Advanced Energy (NASDAQ: AEIS) COO receives RSUs and performance units

Rhea-AI Filing Summary

ADVANCED ENERGY INDUSTRIES INC EVP and COO Eduardo Bernal Acebedo reported equity compensation activity on March 1, 2026. He acquired 4,898 and 3,371 shares of common stock through exercises of previously granted restricted stock units that convert one-for-one into common stock. He also received new awards of 4,648 restricted stock units and 4,647 performance units under the company’s Amended and Restated 2023 Omnibus Incentive Plan, with RSUs vesting in three equal installments and performance units subject to a three-year performance period and achievement of performance metrics.

Insider Trade Summary

8,269 shares exercised/converted

Mixed 6 txns

Insider Acebedo Eduardo Bernal

Role EVP and COO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	4,898	$0.00	--
Exercise	Restricted Stock Units	3,371	$0.00	--
Grant/Award	Restricted Stock Units	4,648	$0.00	--
Grant/Award	Performance Units	4,647	$0.00	--
Exercise	Common Stock	4,898	$0.00	--
Exercise	Common Stock	3,371	$0.00	--

Holdings After Transaction: Restricted Stock Units — 4,898 shares (Direct); Performance Units — 4,647 shares (Direct); Common Stock — 38,467 shares (Direct)

Footnotes (1)

1. On March 1, 2024, the reporting person was granted 14,694 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the second installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis. On March 1, 2025, the reporting person was granted 10,112 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis. These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date. These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 03/03/2026 - 06:52 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Acebedo Eduardo Bernal

(Last) (First) (Middle)

1595 WYNKOOP STREET, SUITE 800

(Street)

DENVER CO 80202

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ADVANCED ENERGY INDUSTRIES INC [ AEIS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and COO

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/01/2026		M		4,898	A	(1)	38,467	D
Common Stock	03/01/2026		M		3,371	A	(2)	41,838	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/01/2026		M			4,898	(1)	(1)	Common Stock	4,898	$0	4,898	D
Restricted Stock Units	(2)	03/01/2026		M			3,371	(2)	(2)	Common Stock	3,371	$0	6,741	D
Restricted Stock Units	$0	03/01/2026		A		4,648		(3)	(3)	Common Stock	4,648	$0	4,648	D
Performance Units	$0	03/01/2026		A	V	4,647		(4)	(4)	Common Stock	4,647	$0	4,647	D

Explanation of Responses:

1. On March 1, 2024, the reporting person was granted 14,694 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the second installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

2. On March 1, 2025, the reporting person was granted 10,112 restricted stock units ("RSUs") vesting in three equal installments beginning on the first anniversary of the grant date, of which the first installment vested on March 1, 2026. RSUs convert into common stock on a one-for-one basis.

3. These employee RSUs were issued pursuant to the Company's Amended and Restated 2023 Omnibus Incentive Plan ("LTI Plan") and will vest in three equal installments beginning on the first anniversary of the grant date.

4. These performance share awards were issued pursuant to the LTI Plan at 100% of target, have a three-year performance period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the three-year performance period will be canceled.

	/s/ Elizabeth Vonne - Attorney-in-Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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