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Ameren (NYSE: AEE) executive Patrick Smith granted 280 shares, now holds 20,275 directly

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Smith Patrick E reported acquisition or exercise transactions in this Form 4 filing.

Ameren Corp executive Patrick E. Smith reported a stock award and updated holdings. He received a grant of 280 shares of Ameren common stock at no cost, bringing his direct ownership to 20,275 shares. He also reported indirect holdings of 968 shares held by his spouse and 3,113 share equivalents in a 401(k) plan.

Footnotes explain that part of his position consists of restricted stock units granted under Ameren’s 2022 Omnibus Incentive Compensation Plan, scheduled to vest with a payment date in 2029, no later than March 15, 2029. The filing also notes 84 dividend equivalents accrued on these units during the first half of 2026.

Positive

  • None.

Negative

  • None.
Insider Smith Patrick E
Role Chairman & President of Sub
Type Security Shares Price Value
Grant/Award Common Stock, $.01 Par Value 280 $0.00 --
holding Common Stock, $.01 Par Value -- -- --
holding Common Stock, $.01 Par Value -- -- --
Holdings After Transaction: Common Stock, $.01 Par Value — 20,275 shares (Direct, null); Common Stock, $.01 Par Value — 3,113 shares (Indirect, By 401(k))
Footnotes (1)
  1. Represents the estimated number of share equivalents held by the reporting person in the unitized stock fund included in the Ameren Corporation Savings Investment Plan as of June 30, 2026. These restricted stock units were granted under the issuer's 2022 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2029, which shall be no later than March 15, 2029, subject to the terms of the Plan and the applicable award agreement issued thereunder. Amount includes 84 accrued dividend equivalents acquired during the first and second quarters of 2026 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2022 Omnibus Incentive Compensation Plan.
Stock award 280 shares Common stock grant at $0.0000 per share on July 1, 2026
Direct holdings after grant 20,275 shares Ameren common stock directly owned following the reported acquisition
Spouse-held shares 968 shares Indirect ownership reported as held by spouse
401(k) share equivalents 3,113 share equivalents Estimated units in Ameren stock fund within savings investment plan as of June 30, 2026
Dividend equivalents 84 equivalents Accrued during first and second quarters of 2026 on RSUs
RSU vesting deadline March 15, 2029 Latest payment date for restricted stock units granted under 2022 Plan
restricted stock units financial
"These restricted stock units were granted under the issuer's 2022 Omnibus Incentive Compensation Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2022 Omnibus Incentive Compensation Plan financial
"granted under the issuer's 2022 Omnibus Incentive Compensation Plan (the "Plan")"
dividend equivalents financial
"Amount includes 84 accrued dividend equivalents acquired during the first and second quarters of 2026"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
unitized stock fund financial
"estimated number of share equivalents held by the reporting person in the unitized stock fund"
savings investment plan financial
"included in the Ameren Corporation Savings Investment Plan as of June 30, 2026"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smith Patrick E

(Last)(First)(Middle)
1901 CHOUTEAU AVENUE

(Street)
SAINT LOUIS MISSOURI 63103

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AMEREN CORP [ AEE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chairman & President of Sub
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $.01 Par Value3,113(1)IBy 401(k)
Common Stock, $.01 Par Value968IBy spouse
Common Stock, $.01 Par Value07/01/2026A280(2)A$020,275(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the estimated number of share equivalents held by the reporting person in the unitized stock fund included in the Ameren Corporation Savings Investment Plan as of June 30, 2026.
2. These restricted stock units were granted under the issuer's 2022 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2029, which shall be no later than March 15, 2029, subject to the terms of the Plan and the applicable award agreement issued thereunder.
3. Amount includes 84 accrued dividend equivalents acquired during the first and second quarters of 2026 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2022 Omnibus Incentive Compensation Plan.
Remarks:
Jonathan T. Shade, Deputy Corp. Secy. for Ameren Corporation, attorney-in-fact for Patrick E. Smith07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Ameren (AEE) executive Patrick E. Smith report?

Patrick E. Smith reported receiving a grant of 280 Ameren common shares as a stock award, with no purchase price. The filing also updates his direct and indirect holdings, including shares held personally, by his spouse, and through a 401(k) plan-related stock fund.

How many Ameren (AEE) shares does Patrick E. Smith hold after this Form 4?

After the reported grant, Patrick E. Smith directly holds 20,275 Ameren common shares. He also reports 968 shares held indirectly by his spouse and 3,113 share equivalents in a unitized Ameren stock fund within a savings investment plan, according to the filing details.

What are the terms of the Ameren (AEE) restricted stock units mentioned for Patrick E. Smith?

The restricted stock units were granted under Ameren’s 2022 Omnibus Incentive Compensation Plan and are scheduled to vest with a payment date in 2029. That payment date must occur no later than March 15, 2029, subject to the plan and the applicable award agreement.

What indirect Ameren (AEE) holdings does Patrick E. Smith report on this Form 4?

The filing lists 968 Ameren common shares held indirectly by his spouse and 3,113 estimated share equivalents in a unitized Ameren stock fund in a savings investment plan. These indirect positions supplement his directly owned shares reported in the same Form 4 filing.

What are the 84 dividend equivalents noted in Patrick E. Smith’s Ameren (AEE) filing?

The filing states that 84 accrued dividend equivalents were added during the first and second quarters of 2026. These resulted from a dividend reinvestment feature attached to restricted stock units granted under Ameren’s 2022 Omnibus Incentive Compensation Plan, increasing his associated unit-based holdings.