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Advanced Energy (NASDAQ: AEIS) director receives 587 RSUs for board role

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ADVANCED ENERGY INDUSTRIES INC director Shirley Brian reported receiving an annual equity award of 587 restricted stock units on May 7, 2026. The grant represents the equity portion of the non-employee directors' retainer for Board services under the company’s 2023 Amended and Restated Omnibus Incentive Plan.

The restricted stock units convert into an equal number of shares of common stock and vest on the one-year anniversary of the grant date, contingent on Brian’s continued service as a director on that date. Following this grant, Brian holds 587 restricted stock units directly. The units are not exercisable and do not have an expiration date.

Positive

  • None.

Negative

  • None.
Insider Shirley Brian
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 587 $0.00 --
Holdings After Transaction: Restricted Stock Units — 587 shares (Direct, null)
Footnotes (1)
  1. Represents an annual grant of restricted stock units to the reporting person on May 7, 2026 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date. Restricted stock units are not exercisable and do not have an expiration date.
RSUs granted 587 restricted stock units Annual equity portion of non-employee director retainer granted May 7, 2026
Grant price $0.00 per unit Compensation grant, not an open-market purchase
Underlying common shares 587 shares Each restricted stock unit corresponds to one share of common stock
Post-grant RSU holdings 587 restricted stock units Total derivative holdings reported following this grant
Vesting period 1 year Vests on one-year anniversary of May 7, 2026 grant date
Restricted Stock Units financial
"Represents an annual grant of restricted stock units to the reporting person on May 7, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
non-employee directors' retainer financial
"as the equity portion of the non-employee directors' retainer for Board services"
2023 Amended and Restated Omnibus Incentive Plan financial
"for Board services under the 2023 Amended and Restated Omnibus Incentive Plan"
vest financial
"The restricted stock units vest on the one-year anniversary of the grant date"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
underlying security financial
"underlying_security_title: "Common Stock" and underlying_security_shares: "587.0000""
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shirley Brian
(Last)(First)(Middle)
1595 WYNKOOP STREET, SUITE 800
(Street)
DENVER COLORADO 80202
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ADVANCED ENERGY INDUSTRIES INC [ AEIS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/07/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/07/2026A587 (2) (2)Common Stock587$0587D
Explanation of Responses:
1. Represents an annual grant of restricted stock units to the reporting person on May 7, 2026 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.
2. Restricted stock units are not exercisable and do not have an expiration date.
/s/ Elizabeth Vonne - Attorney-in-Fact05/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AEIS director Shirley Brian report?

Shirley Brian reported receiving an annual grant of 587 restricted stock units as equity compensation for board service. The award comes under Advanced Energy’s 2023 Amended and Restated Omnibus Incentive Plan and represents the equity portion of the non-employee directors' retainer for Board duties.

How many restricted stock units did AEIS grant to director Shirley Brian?

Advanced Energy granted director Shirley Brian 587 restricted stock units. Each unit represents one share of common stock. This grant is part of the company’s regular non-employee director compensation program and is tied to continued service on the Board for one year after the grant date.

When do Shirley Brian’s AEIS restricted stock units vest?

The 587 restricted stock units granted to Shirley Brian vest on the one-year anniversary of the May 7, 2026 grant date. Vesting is contingent on her continued service as a director on that date, aligning the equity award with ongoing Board responsibilities over the year.

Are Shirley Brian’s AEIS restricted stock units exercisable or subject to expiration?

The restricted stock units reported by Shirley Brian are not exercisable and do not have an expiration date. Instead, they convert into shares of common stock upon vesting, providing straightforward equity compensation linked to her continued service as a non-employee director on the company’s Board.

What plan governs the AEIS equity award to director Shirley Brian?

The equity award to Shirley Brian is granted under Advanced Energy’s 2023 Amended and Restated Omnibus Incentive Plan. This plan governs the annual restricted stock unit grants that form the equity portion of non-employee directors' retainers for Board services at the company.