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  4. [Form 3] Aditxt, Inc. Initial Statement of Beneficial Ownership

Bank of America (ADTX) entities report initial Aditxt share ownership on Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Bank of America Corporation and its subsidiaries reported initial beneficial ownership in Aditxt, Inc. common stock. A Form 3 shows 57 shares of ADTX common stock beneficially owned indirectly through Bank of America N.A. and BofA Securities, Inc.

The filing explains that Bank of America’s interest arises from its indirect ownership of these subsidiaries. It also notes the reporting owners may be deemed to have temporarily held voting and dispositive power over additional shares as a result of short-term stock borrowings, while expressly disavowing group status under Section 13(d).

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Insider BANK OF AMERICA CORP /DE/, BOFA SECURITIES, INC., BANK OF AMERICA NA
Role null | null | null
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 57 shares (Indirect, See Footnotes)
Footnotes (1)
  1. The 57 common stock shares ("Shares") reported as acquired in Table I represent Shares of ADITXT, INC.("the Issuer") beneficially owned by Bank of America N.A. ("BANA"), and BofA Securities, Inc. ("BOFAS"). BANA and BOFAS are wholly owned subsidiaries of Bank of America Corporation ("Bank of America"). The Reporting Owners may be deemed to have temporarily held voting and dispositive power over additional Shares as a result of short-term stock borrowings. This statement is jointly filed by Bank of America, BANA and BOFAS. Bank of America holds an indirect interest in the securities listed in Table I ("the Securities") by virtue of its indirect ownership of its subsidiaries, BANA and BOFAS. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer of (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Beneficially owned shares 57 shares Common stock beneficially owned indirectly via BANA and BOFAS
Reporting entities 3 entities Bank of America Corp., Bank of America N.A., BofA Securities, Inc.
Form type Form 3 Initial statement of beneficial ownership of Aditxt common stock
beneficially owned financial
"represent Shares of ADITXT, INC.("the Issuer") beneficially owned by Bank of America N.A."
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
voting and dispositive power financial
"may be deemed to have temporarily held voting and dispositive power over additional Shares"
short-term stock borrowings financial
"temporarily held voting and dispositive power over additional Shares as a result of short-term stock borrowings"
indirect interest financial
"Bank of America holds an indirect interest in the securities listed in Table I"
Section 13(d) regulatory
"for the purposes of Section 13(d) of the US Securities Exchange Act of 1934"
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
BANK OF AMERICA CORP /DE/
(Last)(First)(Middle)
BANK OF AMERICA CORPORATE CENTER
100 N TRYON ST
(Street)
CHARLOTTE NORTH CAROLINA 28255
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
06/10/2026		3. Issuer Name and Ticker or Trading Symbol
Aditxt, Inc. [ ADTX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock57(1)ISee Footnotes(1)(2)(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
BANK OF AMERICA CORP /DE/
(Last)(First)(Middle)
BANK OF AMERICA CORPORATE CENTER
100 N TRYON ST
(Street)
CHARLOTTE NORTH CAROLINA 28255
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
BOFA SECURITIES, INC.
(Last)(First)(Middle)
150 N COLLEGE ST
NC1-028-29-04
(Street)
CHARLOTTE NORTH CAROLINA 28255
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
BANK OF AMERICA NA
(Last)(First)(Middle)
100 NORTH TRYON STREET
(Street)
CHARLOTTE NORTH CAROLINA 28255
(City)(State)(Zip)
UNITED STATES
(Country)
Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. The 57 common stock shares ("Shares") reported as acquired in Table I represent Shares of ADITXT, INC.("the Issuer") beneficially owned by Bank of America N.A. ("BANA"), and BofA Securities, Inc. ("BOFAS"). BANA and BOFAS are wholly owned subsidiaries of Bank of America Corporation ("Bank of America"). The Reporting Owners may be deemed to have temporarily held voting and dispositive power over additional Shares as a result of short-term stock borrowings.
2. This statement is jointly filed by Bank of America, BANA and BOFAS. Bank of America holds an indirect interest in the securities listed in Table I ("the Securities") by virtue of its indirect ownership of its subsidiaries, BANA and BOFAS.
3. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer of (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
BANK OF AMERICA CORP /DE/ By: Its: Authorized Signatory /s/ Monica Yako06/15/2026
BOFA SECURITIES, INC. By: Its: Authorized Signatory /s/ Monica Yako06/15/2026
BANK OF AMERICA NA By: Its: Authorized Signatory /s/ Monica Yako06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

Who filed the Form 3 for Aditxt (ADTX)?

The Form 3 was jointly filed by Bank of America Corporation, Bank of America N.A., and BofA Securities, Inc.. The filing reflects their status as significant holders of Aditxt, Inc. common stock through indirect, subsidiary-based ownership.

How many Aditxt (ADTX) shares are reported on this Form 3?

The Form 3 reports 57 shares of Aditxt common stock as beneficially owned. These shares are attributed to Bank of America N.A. and BofA Securities, Inc., with Bank of America Corporation holding an indirect interest through its ownership of these subsidiaries.

Is there a buy or sell transaction in this Aditxt (ADTX) Form 3?

No specific buy or sell transaction is reported; the Form 3 reflects initial beneficial ownership of 57 common shares. It functions as a baseline ownership disclosure rather than a record of open-market purchases or sales of Aditxt stock.

How is Bank of America’s ownership in Aditxt (ADTX) structured?

Bank of America’s interest is indirect, arising through its wholly owned subsidiaries Bank of America N.A. and BofA Securities, Inc. The filing states Bank of America holds an indirect interest in the Aditxt securities by virtue of its ownership of these subsidiaries.

What does the short-term stock borrowings language mean for Aditxt (ADTX)?

The filing notes the reporting owners may be deemed to have temporarily held voting and dispositive power over additional Aditxt shares due to short-term stock borrowings. This indicates transient control linked to borrowing arrangements, not a permanent increase in their long-term share position.

Do the reporting persons claim to be a Section 13(d) group in Aditxt (ADTX)?

No. The filing explicitly states each reporting person disclaims being part of any group for Section 13(d) or other purposes. They assert that the joint filing should not be construed as forming a partnership or group regarding Aditxt securities.