[144] ACV Auctions Inc. SEC Filing

Rhea-AI Filing Summary

Oxford Square Capital Corp. has filed a Definitive Additional Proxy Material (DEFA14A) to notify stockholders of the 2025 Annual Meeting scheduled for 9:00 a.m. ET on August 20, 2025 at the company’s headquarters in Greenwich, CT. The filing outlines the Notice & Access model, directing investors to https://www.proxy-direct.com/oxf-34572 for full proxy materials or to request paper copies by August 8, 2025. Shareholders will vote on two routine proposals:

• Election of one director—Barry A. Osherow—to serve until the 2028 Annual Meeting.
• Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending December 31, 2025.

Voting can be completed online, by telephone, or via mailed proxy upon request using the provided 14-digit Control Number and 8-digit Security Code. The company reserves the right to switch to a virtual format, with any change to be announced via additional proxy materials and press release. No filing fee is required for this submission.

Insights

Corporate Governance Analyst

TL;DR: Routine annual-meeting notice; no material governance changes or financial impact.

This DEFA14A is limited to the logistical details of Oxford Square Capital’s 2025 Annual Meeting. The proposals—single-director election and auditor ratification—are customary and present no indication of contested voting or strategic shift. Because the filing lacks performance metrics or transactional news, its investment impact is neutral. The Notice & Access approach reflects standard cost-saving practices without affecting shareholder rights.

Portfolio Manager

TL;DR: Neutral housekeeping item; no valuation implications.

From an investment standpoint, the document contains no earnings data, balance-sheet details, or strategic directives. Routine re-election of a director and PwC’s continued auditor role maintain governance continuity but do not alter the risk-return profile of OXSQZ notes. I classify the disclosure as non-impactful for portfolio weighting decisions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	77196	1242855.60	171064794	07/08/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/08/2025	Exercise of Stock Options	Issuer			64286	07/08/2025	Cash
Common	07/01/2025	Restricted Stock Units	Issuer			12910	07/01/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales Plan for MICHAEL G WATERMAN 640 Ellicott Street, #321 Buffalo NY 14203	Common	06/10/2025	22171	371429.40
10b5-1 Sales Plan for MICHAEL G WATERMAN 640 Ellicott Street, #321 Buffalo NY 14203	Common	05/13/2025	223330	3795895.34

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

When is Oxford Square Capital Corp. (OXSQZ) holding its 2025 Annual Meeting?

The meeting is scheduled for August 20, 2025 at 9:00 a.m. Eastern Time.

What proposals are on the agenda for the 2025 Annual Meeting?

1) Elect Barry A. Osherow as director through 2028; 2) Ratify PricewaterhouseCoopers LLP as auditor for fiscal 2025.

How can shareholders access the proxy materials for OXSQZ?

Visit https://www.proxy-direct.com/oxf-34572 to view or request proxy materials, or call 1-877-816-5331 for paper copies.

What is the deadline to request paper copies of the proxy materials?

Requests should be made no later than August 8, 2025 to ensure timely delivery.

Which auditing firm is proposed for Oxford Square Capital Corp. in 2025?

The board proposes to retain PricewaterhouseCoopers LLP as the independent registered public accounting firm.

Is there any fee associated with this DEFA14A filing?

No. The filing states "No fee required" for this submission.