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Adeia (ADEA) CLO gets stock awards and withholds shares for tax

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Adeia Inc. Chief Licensing Officer, Media, Mark Kokes reported a mix of stock awards and tax-related share withholdings in common stock. On March 1, 2026, he had tax-withholding dispositions of 28,007 and 57,473 shares at 20.6900 per share, tied to vesting. He also acquired 112,961 shares from performance stock units that fully vested after a three-year performance period, plus a new grant of 76,820 restricted stock units that vest in four annual installments. His direct holdings increased to 338,936 shares after these transactions.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kokes Mark

(Last) (First) (Middle)
3025 ORCHARD PARKWAY

(Street)
SAN JOSE CA 95134

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Adeia Inc. [ ADEA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Licensing Officer, Media
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2026 F 28,007(1) D $20.69 206,628 D
Common Stock 03/01/2026 A 112,961(2) A $0 319,589 D
Common Stock 03/01/2026 F 57,473(1) D $20.69 262,116 D
Common Stock 03/01/2026 A 76,820(3) A $0 338,936 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares were withheld to satisfy tax withholding obligations in connection with the release of shares subject to vesting.
2. Includes 112,961 Performance Stock Units ("PSU") originally granted on March 1, 2023, which fully vested, following a three-year performance period ended February 28, 2026, on March 1, 2026 upon certification by the Compensation Committee of the Issuer of certain predetermined market performance criteria. Each PSU represents a contingent right to receive one share of the Issuer's common stock.
3. Includes a grant of 76,820 restricted stock units that vest in four equal installments on the first, second, third and fourth anniversaries of the grant date.
/s/ Kevin Tanji, Attorney-in Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Adeia (ADEA) executive Mark Kokes report?

Mark Kokes reported tax-related share withholdings and new equity awards. Transactions included 28,007 and 57,473 common shares withheld at 20.6900 for taxes and awards of 112,961 performance stock units plus 76,820 restricted stock units, all on March 1, 2026.

Were Adeia (ADEA) shares sold on the open market in this Form 4?

The dispositions were for tax withholding, not open-market sales. Code F transactions show 28,007 and 57,473 shares delivered at 20.6900 per share to cover tax obligations arising from vested equity awards, according to the transaction code description and related footnote.

What performance stock units vested for Adeia (ADEA) executive Mark Kokes?

Kokes received 112,961 shares from performance stock units originally granted on March 1, 2023. These units fully vested after a three-year performance period ending February 28, 2026, upon the Compensation Committee’s certification of predetermined market performance criteria, with each unit converting into one common share.

What new restricted stock units did Adeia (ADEA) grant to Mark Kokes?

He received a grant of 76,820 restricted stock units in Adeia common stock. According to the footnote, these RSUs vest in four equal installments on the first, second, third and fourth anniversaries of the grant date, creating a multi-year, time-based vesting schedule.

How many Adeia (ADEA) shares does Mark Kokes hold after these transactions?

After the reported grant, vesting, and tax-withholding entries, Kokes’ direct beneficial ownership stands at 338,936 shares of Adeia common stock. This figure is shown as the total shares following the final reported acquisition transaction on March 1, 2026.
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2.43B
107.34M
Software - Application
Cable & Other Pay Television Services
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United States
SAN JOSE