Welcome to our dedicated page for ADVANCED ENERGY INDUSTRIES SEC filings (Ticker: AEIS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Advanced Energy Industries, Inc. Form 144 notice reports an intended sale of 240 shares of common stock through Fidelity Brokerage Services with an aggregate market value of $38,500.80, planned approximately for 08/15/2025. The company has 37,655,384 shares outstanding, so this sale represents a very small fraction of total equity.
The shares were acquired on 05/07/2023 as vested compensation. The filer, identified as Anne DelSanto, previously sold 240 shares on 06/16/2025 for $29,853.60 and another 240 shares on 07/15/2025 for $34,383.60. The form includes the standard representation that the seller is not aware of any undisclosed material adverse information.
John Donaghey, EVP, Global Sales of Advanced Energy Industries, reported a sale of 1,000 shares of the company's common stock on 08/13/2025 at a price of $160.73 per share. After the transaction he beneficially owns 10,029 shares in total, comprising 7,402 shares of common stock and 2,627 unvested restricted stock units. The Form 4 was signed on behalf of the reporting person on 08/14/2025. The filing shows a direct sale (code S) and indicates compliance with Section 16 reporting requirements.
Advanced Energy Industries (AEIS) received Schedule 13G/A disclosures from Ameriprise Financial, Inc. and Columbia Management Investment Advisers, LLC reporting institutional holdings as of 06/30/2025. Ameriprise reports aggregate beneficial ownership of 2,002,697 shares (5.3%), which the filing states includes shares separately reported by its subsidiary CMIA. Columbia Management reports 1,865,598 shares (5.0%). Both filers report 0 sole voting and 0 sole dispositive power and specify shared voting and dispositive power totals in the cover pages. The filers certify the shares were acquired in the ordinary course of business and not to change control. The filing is signed by Michael G. Clarke on 08/14/2025 and lists the issuer address in Denver, CO.
Advanced Energy Industries, Inc. (AEIS) submitted a Form 144 reporting a proposed sale of 1,000 common shares through Charles Schwab with an aggregate market value of $159,845 and approximate sale date 08/13/2025. The filing shows these shares were acquired 08/09/2021 in an open-market purchase and paid in cash. The notice also discloses a recent sale by John Donaghey of 2,000 shares on 07/09/2025 for $280,000. The filer affirms no undisclosed material information and the form includes the standard legal caution about intentional misstatements.
Advanced Energy Industries Inc. (AEIS) has filed a Form 144 indicating that Anne DelSanto intends to sell up to 240 shares of the company’s common stock. The planned sale, routed through Fidelity Brokerage Services, has an aggregate market value of approximately $34,383.60 based on the filing.
Key details:
- Class of securities: Common stock
- Shares to be sold: 240 (≈ 0.00064 % of the 37.66 million shares outstanding)
- Approximate sale date: 15 July 2025
- Acquisition background: Shares were acquired on 6 May 2023 via vested compensation.
- Recent activity: The filer sold an identical block of 240 shares on 16 June 2025 for gross proceeds of $29,853.60.
The filing is a routine notice under Rule 144; it allows insiders to sell restricted or control securities if specific conditions are met. Given the small size of the transaction relative to AEIS’s float, the disclosure is unlikely to have a material impact on valuation or liquidity. No earnings metrics, strategic updates or operational data are included.
Advanced Energy Industries EVP & CFO Paul R. Oldham executed several transactions on June 20, 2025, as part of a pre-planned Rule 10b5-1 trading plan established on November 27, 2024:
- Exercised 6,042 stock options at $85.97 per share
- 4,869 shares were withheld for tax liability and option exercise price
- Sold 1,173 shares at $131.29 per share
Following these transactions, Oldham's holdings consist of 31,006 shares, including 3,153 unvested restricted stock units and 27,853 shares of common stock. The transactions were executed under a Rule 10b5-1 plan, which provides a safe harbor from insider trading allegations by establishing predetermined trading parameters.