STOCK TITAN

ADT (ADT) EVP David Smail awarded dividend-equivalent stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ADT Inc. executive David W. Smail, EVP, Chief Legal Officer and Secretary, reported an automatic credit of 236.725 dividend equivalent units tied to ADT common stock on January 8, 2026. These units accrued under existing restricted stock units based on the closing share price on that date and are scheduled to vest on March 1, 2026.

Following this transaction, Smail beneficially owns a total of 399,746.835 shares of ADT common stock in direct form. The transaction was recorded at a price of $0 per unit, reflecting its nature as an equity-based compensation adjustment rather than an open-market purchase.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smail David W

(Last) (First) (Middle)
C/O ADT INC.
1501 YAMATO ROAD

(Street)
BOCA RATON FL 33431

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ADT Inc. [ ADT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, CLO and Secretary
3. Date of Earliest Transaction (Month/Day/Year)
01/08/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/08/2026 A 236.725(1) A $0 399,746.835 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents dividend equivalent units, which accrued in accordance with the terms of the restricted stock units based on the closing price per share of Common Stock as of January 8, 2026, and which vest on March 1, 2026.
Remarks:
/s/MaryJon Donnelly, attorney-in-fact 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did ADT (ADT) report for executive David W. Smail?

David W. Smail, ADT's EVP, CLO and Secretary, reported an acquisition of 236.725 dividend equivalent units related to ADT common stock on January 8, 2026.

What are the 236.725 units reported by ADT executive David W. Smail?

The 236.725 units represent dividend equivalent units that accrued under existing restricted stock units, based on ADT's closing stock price on January 8, 2026, and they vest on March 1, 2026.

How many ADT shares does David W. Smail own after this transaction?

After the reported transaction, David W. Smail beneficially owns 399,746.835 shares of ADT common stock in direct ownership form.

Did David W. Smail pay cash for the ADT dividend equivalent units?

No cash was paid for this transaction; the 236.725 dividend equivalent units were recorded at a $0 price per unit as part of equity-based compensation.

When do the newly accrued ADT dividend equivalent units vest?

The dividend equivalent units credited to David W. Smail are scheduled to vest on March 1, 2026, in line with the terms of the related restricted stock units.

What is David W. Smail’s role at ADT (ADT)?

David W. Smail is an officer of ADT, serving as EVP, Chief Legal Officer (CLO) and Secretary, as indicated in the filing.

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