STOCK TITAN

[SCHEDULE 13D/A] Adaptimmune Therapeutics plc American SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13D/A
Rhea-AI Filing Summary

This Amendment No. 3 to the Schedule 13D updates prior filings by New Enterprise Associates-related reporting persons concerning Adaptimmune Therapeutics Plc ordinary shares. Collectively the reporting persons hold 4 Ordinary Shares (the "Firm Shares"), which the filing states represents 0% of the class based on 1,590,309,546 Ordinary Shares outstanding. The filing discloses shared voting and dispositive power over those 4 shares and identifies the funds, control entities and individual managers involved. The Amendment attaches Schedule A for recent transactions and cites Exhibit 1 (joint filing agreement) and Exhibit 3 (power of attorney).

La presente Amendment No. 3 allo Schedule 13D aggiorna le precedenti comunicazioni dei soggetti segnalanti collegati a New Enterprise Associates relative alle azioni ordinarie di Adaptimmune Therapeutics Plc. Complessivamente i soggetti detengono 4 azioni ordinarie (le "Firm Shares"), che, secondo il deposito, rappresentano 0% della classe su un totale di 1.590.309.546 azioni ordinarie in circolazione. Il documento dichiara il potere condiviso di voto e di disposizione su tali 4 azioni e individua i fondi, gli enti di controllo e i singoli manager coinvolti. L'emendamento include lo Schedule A per le transazioni recenti e cita l'Allegato 1 (accordo di deposito congiunto) e l'Allegato 3 (procura).

Esta Enmienda nº 3 al Schedule 13D actualiza presentaciones previas de las personas informantes relacionadas con New Enterprise Associates sobre acciones ordinarias de Adaptimmune Therapeutics Plc. Conjuntamente, las personas informantes poseen 4 acciones ordinarias (las "Firm Shares"), que según el informe representan el 0% de la clase, basado en 1.590.309.546 acciones ordinarias en circulación. El documento revela el poder compartido de voto y disposición sobre esas 4 acciones e identifica los fondos, las entidades de control y los gestores individuales implicados. La Enmienda adjunta el Schedule A con transacciones recientes y hace referencia al Anexo 1 (acuerdo de presentación conjunta) y al Anexo 3 (poder).

본 Amendment No. 3는 New Enterprise Associates 관련 보고자가 Adaptimmune Therapeutics Plc의 보통주에 대해 제출한 이전 문서를 갱신합니다. 보고자들은 합쳐서 4주(이하 "Firm Shares")를 보유하고 있으며, 제출서에 따르면 총 1,590,309,546주의 발행 보통주 기준으로 이 수치는 0%에 해당합니다. 제출서는 이 4주에 대한 공동 의결권 및 처분권을 공개하고 관련 펀드, 지배 기관 및 개별 매니저들을 특정합니다. 해당 개정안은 최근 거래 내역을 담은 Schedule A를 첨부하고, Exhibit 1(공동 제출 계약)과 Exhibit 3(위임장)을 인용합니다.

Le présent Amendment n°3 au Schedule 13D met à jour des déclarations antérieures des personnes déclarantes liées à New Enterprise Associates concernant les actions ordinaires d'Adaptimmune Therapeutics Plc. Ensemble, les personnes déclarantes détiennent 4 actions ordinaires (les « Firm Shares »), ce qui, d'après le dépôt, représente 0% de la catégorie sur la base de 1 590 309 546 actions ordinaires en circulation. Le dépôt révèle un pouvoir conjoint de vote et de disposition sur ces 4 actions et identifie les fonds, entités de contrôle et gestionnaires individuels impliqués. L'amendement joint le Schedule A pour les transactions récentes et cite l'Exhibit 1 (accord de dépôt conjoint) et l'Exhibit 3 (procuration).

Diese Amendment Nr. 3 zum Schedule 13D aktualisiert frühere Einreichungen der meldepflichtigen Personen im Zusammenhang mit New Enterprise Associates bezüglich der Stammaktien von Adaptimmune Therapeutics Plc. Zusammen halten die meldepflichtigen Personen 4 Stammaktien (die "Firm Shares"), die laut Einreichung 0% der Klasse ausmachen, basierend auf 1.590.309.546 ausstehenden Stammaktien. Die Einreichung legt gemeinsames Stimm- und Verfügungsrecht über diese 4 Aktien offen und benennt die beteiligten Fonds, Kontrollgesellschaften und einzelnen Manager. Die Änderung fügt Schedule A für die jüngsten Transaktionen bei und verweist auf Exhibit 1 (gemeinsame Einreichungsvereinbarung) und Exhibit 3 (Vollmacht).

