy materials or to request paper copies by August 8, 2025. Shareholders will vote on two routine proposals:

• Election of one director—Barry A. Osherow—to serve until the 2028 Annual Meeting.
• Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending December 31, 2025.

Voting can be completed online, by telephone, or via mailed proxy upon request using the provided 14-digit Control Number and 8-digit Security Code. The company reserves the right to switch to a virtual format, with any change to be announced via additional proxy materials and press release. No filing fee is required for this submission.

ACV Auctions Inc. (ACVA) – Form 4 filing dated 07/03/2025

Chief Commercial & Dealer Services Officer Craig Eric Anderson reported administrative adjustments and routine share-withholding transactions:

• 40,102 Performance Stock Units (PSUs) originally misclassified in a prior Form 4 are now correctly listed in Table II. PSUs vest one-third annually on 7/1/25-27, subject to a stock-price hurdle.
• On 07/01/2025, the issuer withheld 13,261 common shares at $16.48 per share (Code F) to satisfy tax obligations on vested restricted stock units; no open-market sale occurred.
• Following the transactions, Anderson directly owns 355,799 common shares and 40,102 PSUs.

No purchases or discretionary sales were executed; the filing is largely procedural and does not signal a change in insider sentiment.

RWWM, Inc., a California-based investment adviser, has filed Amendment No. 1 to Schedule 13G disclosing an 11.18 % beneficial ownership (4,075,791 common shares) of Carter’s Inc. (CRI) as of 30 June 2025.

The reporting group comprises four filers: (1) RWWM, Inc.; (2) RWWM Inc. 401(k) Profit Sharing Plan; (3) Scott P. Roseman; and (4) Aaron J. Wagner. RWWM holds sole dispositive power over the full 4.08 million shares but reports no voting power. Limited shared voting power (8,604 shares) resides with the 401(k) plan, Roseman and Wagner. Wagner individually holds 849 shares with sole voting power.

The Schedule 13G classification—confirmed by the Item 10 certification—indicates that the stake is held in the ordinary course of business and not for the purpose of influencing control. The securities are owned of record by RWWM advisory clients; no single client holds more than 5 % of the class.

Crossing the 10 % threshold positions RWWM as a significant passive shareholder in Carter’s, a fact that may draw investor attention but does not, under a 13G filing, signal activist intentions or immediate governance changes.

ACV Auctions Inc. (ACVA) – Form 4 overview: Chief Operating Officer Vikas Mehta reported several equity-related transactions.

• Performance Stock Units (PSUs): 60,912 PSUs granted on 05/28/2024 (Code J). These units vest in three equal tranches on 7/1/2025, 7/1/2026 and 7/1/2027, but only if a stock-price performance hurdle is met. The filing corrects a prior Form 4 that had mistakenly shown these shares as Class A Common Stock in Table I.
• Tax-withholding share dispositions: On 07/01/2025 the issuer automatically withheld 17,188 common shares (4,487 + 6,382 + 6,319) at $16.48 per share (Code F) to satisfy payroll taxes on previously-granted time-based RSUs. The transactions are explicitly noted as non-discretionary.
• Post-transaction holdings: Mehta now owns 592,565 common shares directly, which include 1,079 shares purchased through the 2021 Employee Stock Purchase Plan. He also holds 60,912 PSUs that could convert into an equal number of shares if both service and performance conditions are met.
• Administrative correction: The company’s Class A Common Stock is now simply designated “Common Stock” following charter amendments; no economic rights changed.

Investor take-aways: The filing is primarily procedural. The PSU grant strengthens pay-for-performance alignment, while the share withholding is routine and does not signal open-market selling pressure. Net direct ownership fell by about 2.8%, but the officer retains a sizable stake and meaningful performance-linked upside.

BlackRock Enhanced Equity Dividend Trust (NYSE: BDJ) submitted a Form 4 disclosing that independent director Catherine A. Lynch acquired additional deferred compensation units on 1 July 2025.

The transaction involves Performance Rights accrued under the BlackRock Deferred Compensation Plan. Each right is economically equivalent to one BDJ share but will be settled 100% in cash at a future date chosen by the director, meaning no BDJ shares will be issued and there is no shareholder dilution. The filing shows:

• Acquisition code: “A” (non-open-market, compensation related)
• Units acquired this period: data field implies purchase at $8.92 per unit (price column)
• Total derivative units held after transaction: 9,069.78 Performance Rights
• Ownership form: Direct

The position size is immaterial relative to BDJ’s 178 million shares outstanding, but it marginally increases the director’s financial linkage to fund performance. Because the rights are cash-settled, the alignment is economic rather than voting. No non-derivative share activity was reported.

