AEIS SVP sells 2,407 shares in Rule 10b5-1 trade for AEIS

Advanced Energy Industries (AEIS) reported an insider stock sale by its SVP and Chief Accounting Officer.

Rhea-AI Filing Summary

Advanced Energy Industries (AEIS) reported an insider stock sale by its SVP and Chief Accounting Officer. On 11/18/2025, the executive sold 2,407 shares of common stock at $196.82 per share in a transaction coded as a sale. The filing notes that this sale was made under a pre-arranged Rule 10b5-1 trading plan adopted on August 19, 2025, which is designed to allow preset trades while limiting the influence of later information.

After this transaction, the reporting person beneficially owned 1,647 shares of unvested restricted stock units, indicating remaining equity-based compensation tied to future vesting conditions.

Insider Trade Summary

Net Seller: 2,407 shares

Net Sell 1 txn

Insider COLPITTS BERNARD RAYMOND JR

Role SVP, Chief Accounting Officer

Sold 2,407 shs ($474K)

Type	Security	Shares	Price	Value
Sale	Common Stock	2,407	$196.82	$474K

Holdings After Transaction: Common Stock — 1,647 shares (Direct)

Footnotes (2)

1. F1. The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2025.
2. F2. Represents 1,647 shares of unvested restricted stock units.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AEIS disclose in this Form 4?

AEIS disclosed that its SVP and Chief Accounting Officer sold 2,407 shares of common stock on 11/18/2025 in a coded sale transaction.

At what price were the AEIS shares sold in the reported insider trade?

The reported sale involved 2,407 AEIS shares at a price of $196.82 per share.

Who is the AEIS insider involved and what is their role?

The insider is an officer of AEIS serving as SVP, Chief Accounting Officer, as indicated in the filing.

Was the AEIS insider sale conducted under a Rule 10b5-1 trading plan?

Yes. The sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2025.

How many AEIS shares does the insider hold after the transaction?

Following the sale, the insider beneficially owns 1,647 shares in the form of unvested restricted stock units.

Does this AEIS Form 4 involve any derivative securities?

The Table II section for derivative securities appears without entries, while the filing highlights unvested restricted stock units as the remaining beneficial interest.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/20/2025 - 01:46 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

COLPITTS BERNARD RAYMOND JR

(Last) (First) (Middle)

1595 WYNKOOP ST

STE 800

(Street)

DENVER CO 80202

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ADVANCED ENERGY INDUSTRIES INC [ AEIS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/18/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/18/2025		S(1)		2,407	D	$196.82	1,647(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2025.

2. Represents 1,647 shares of unvested restricted stock units.

	/s/ Elizabeth Vonne - Attorney-in-Fact	11/20/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.