Aditxt (ADTX) ten percent owners disclose 100,000-share Common Stock position
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Aditxt, Inc. filed an initial ownership report showing that Sandie Gong and Devon Xin Xu are each ten percent owners. The filing reports that 100,000 shares of Common Stock are held in a brokerage account of Sandie Gong. Xu is identified as Gong’s spouse and has trading authorization over the same brokerage account, and may be deemed to beneficially own these reported securities as well. This Form 3 establishes their status as significant shareholders but does not report any new buy or sell transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Gong Sandie, Xu Devon Xin
Role
null | null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 100,000 shares (Direct, null)
Footnotes (1)
- [object Object]
Key Figures
Common Stock held: 100,000 shares
1 metrics
Common Stock held
100,000 shares
Shares of Aditxt Common Stock reported as held in Sandie Gong’s brokerage account
Key Terms
ten percent owner, beneficially own, trading authorization
3 terms
ten percent owner regulatory
"reportingPersons ... "is_ten_percent_owner": 1"
beneficially own regulatory
"may be deemed to beneficially own the reported securities"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
trading authorization financial
"Devon Xu ... holds trading authorization over the brokerage account"
FAQ
What does the Aditxt (ADTX) Form 3 filing by Sandie Gong and Devon Xin Xu show?
The Form 3 shows that Sandie Gong and Devon Xin Xu are each ten percent owners of Aditxt. It reports 100,000 shares of Common Stock held in a brokerage account of Gong, with Xu having trading authorization and deemed beneficial ownership.
Does the Aditxt (ADTX) Form 3 for Gong and Xu report any stock purchases or sales?
The Form 3 does not report any purchases or sales of Aditxt stock. It is an initial ownership filing that discloses a holding of 100,000 Common Stock shares, rather than documenting a new transaction in the company’s shares.
Why are Sandie Gong and Devon Xin Xu identified as ten percent owners of Aditxt (ADTX)?
They are identified as ten percent owners because their reported holdings meet the SEC threshold for significant beneficial ownership. The Form 3 shows 100,000 Aditxt Common Stock shares held in Gong’s brokerage account, with Xu deemed to beneficially own those shares through trading authorization.