[SCHEDULE 13G/A] Advanced Energy Industries Inc SEC Filing
Rhea-AI Filing Summary
Advanced Energy Industries (AEIS) received Schedule 13G/A disclosures from Ameriprise Financial, Inc. and Columbia Management Investment Advisers, LLC reporting institutional holdings as of 06/30/2025. Ameriprise reports aggregate beneficial ownership of 2,002,697 shares (5.3%), which the filing states includes shares separately reported by its subsidiary CMIA. Columbia Management reports 1,865,598 shares (5.0%). Both filers report 0 sole voting and 0 sole dispositive power and specify shared voting and dispositive power totals in the cover pages. The filers certify the shares were acquired in the ordinary course of business and not to change control. The filing is signed by Michael G. Clarke on 08/14/2025 and lists the issuer address in Denver, CO.
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Insights
TL;DR: Ameriprise and Columbia disclose institutional stakes of 5.3% and 5.0% in AEIS, showing meaningful ownership without sole control.
Ameriprise (AFI) reports an aggregate beneficial position of 2,002,697 shares (5.3%), which incorporates shares reported by Columbia Management Investment Advisers, LLC (CMIA). CMIA reports 1,865,598 shares (5.0%). Both filers state 0 sole voting and dispositive power, with specified shared voting and dispositive figures provided on the cover pages. The certification affirms holdings are in the ordinary course of business and not intended to influence control. For investors, the filing documents notable institutional ownership levels without an asserted change-in-control intent.
TL;DR: The Schedule 13G/A discloses material institutional positions but includes disclaimers and shared powers, limiting claims of control.
The filing shows AFI and CMIA crossing the 5% reporting threshold for AEIS, with AFI at 5.3% and CMIA at 5.0%. AFI explicitly incorporates CMIA's reported shares into its aggregate total and both entities disclaim beneficial ownership, while reporting shared voting and dispositive power amounts. The document also contains the required certification that the securities were not acquired to effect or influence control. From a governance perspective, this is a material ownership disclosure that does not, on its face, assert activist or control intent.