Positive
  • Transparent disclosure of ownership structure and recent transactions via Amendment No. 3 and attached Schedule A
  • Procedural compliance with SEC reporting: joint filing agreement and power of attorney exhibits are provided
Negative
  • De minimis ownership: only 4 Ordinary Shares reported, representing 0% of the outstanding class
  • No material influence on control or voting given the negligible stake

Insights

TL;DR: NEA entities report a de minimis combined holding of 4 shares in ADAP, representing 0% of outstanding stock; no material ownership change.

The filing documents that New Enterprise Associates funds and affiliated control entities collectively hold 4 Ordinary Shares of Adaptimmune, with shared voting and dispositive power reported as 4 shares. The ownership percentage is calculated against 1,590,309,546 shares outstanding as reported by the issuer. The Amendment references prior Schedule 13D filings and attaches a Schedule A of recent transactions. From an investor-impact standpoint, the position disclosed is immaterial to company control, capital structure, or voting outcomes.

TL;DR: Amendment updates ownership and organizational relationships; disclosed stake is nominal and unlikely to affect governance.

The filing clarifies the chain of control among NEA 14, NEA 16, their GP entities and named managers, and confirms that each Reporting Person disclaims beneficial ownership except as recorded. It documents delegated approval rights on dispositions via an Executive Committee member. The documentation of exhibits (joint filing agreement, transaction schedule, power of attorney) reflects procedural compliance with reporting rules but does not indicate any governance influence given the 4-share holding.

La presente Amendment No. 3 allo Schedule 13D aggiorna le precedenti comunicazioni dei soggetti segnalanti collegati a New Enterprise Associates relative alle azioni ordinarie di Adaptimmune Therapeutics Plc. Complessivamente i soggetti detengono 4 azioni ordinarie (le "Firm Shares"), che, secondo il deposito, rappresentano 0% della classe su un totale di 1.590.309.546 azioni ordinarie in circolazione. Il documento dichiara il potere condiviso di voto e di disposizione su tali 4 azioni e individua i fondi, gli enti di controllo e i singoli manager coinvolti. L'emendamento include lo Schedule A per le transazioni recenti e cita l'Allegato 1 (accordo di deposito congiunto) e l'Allegato 3 (procura).

Esta Enmienda nº 3 al Schedule 13D actualiza presentaciones previas de las personas informantes relacionadas con New Enterprise Associates sobre acciones ordinarias de Adaptimmune Therapeutics Plc. Conjuntamente, las personas informantes poseen 4 acciones ordinarias (las "Firm Shares"), que según el informe representan el 0% de la clase, basado en 1.590.309.546 acciones ordinarias en circulación. El documento revela el poder compartido de voto y disposición sobre esas 4 acciones e identifica los fondos, las entidades de control y los gestores individuales implicados. La Enmienda adjunta el Schedule A con transacciones recientes y hace referencia al Anexo 1 (acuerdo de presentación conjunta) y al Anexo 3 (poder).

본 Amendment No. 3는 New Enterprise Associates 관련 보고자가 Adaptimmune Therapeutics Plc의 보통주에 대해 제출한 이전 문서를 갱신합니다. 보고자들은 합쳐서 4주(이하 "Firm Shares")를 보유하고 있으며, 제출서에 따르면 총 1,590,309,546주의 발행 보통주 기준으로 이 수치는 0%에 해당합니다. 제출서는 이 4주에 대한 공동 의결권 및 처분권을 공개하고 관련 펀드, 지배 기관 및 개별 매니저들을 특정합니다. 해당 개정안은 최근 거래 내역을 담은 Schedule A를 첨부하고, Exhibit 1(공동 제출 계약)과 Exhibit 3(위임장)을 인용합니다.

Le présent Amendment n°3 au Schedule 13D met à jour des déclarations antérieures des personnes déclarantes liées à New Enterprise Associates concernant les actions ordinaires d'Adaptimmune Therapeutics Plc. Ensemble, les personnes déclarantes détiennent 4 actions ordinaires (les « Firm Shares »), ce qui, d'après le dépôt, représente 0% de la catégorie sur la base de 1 590 309 546 actions ordinaires en circulation. Le dépôt révèle un pouvoir conjoint de vote et de disposition sur ces 4 actions et identifie les fonds, entités de contrôle et gestionnaires individuels impliqués. L'amendement joint le Schedule A pour les transactions récentes et cite l'Exhibit 1 (accord de dépôt conjoint) et l'Exhibit 3 (procuration).

