[144] Advanced Energy Industries Inc SEC Filing

Rhea-AI Filing Summary

Advanced Energy Industries, Inc. (AEIS) submitted a Form 144 reporting a proposed sale of 1,000 common shares through Charles Schwab with an aggregate market value of $159,845 and approximate sale date 08/13/2025. The filing shows these shares were acquired 08/09/2021 in an open-market purchase and paid in cash. The notice also discloses a recent sale by John Donaghey of 2,000 shares on 07/09/2025 for $280,000. The filer affirms no undisclosed material information and the form includes the standard legal caution about intentional misstatements.

Insights

Financial Analyst

TL;DR: Routine insider notice; small-block sale disclosed, prior sale also reported; appears procedural rather than material.

The Form 144 documents a proposed sale of 1,000 common shares of AEIS via Charles Schwab with an aggregate market value of $159,845. The filing states acquisition on 08/09/2021 by open-market purchase paid in cash and discloses a separate sale of 2,000 shares on 07/09/2025 for $280,000. This follows standard disclosure practice and includes the seller's representation of no material nonpublic information. From a market perspective, the filing is informational and routine.

Corporate Governance Expert

TL;DR: Disclosure meets regulatory requirements; statement about absence of material nonpublic information is standard and important for compliance.

The filing provides the required particulars: broker, number of shares, acquisition date and method, aggregate market value, and recent sales history. It explicitly includes the seller's representation that no material adverse information is undisclosed and contains the legal warning about false statements. These elements address compliance and insider-trading safeguards; the submission appears consistent with routine governance and reporting obligations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	1000	159845.00	37720036	08/13/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/09/2021	Open Market Purchase	N/A			1000	08/09/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John Donaghey 1595 WYNKOOP ST, SUITE 800 DENVER CO 80202	Common	07/09/2025	2000	280000.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AEIS's Form 144 disclose about the proposed sale?

The Form 144 reports a proposed sale of 1,000 common shares of AEIS via Charles Schwab with an aggregate market value of $159,845, approx. sale date 08/13/2025.

When and how were the 1,000 shares being sold acquired?

The filing shows the 1,000 shares were acquired on 08/09/2021 through an open market purchase, paid in cash.

Does the filing report any recent sales by the filer?

Yes. The document lists a sale by John Donaghey of 2,000 shares on 07/09/2025 with gross proceeds of $280,000.

Who is the broker named for the proposed sale?

The broker listed for the proposed transaction is Charles Schwab at the address shown in the filing.

Does the filer claim to possess undisclosed material information?

The filer represents by signing the notice that they do not know any material adverse information about the issuer that has not been publicly disclosed.