STOCK TITAN

ADTRAN (ADTN) CRO sells 9,332 shares and gifts 10,469 shares

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

ADTRAN Holdings, Inc. Chief Revenue Officer James Denson Jr reported insider transactions in the company’s common stock. He sold 9,332 shares in an open-market transaction at a weighted average price of about $14.72 per share, with individual trade prices ranging from $14.69 to $14.765.

He also made a bona fide gift of 10,469 shares by transferring them to a donor-advised fund sponsored by a charitable organization. After these transactions, he directly holds about 143,277 shares of common stock and indirectly holds about 4,246 shares through a 401(k) plan.

Positive

  • None.

Negative

  • None.
Insider Wilson James Denson Jr
Role Chief Revenue Officer
Sold 9,332 shs ($137K)
Type Security Shares Price Value
Sale Common Stock 9,332 $14.72 $137K
Gift Common Stock 10,469 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 143,277.486 shares (Direct, null); Common Stock — 4,246.251 shares (Indirect, 401(k) Plan)
Footnotes (1)
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.69 to $14.765, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. The reporting person transferred 10,469 shares of the Issuer's common stock to a donor-advised fund sponsored by a charitable organization under Section 501(c)(3) of the Internal Revenue Code.
Shares sold 9,332 shares Open-market sale of common stock
Weighted average sale price $14.72 per share Common stock sale on 2026-05-20
Sale price range $14.69–$14.765 per share Price range for multiple sale transactions
Shares gifted 10,469 shares Bona fide gift to donor-advised fund
Direct holdings after transactions 143,277.486 shares Direct common stock ownership post-transaction
Indirect 401(k) holdings 4,246.251 shares Common stock held through 401(k) plan
bona fide gift financial
"The transaction code description states the transfer was a bona fide gift."
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
donor-advised fund financial
"Shares were transferred to a donor-advised fund sponsored by a charitable organization."
A donor-advised fund is a charitable giving account that lets an individual or family deposit cash, stock, or other assets now, get an immediate tax benefit, and then recommend grants to charities over time. Think of it like a private charitable bucket you control without running a charity yourself; investors care because it’s a tax-efficient way to give appreciated securities, can change when and how donated shares enter the market, and affects personal and corporate tax planning.
weighted average price financial
"The price reported is a weighted average price for multiple sale transactions."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
401(k) Plan financial
"Some shares are held indirectly through a 401(k) Plan account."
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wilson James Denson Jr

(Last)(First)(Middle)
C/O ADTRAN HOLDINGS, INC.
901 EXPLORER BOULEVARD

(Street)
HUNTSVILLE ALABAMA 35806-2807

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ADTRAN Holdings, Inc. [ ADTN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Revenue Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/20/2026S9,332D$14.72(1)143,277.486D
Common Stock05/20/2026G(2)10,469D$0132,808.486D
Common Stock4,246.251I401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.69 to $14.765, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
2. The reporting person transferred 10,469 shares of the Issuer's common stock to a donor-advised fund sponsored by a charitable organization under Section 501(c)(3) of the Internal Revenue Code.
/s/ Dan Ragsdale, by power of attorney05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did ADTRAN (ADTN) Chief Revenue Officer report?

The Chief Revenue Officer reported selling 9,332 shares of ADTRAN common stock in an open-market transaction and making a bona fide gift of 10,469 shares to a donor-advised fund on the same date.

At what price were the ADTRAN (ADTN) shares sold by the executive?

The reported weighted average sale price was about $14.72 per share, with individual trades executed between $14.69 and $14.765 per share, according to the Form 4 footnote describing the open-market transaction.

How many ADTRAN (ADTN) shares did the executive gift to charity?

He transferred 10,469 shares of ADTRAN common stock as a bona fide gift to a donor-advised fund sponsored by a Section 501(c)(3) charitable organization, as disclosed in the Form 4’s second footnote.

How many ADTRAN (ADTN) shares does the insider hold after these transactions?

Following the reported sale and gift, the insider directly holds about 143,277 shares of ADTRAN common stock and indirectly holds about 4,246 shares through a 401(k) plan account, based on the post-transaction ownership figures.

Was the ADTRAN (ADTN) insider sale part of a derivative exercise?

No, the Form 4 shows no derivative exercises. The reported transactions involve non-derivative common stock, including an open-market sale and a separate bona fide gift, with no option or other derivative activity indicated in the filing.