Investment take-away: The filing signals routine compensation deferral activity rather than discretionary insider buying or selling. It neither alters BDJ’s capital structure nor provides insight into portfolio performance, so market impact should be minimal.

IREN Limited (Ticker: IREN) filed a Form 4 detailing an insider equity award to Co-Chief Executive Officer and Director Daniel John Roberts.

• Transaction date: 01 July 2025; filing signed 03 July 2025.
• Security type: Ordinary Shares delivered via restricted stock units (RSUs).
• Quantity granted: 1,793,392 RSUs at a stated price of $0, reflecting a compensation award rather than an open-market purchase.
• Post-grant beneficial ownership: 14,989,696 ordinary shares held indirectly through Awassi Capital Trust #2, over which Roberts retains control.
• The RSUs will vest only if the executive satisfies applicable vesting conditions; no further details on cliff or performance criteria were disclosed.

The filing signals continued equity-based compensation for senior management and marginally increases potential future share count by roughly 1.8 million shares once the RSUs vest and convert. Absent information on IREN’s total shares outstanding, the precise dilution impact cannot be quantified. Investors may view the award as aligning executive incentives with shareholder value, while also monitoring cumulative dilution from equity-based pay.

ACV Auctions Inc. (ACVA) – Form 4 insider transaction

Vice-President, Corporate Controller & CAO Andrew Peer reported four Rule 16b-3 “F” transactions on 1 Jul 2025. A Code “F” denotes shares withheld by the issuer to satisfy payroll-tax obligations triggered by the vesting of previously granted time-based RSUs; it is not an open-market sale.

• Total shares withheld: 4,134 at an implied price of $16.48, representing tax value of roughly $68k.
• After the transactions, Peer’s direct holding stands at 56,750 common shares, which includes 500 shares bought via the 2021 ESPP (12/1/24-5/31/25 period).
• The company’s Class A designation has been dropped; the security is now simply called “Common Stock,” with no change to shareholder rights.

Because the disposition was automatic for tax withholding, the filing is generally viewed as neutral from a governance or sentiment standpoint. Peer maintains a meaningful equity stake, aligning his incentives with shareholders.

Bitfury Top HoldCo B.V. and affiliated entities, all classified as 10% owners of Cipher Mining Inc. (NASDAQ: CIFR), disclosed open-market dispositions of 1,000,000 common shares over two consecutive sessions.

• 1 Jul 2025: 500,000 shares sold at a weighted-average $4.8574 (price range $4.56-$4.9902).
• 2 Jul 2025: 500,000 shares sold at a weighted-average $5.2839 (price range $5.01-$5.685).

Post-transaction, the group’s indirect ownership stands at 96,567,437 shares, down roughly 1% from 97,567,437. The complex control chain runs from Bitfury Holding B.V. to Bitfury Top HoldCo B.V., V3 Holding Ltd, Bitfury Group Ltd and ultimate owner Valerijs Vavilovs, each disclaiming beneficial ownership beyond their pecuniary interest.

No derivative security activity was reported, and the Form 4 was jointly filed on 3 Jul 2025. The sale provides liquidity to the shareholder but does not materially alter Bitfury’s dominant position in Cipher Mining.

Form 4 filing summary for Taylor Morrison Home Corp. (TMHC): Director Christopher J. Yip reported the acquisition of 387 deferred stock units (DSUs) on 06/30/2025. Each DSU is economically equivalent to one share of TMHC common stock and was received under the company’s Non-Employee Director Deferred Compensation Plan as an election to defer cash retainer and committee fees. The transaction is coded “A,” signifying an award and not an open-market purchase.

After the transaction, Yip’s aggregate holding stands at 14,664 DSUs. The units will settle in common shares upon the earlier of (i) 01-Sep-2027, (ii) the director’s separation from the board, or (iii) a change of control. No common-stock sales or purchases were reported, and no cash price was involved.

The award is relatively small in size and routine in nature, providing limited insights into the company’s near-term fundamentals or insider sentiment beyond ongoing board-level equity alignment.