Diese Amendment Nr. 3 zum Schedule 13D aktualisiert frühere Einreichungen der meldepflichtigen Personen im Zusammenhang mit New Enterprise Associates bezüglich der Stammaktien von Adaptimmune Therapeutics Plc. Zusammen halten die meldepflichtigen Personen 4 Stammaktien (die "Firm Shares"), die laut Einreichung 0% der Klasse ausmachen, basierend auf 1.590.309.546 ausstehenden Stammaktien. Die Einreichung legt gemeinsames Stimm- und Verfügungsrecht über diese 4 Aktien offen und benennt die beteiligten Fonds, Kontrollgesellschaften und einzelnen Manager. Die Änderung fügt Schedule A für die jüngsten Transaktionen bei und verweist auf Exhibit 1 (gemeinsame Einreichungsvereinbarung) und Exhibit 3 (Vollmacht).






If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D


New Enterprise Associates 14, L.P.
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Anthony A. Florence Jr., Managing Partner and Co-Chief Executive Officer
Date:08/19/2025
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Mohamad H. Makhzoumi, Managing Partner and Co-Chief Executive Officer
Date:08/19/2025
NEA Partners 14, L.P.
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Anthony A. Florence Jr., Managing Partner and Co-Chief Executive Officer
Date:08/19/2025
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Mohamad H. Makhzoumi, Managing Partner and Co-Chief Executive Officer
Date:08/19/2025
NEA 14 GP, LTD
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Anthony A. Florence Jr., Managing Partner and Co-Chief Executive Officer
Date:08/19/2025
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Mohamad H. Makhzoumi, Managing Partner and Co-Chief Executive Officer
Date:08/19/2025
New Enterprise Associates 16, L.P.
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Anthony A. Florence Jr., Managing Partner and Co-Chief Executive Officer
Date:08/19/2025
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Mohamad H. Makhzoumi, Managing Partner and Co-Chief Executive Officer
Date:08/19/2025
NEA Partners 16, L.P.
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Anthony A. Florence Jr., Managing Partner and Co-Chief Executive Officer
Date:08/19/2025
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Mohamad H. Makhzoumi, Managing Partner and Co-Chief Executive Officer
Date:08/19/2025
NEA 16 GP, LLC
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Anthony A. Florence Jr., Managing Partner and Co-Chief Executive Officer
Date:08/19/2025
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Mohamad H. Makhzoumi, Managing Partner and Co-Chief Executive Officer
Date:08/19/2025
Forest Baskett
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Forest Baskett
Date:08/19/2025
Anthony A. Florence, Jr.
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Anthony A. Florence, Jr.
Date:08/19/2025
Patrick J. Kerins
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Patrick J. Kerins
Date:08/19/2025
Mohamad H. Makhzoumi
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Mohamad H. Makhzoumi
Date:08/19/2025
Scott D. Sandell
Signature:/s/ Zachary Bambach
Name/Title:Zachary Bambach as attorney-in-fact for Scott D.Sandell
Date:08/19/2025
Comments accompanying signature:
This Amendment No. 3 to Schedule 13D was executed by Zachary Bambach on behalf of the individuals listed above pursuant to a Power of Attorney a copy of which is attached as Exhibit 3.

FAQ

How many Adaptimmune (ADAP) shares do the New Enterprise Associates reporting persons hold?

They collectively hold 4 Ordinary Shares of Adaptimmune, described in the filing as the "Firm Shares."

What percentage of ADAP outstanding shares does the filing report?

The filing calculates the position as 0% based on 1,590,309,546 Ordinary Shares outstanding reported by the issuer.

Do the NEA reporting persons have voting or dispositive power over the shares?

Yes; the cover sheets report shared voting power 4 and shared dispositive power 4 for the reporting persons.

Does the Amendment include details of recent transactions in ADAP shares?

Yes; the filing states that Schedule A (Exhibit 2) describes all transactions in the past 60 days.

What exhibits are attached to this Amendment No. 3?

The filing lists Exhibit 1 (joint filing agreement), Exhibit 2 (Schedule A: recent transactions) and Exhibit 3 (power of attorney).
Adaptimmune Therapeutics Plc

NASDAQ:ADAP

ADAP Rankings

ADAP Latest News

ADAP Latest SEC Filings

ADAP Stock Data

16.43M
263.38M
0.63%
43.95%
3.15%
Biotechnology
Biological Products, (no Disgnostic Substances)
Link
United Kingdom
ABINGDON, OXFORDSHIRE