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BlackRock Portfolio Management LLC reports beneficial ownership of 878,832 shares of Advanced Energy Industries, Inc. common stock on a Schedule 13G/A Amendment No. 2. This represents 2.3% of the class as of June 30, 2026.
BlackRock has sole voting power over 772,986 shares and sole dispositive power over 878,832 shares, with no shared voting or dispositive power. Various underlying clients have rights to dividends or sale proceeds, but no single person has more than five percent of the company’s outstanding common shares.
ADVANCED ENERGY INDUSTRIES INC director Brian Shirley sold 1,234 shares of common stock in an open-market transaction on June 15, 2026 at an average price of $372.35 per share. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 12, 2025. After the transaction, he directly holds 6,663 shares. A prior transfer of shares from The Shirley Family Trust into his direct account in October 2025 was a change in form of ownership with no change in his economic interest.
Advanced Energy Industries, Inc. plans to redeem all $136,709,000 of its remaining 2.50% Convertible Senior Notes due 2028 on September 23, 2026. The redemption price will be 100% of principal plus accrued but unpaid interest up to the day before redemption.
Noteholders can instead convert their notes into common stock any time until close of business on September 22, 2026. The current conversion rate is 7.2747 shares per $1,000 principal, implying a conversion price of about $137.46, with an additional 0.0743 shares per $1,000 for conversions tied to this redemption.
Advanced Energy Industries, Inc. filed a Form S-3 shelf registration to permit the offering from time to time of multiple securities, including debt securities, common stock, preferred stock, warrants, purchase contracts, purchase units and units, and to register shares of common stock for resale by selling stockholders. The registration contemplates primary offerings by the company and secondary resales by selling stockholders "from time to time after the effective date". The prospectus states the company will not receive proceeds from any selling stockholder resales unless a prospectus supplement provides otherwise. Shares outstanding were 38,030,657 as of April 29, 2026.
Advanced Energy Industries, Inc. completed a private offering of $1.15 billion aggregate principal amount of 0% Convertible Senior Notes due 2031. The company received approximately $1,128.1 million in net proceeds and structured the notes to mature on May 15, 2031, with multiple conversion and redemption features.
It spent $69.0 million on capped call transactions designed to generally reduce potential dilution on note conversion and exchanged about $438.3 million of its 2.50% Convertible Senior Notes due 2028 for $442.4 million in cash plus approximately 1.98 million shares. After these exchanges, about $136.7 million of the 2028 notes remain outstanding, and the company also received roughly $44.6 million from partially unwinding related hedge and warrant transactions.
The filing is a Form 144 notice relating to proposed sales of Common Stock by Anne DelSanto associated with Advanced Energy Industries, Inc. The excerpt lists a block of 240 shares described under “Securities To Be Sold” and three past monthly sales of 240 shares each on 02/17/2026, 03/16/2026, and 04/15/2026
Advanced Energy Industries, Inc. is raising capital through a private offering of $1.0 billion aggregate principal amount of 0% Convertible Senior Notes due 2031 to qualified institutional buyers under Rule 144A. The company granted initial purchasers an option for up to an additional $150 million of notes.
Advanced Energy expects net proceeds of about $980.8 million, or $1,128.1 million if the option is fully exercised. It plans to spend $60.0 million (or $69.0 million) on capped call transactions and about $442.4 million in cash plus roughly 1.98 million shares to exchange approximately $438.3 million of its 2.50% Senior Convertible Notes due 2028, with remaining proceeds for general corporate purposes including potential retirement of the rest of the 2028 notes.
The notes carry a 0% coupon, mature on May 15, 2031, and have an initial conversion rate of 1.9655 shares per $1,000 (conversion price about $508.78 per share, a 50% premium to the $339.19 stock price on May 13, 2026). Capped call transactions with a cap price of $678.38 per share are designed to mitigate potential dilution from conversions.
Advanced Energy Industries plans a private offering of $1.0 billion aggregate principal amount of Convertible Senior Notes due 2031, with an option for initial purchasers to buy up to an additional $150 million of notes under Rule 144A for qualified institutional buyers.
The company expects to use part of the net proceeds to fund capped call transactions tied to the notes, and to use cash plus shares of common stock to exchange a portion of its outstanding 2.50% Senior Convertible Notes due 2028, with any remaining proceeds for general corporate purposes, including potential retirement of remaining 2028 notes. The new notes will be senior unsecured obligations, pay interest semiannually, and are aimed at refinancing existing convertible debt while managing potential equity dilution through the capped call structure.
Advanced Energy Industries, Inc. reported results of its 2026 Annual Meeting, where stockholders approved key changes to the company’s capital structure and incentive compensation programs.
Stockholders approved a Second Amended and Restated 2023 Omnibus Incentive Plan, increasing shares authorized for issuance under the plan from 2,400,000 to 4,900,000 and extending its termination date from April 27, 2033 to May 7, 2036. They also approved an amendment to the Amended and Restated Certificate of Incorporation to increase authorized common stock from 70,000,000 to 140,000,000 shares, effective upon filing a Certificate of Amendment in Delaware on May 7, 2026.
All ten director nominees were elected, the advisory vote on executive compensation was approved, and Ernst & Young LLP was ratified as independent registered public accounting firm for 2026.