Welcome to our dedicated page for Advanced Energy SEC filings (Ticker: AEIS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Advanced Energy Industries Inc. filings document a Nasdaq-listed operating company focused on precision power conversion, measurement and control solutions. Form 8-K reports furnish quarterly and annual operating results, including revenue trends, margins, earnings, cash flow, dividends, share repurchase activity and market commentary tied to power electronics demand.
Proxy and annual meeting filings cover board matters, executive compensation, equity awards and shareholder votes. Recent governance disclosures also include amendments to the company’s 2023 Omnibus Incentive Plan and the authorization of additional common shares for issuance under that plan, alongside the company’s registered common stock on the Nasdaq Global Select Market.
Advanced Energy Industries, Inc. completed a private offering of $1.15 billion aggregate principal amount of 0% Convertible Senior Notes due 2031. The company received approximately $1,128.1 million in net proceeds and structured the notes to mature on May 15, 2031, with multiple conversion and redemption features.
It spent $69.0 million on capped call transactions designed to generally reduce potential dilution on note conversion and exchanged about $438.3 million of its 2.50% Convertible Senior Notes due 2028 for $442.4 million in cash plus approximately 1.98 million shares. After these exchanges, about $136.7 million of the 2028 notes remain outstanding, and the company also received roughly $44.6 million from partially unwinding related hedge and warrant transactions.
The filing is a Form 144 notice relating to proposed sales of Common Stock by Anne DelSanto associated with Advanced Energy Industries, Inc. The excerpt lists a block of 240 shares described under “Securities To Be Sold” and three past monthly sales of 240 shares each on 02/17/2026, 03/16/2026, and 04/15/2026
Advanced Energy Industries, Inc. is raising capital through a private offering of $1.0 billion aggregate principal amount of 0% Convertible Senior Notes due 2031 to qualified institutional buyers under Rule 144A. The company granted initial purchasers an option for up to an additional $150 million of notes.
Advanced Energy expects net proceeds of about $980.8 million, or $1,128.1 million if the option is fully exercised. It plans to spend $60.0 million (or $69.0 million) on capped call transactions and about $442.4 million in cash plus roughly 1.98 million shares to exchange approximately $438.3 million of its 2.50% Senior Convertible Notes due 2028, with remaining proceeds for general corporate purposes including potential retirement of the rest of the 2028 notes.
The notes carry a 0% coupon, mature on May 15, 2031, and have an initial conversion rate of 1.9655 shares per $1,000 (conversion price about $508.78 per share, a 50% premium to the $339.19 stock price on May 13, 2026). Capped call transactions with a cap price of $678.38 per share are designed to mitigate potential dilution from conversions.
Advanced Energy Industries plans a private offering of $1.0 billion aggregate principal amount of Convertible Senior Notes due 2031, with an option for initial purchasers to buy up to an additional $150 million of notes under Rule 144A for qualified institutional buyers.
The company expects to use part of the net proceeds to fund capped call transactions tied to the notes, and to use cash plus shares of common stock to exchange a portion of its outstanding 2.50% Senior Convertible Notes due 2028, with any remaining proceeds for general corporate purposes, including potential retirement of remaining 2028 notes. The new notes will be senior unsecured obligations, pay interest semiannually, and are aimed at refinancing existing convertible debt while managing potential equity dilution through the capped call structure.
Advanced Energy Industries plans a private offering of $1.0 billion aggregate principal amount of Convertible Senior Notes due 2031, with an option for initial purchasers to buy up to an additional $150 million of notes under Rule 144A for qualified institutional buyers.
The company expects to use part of the net proceeds to fund capped call transactions tied to the notes, and to use cash plus shares of common stock to exchange a portion of its outstanding 2.50% Senior Convertible Notes due 2028, with any remaining proceeds for general corporate purposes, including potential retirement of remaining 2028 notes. The new notes will be senior unsecured obligations, pay interest semiannually, and are aimed at refinancing existing convertible debt while managing potential equity dilution through the capped call structure.
Advanced Energy Industries, Inc. reported results of its 2026 Annual Meeting, where stockholders approved key changes to the company’s capital structure and incentive compensation programs.
Stockholders approved a Second Amended and Restated 2023 Omnibus Incentive Plan, increasing shares authorized for issuance under the plan from 2,400,000 to 4,900,000 and extending its termination date from April 27, 2033 to May 7, 2036. They also approved an amendment to the Amended and Restated Certificate of Incorporation to increase authorized common stock from 70,000,000 to 140,000,000 shares, effective upon filing a Certificate of Amendment in Delaware on May 7, 2026.
All ten director nominees were elected, the advisory vote on executive compensation was approved, and Ernst & Young LLP was ratified as independent registered public accounting firm for 2026.
ADVANCED ENERGY INDUSTRIES INC director Shirley Brian reported receiving an annual equity award of 587 restricted stock units on May 7, 2026. The grant represents the equity portion of the non-employee directors' retainer for Board services under the company’s 2023 Amended and Restated Omnibus Incentive Plan.
The restricted stock units convert into an equal number of shares of common stock and vest on the one-year anniversary of the grant date, contingent on Brian’s continued service as a director on that date. Following this grant, Brian holds 587 restricted stock units directly. The units are not exercisable and do not have an expiration date.
ADVANCED ENERGY INDUSTRIES INC director equity grant: Board member John A. Roush received 587 restricted stock units on May 7, 2026 as the equity portion of the non-employee directors' retainer under the 2023 Amended and Restated Omnibus Incentive Plan. These restricted stock units convert into an equal number of common shares and will vest on the one-year anniversary of the grant date, contingent on his continued service as a director. Restricted stock units are not exercisable and do not have an expiration date. Following this grant, Roush holds 587 restricted stock units directly.
David Reed reported acquisition or exercise transactions in this Form 4 filing.
ADVANCED ENERGY INDUSTRIES INC director David Reed received an annual equity award of 587 restricted stock units. The RSUs were granted on May 7, 2026 as the equity portion of his non-employee director retainer under the 2023 Amended and Restated Omnibus Incentive Plan.
The restricted stock units vest on the one-year anniversary of the grant date, contingent on his continued service as a director on that date. Following this grant, Reed is reported as directly holding 587 RSUs, each representing one share of common stock upon vesting and settlement.
Minnix Lanesha reported acquisition or exercise transactions in this Form 4 filing.
ADVANCED ENERGY INDUSTRIES INC director Lanesha Minnix received an annual grant of 587 restricted stock units on May 7, 2026 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan.
The 587 restricted stock units correspond to 587 shares of common stock and were granted at no cash cost. They vest on the one-year anniversary of the grant date, contingent on her continued service as a director on that date. The units are not exercisable and do not have an expiration date.
Advanced Energy Industries director Ronald C. Foster received an annual grant of 587 restricted stock units on May 7, 2026 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan.
The restricted stock units convert into an equal number of shares of common stock and vest on the one-year anniversary of the grant date, contingent on Foster’s continued service as a director on that date. After this grant, he holds 587 restricted stock units directly.