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AEHR (NASDAQ: AEHR) Form 144 lists vested-share notices and option exercise

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

AEHR Technologies reported a Form 144 notice listing proposed sales or transfers tied to compensation vesting and option exercise. The excerpt lists multiple restricted stock vesting events (for example, 1,465 shares on 01/11/2024 and 6,546 shares on 04/14/2024) and a stock option exercise of 3,338 shares on 09/16/2024. The filing names Fidelity Brokerage Services LLC as the broker and indicates NASDAQ as the exchange.

Positive

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Insights

Form 144 lists proposed affiliate sales tied to vested compensation and an option exercise.

The filing excerpt inventories multiple vesting events and a single exercise entry, specifying broker details and Nasdaq as the market. As a Form 144, this is a notice of proposed resale by an affiliate rather than evidence of completed market transactions.

Cash‑flow treatment and whether sales occurred are not stated in the excerpt; subsequent filings would show completed dispositions if they occur.

Broker listed Fidelity Brokerage Services LLC filing line identifying broker
Stock option exercise 3,338 shares Stock Option Exercise on 09/16/2024
Restricted stock vesting example 1,465 shares Restricted Stock Vesting on 01/11/2024
Largest vesting example shown 6,546 shares Restricted Stock Vesting on 04/14/2024
Exchange NASDAQ Exchange listed in filing header
Restricted Stock Vesting financial
"Restricted Stock Vesting | Issuer | 1465 | 01/11/2024"
Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.
Stock Option Exercise financial
"Stock Option Exercise | Issuer | 3338 | 09/16/2024"
A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.
Form 144 regulatory
"CONTENT TO ANALYZE: ... form_type: "144""
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR

FAQ

What does AEHR's Form 144 disclose?

It discloses proposed affiliate sales tied to vested compensation and an option exercise. The excerpt lists multiple restricted stock vesting events and a stock option exercise with broker details and Nasdaq as the exchange.

Does the Form 144 confirm shares were sold for AEHR?

No, the Form 144 lists proposed sales or transfers but does not confirm completed trades. It functions as a notice of intent; completed dispositions would appear in later transaction filings.

Which broker and exchange are named in the AEHR excerpt?

The excerpt names Fidelity Brokerage Services LLC as the broker and indicates NASDAQ as the exchange. These are the intermediary and market referenced in the filing lines shown.

What types of securities and events are listed on the AEHR Form 144?

The excerpt lists Common stock transactions tied to Restricted Stock Vesting and one Stock Option Exercise, each with specific dates and share counts in the table.

Are specific share counts included in the AEHR filing excerpt?

Yes; the excerpt includes individual share counts by date, for example 1,465 shares on 01/11/2024 and 6,546 shares on 04/14/2024, among many other listed vesting amounts.