STOCK TITAN

ACV Auctions (NASDAQ: ACVA) CLO uses 17,818 shares to cover RSU tax bill

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ACV Auctions Inc. Chief Legal Officer Leanne Fitzgerald reported automatic share dispositions tied to equity compensation. On July 1, 2026, a total of 17,818 shares of Common Stock were withheld at $7.29 per share to cover tax liabilities upon the vesting of time-based restricted stock units. The filing notes these are tax-withholding transactions rather than discretionary open-market sales, meaning they reflect required tax payments on vested awards rather than an active decision to sell shares.

Positive

  • None.

Negative

  • None.
Insider Fitzgerald Leanne
Role Chief Legal Officer
Type Security Shares Price Value
Tax Withholding Common Stock 7,183 $7.29 $52K
Tax Withholding Common Stock 3,553 $7.29 $26K
Tax Withholding Common Stock 4,158 $7.29 $30K
Tax Withholding Common Stock 2,924 $7.29 $21K
Holdings After Transaction: Common Stock — 560,026 shares (Direct, null)
Footnotes (1)
  1. These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person. Includes 1,073 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan (ESPP) for the purchase period of 12/1/2025 to 5/31/2026.
Tax-withholding shares 17,818 shares Shares withheld to cover tax liability on vested RSUs
Tax-withholding price $7.29 per share Reported price for withheld Common Stock
First withholding block 2,924 shares Common Stock withheld for tax liability on 2026-07-01
Second withholding block 4,158 shares Common Stock withheld for tax liability on 2026-07-01
Third withholding block 3,553 shares Common Stock withheld for tax liability on 2026-07-01
Fourth withholding block 7,183 shares Common Stock withheld for tax liability on 2026-07-01
ESPP shares acquired 1,073 shares Acquired under 2021 ESPP for 12/1/2025–5/31/2026 period
restricted stock unit financial
"upon the vesting of a time-based restricted stock unit previously granted"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
tax liability financial
"were withheld by the Issuer to cover the tax liability upon the vesting"
Employee Stock Purchase Plan financial
"acquired pursuant to the Company's 2021 Employee Stock Purchase Plan (ESPP)"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
ESPP financial
"2021 Employee Stock Purchase Plan (ESPP) for the purchase period"
An Employee Stock Purchase Plan (ESPP) is a company program that lets employees buy the company’s shares at a reduced price, usually by setting aside a small portion of their pay over time. It matters to investors because it encourages employees to own part of the business—like giving staff a discounted membership— which can boost commitment and performance, while also potentially increasing the number of shares available and affecting shareholder value.
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FAQ

How many ACVA shares were used for tax withholding in this filing?

A total of 17,818 shares of ACV Auctions Common Stock were withheld to cover tax liabilities. The shares relate to the vesting of previously granted time-based restricted stock units, according to the disclosure and related explanatory footnote in the Form 4 filing.

At what price were the ACVA shares withheld for taxes?

The tax-withholding dispositions were reported at a price of $7.29 per share. This price is used in the Form 4 to calculate the value of shares withheld to satisfy the reporting person’s tax obligations on vested equity awards.

Do these ACVA transactions represent discretionary insider selling?

No, the filing specifies the dispositions were to cover tax liabilities on vesting restricted stock units and are not discretionary sales. This means the shares were automatically withheld by the company rather than actively sold by the insider in the open market.

What type of equity awards triggered the ACVA tax-withholding events?

The tax-withholding events were triggered by the vesting of time-based restricted stock units previously granted to the Chief Legal Officer. When these restricted stock units vested, the issuer withheld shares to satisfy the associated income tax obligations.

Does the filing mention other ACVA share acquisitions by the insider?

Yes, the footnotes state that 1,073 shares were acquired under ACV Auctions’ 2021 Employee Stock Purchase Plan for the purchase period from December 1, 2025 to May 31, 2026, reflecting ongoing participation in the company’s ESPP program.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fitzgerald Leanne

(Last)(First)(Middle)
C/O ACV AUCTIONS INC.
640 ELLICOTT ST., SUITE 321

(Street)
BUFFALO NEW YORK 14203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ACV Auctions Inc. [ ACVA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026F7,183(1)D$7.29560,026D
Common Stock07/01/2026F3,553(1)D$7.29556,473D
Common Stock07/01/2026F4,158(1)D$7.29552,315D
Common Stock07/01/2026F2,924(1)D$7.29550,464(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.
2. Includes 1,073 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan (ESPP) for the purchase period of 12/1/2025 to 5/31/2026.
Remarks:
/s/ Michelle Webb, Attorney-in-Fact07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)