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ADARx executive reports options on 335,633 shares

The options vest in stages beginning August 3, 2027, subject to continued service on each vesting date.

(Moderate)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ADARx Pharmaceuticals, Inc. Chief People Officer Robert William Ackles reported employee stock options covering 335,633 common shares, granted August 17, 2026, with an $8.69 exercise price and an expiration date of August 16, 2036. One-quarter of the shares vest and become exercisable on August 3, 2027; the rest vest in equal quarterly installments over three years, subject to continued service on each vesting date.

Insider Ackles Robert William
Role Chief People Officer
Type Security Shares Price Value
holding Employee Stock Option (right to buy) F1 -- -- --
Holdings After Transaction: Employee Stock Option (right to buy) — 335,633 contracts (Direct)
Footnotes (1)
  1. F1. Granted to the Reporting Person on August 17, 2026. 1/4 of the total number of shares vest and become exercisable on August 3, 2027 and the remaining shares vest and become exercisable in equal quarterly installments thereafter over a three-year period, subject to the Reporting Person's continued service to the Issuer on each vesting date.
Option coverage 335,633 common shares Employee stock options reported by the Chief People Officer
Exercise price $8.69 per share Employee stock options
First vesting date August 3, 2027 One-quarter of the shares vest and become exercisable
Vesting period Three years Remaining shares vest in equal quarterly installments
Expiration date August 16, 2036 Employee stock options
Employee Stock Option (right to buy) financial
"Employee Stock Option (right to buy)"
vest and become exercisable financial
"shares vest and become exercisable on August 3, 2027"
equal quarterly installments financial
"vest in equal quarterly installments thereafter over a three-year period"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many stock options did ADRX Chief People Officer Robert William Ackles report?

Robert William Ackles reported employee stock options covering 335,633 common shares. The options were granted August 17, 2026, and have an exercise price of $8.69.

When do Robert William Ackles's ADRX stock options vest?

One-quarter of the shares vest and become exercisable on August 3, 2027. The remaining shares vest in equal quarterly installments over a three-year period, subject to continued service on each vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Ackles Robert William

(Last)(First)(Middle)
C/O ADARX PHARMACEUTICALS, INC.
5871 OBERLIN DRIVE, SUITE 200

(Street)
SAN DIEGO CALIFORNIA 92121

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
09/24/2026
3. Issuer Name and Ticker or Trading Symbol
ADARx Pharmaceuticals, Inc. [ ADRX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief People Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy) (1)08/16/2036Common Stock335,633$8.69D
Explanation of Responses:
1. Granted to the Reporting Person on August 17, 2026. 1/4 of the total number of shares vest and become exercisable on August 3, 2027 and the remaining shares vest and become exercisable in equal quarterly installments thereafter over a three-year period, subject to the Reporting Person's continued service to the Issuer on each vesting date.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Jiang Bian , Attorney-in-Fact09/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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