ADT EVP awarded 556,379 stock options

Smail David W reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Smail David W reported acquisition or exercise transactions in this Form 4 filing.

ADT Inc. executive David W. Smail, who serves as EVP, CLO and Secretary, received a grant of 556,379 employee stock options on 3/05/2026. These options are a right to buy ADT shares and represent equity-based compensation rather than an open-market purchase.

The option grant vests in three equal annual installments on 3/05/2027, 3/05/2028 and 3/05/2029, which encourages longer-term alignment between the executive and shareholders. Following this grant, Smail directly holds 556,379 options.

Insider Trade Summary

Grant/Award: 556,379 shares

Grant/Award 1 txn

Insider Smail David W

Role EVP, CLO and Secretary

Type	Security	Shares	Price	Value
Grant/Award	Employee Stock Option (right to buy)	556,379	$0.00	$0.00

Holdings After Transaction: Employee Stock Option (right to buy) — 556,379 contracts (Direct)

Footnotes (1)

1. F1. The option vests in three equal annual installments on 3/05/2027, 3/05/2028 and 3/05/2029

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ADT (ADT) report for David W. Smail?

ADT reported that EVP, CLO and Secretary David W. Smail received a grant of 556,379 employee stock options on March 5, 2026. These options are a right to buy ADT shares, classified as a grant or award acquisition rather than an open-market trade.

How many stock options did ADT (ADT) grant to David W. Smail?

David W. Smail was granted 556,379 employee stock options. This entire amount was acquired in a single grant on March 5, 2026, and represents equity-based compensation tied to his role as EVP, CLO and Secretary at ADT Inc.

When do David W. Smail’s ADT (ADT) stock options vest?

The stock options granted to David W. Smail vest in three equal annual installments. Vesting dates are March 5, 2027, March 5, 2028, and March 5, 2029, creating a multi-year timetable that links his potential equity gains to longer-term service at ADT.

Was the ADT (ADT) insider transaction a buy or a grant for David W. Smail?

The transaction was a grant or award acquisition, not an open-market buy. Form 4 data classifies it under transaction code “A,” meaning Smail received 556,379 employee stock options as compensation rather than purchasing existing shares in the market.

What is David W. Smail’s derivative holdings in ADT (ADT) after this grant?

After the March 5, 2026 grant, David W. Smail directly holds 556,379 employee stock options. These options provide a right to buy ADT shares in the future, subject to the three-step vesting schedule extending through March 5, 2029.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/09/2026 - 05:29 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smail David W

(Last) (First) (Middle)

C/O ADT INC.

1501 YAMATO ROAD

(Street)

BOCA RATON FL 33431

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ADT Inc. [ ADT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, CLO and Secretary

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	$6.74	03/05/2026		A		556,379		(1)	03/05/2036	Common Stock	556,379	$0	556,379	D

Explanation of Responses:

1. The option vests in three equal annual installments on 3/05/2027, 3/05/2028 and 3/05/2029

Remarks:

	/s/MaryJon Donnelly, attorney-in-fact	03/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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