Advanced Energy Industries (AEIS) director converts 2,313 RSUs to shares
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Advanced Energy Industries director Frederick Ball exercised 2,313 restricted stock units on conversion into an equal number of common shares. These units were granted on May 2, 2025 and vested on the one-year anniversary of that grant.
After the conversion, 3,820 common shares are associated with the 1998 Ball Family Trust, where Ball serves as trustee. Of this total, 2,313 shares are currently held directly by Ball with instructions to transfer them to the trust, and 1,507 shares are already held indirectly by the trust, including 189 acquired through the Dividend Reinvestment Plan. Separate holding entries show 20,000 common shares held indirectly in the Frederick A Ball Annuity Trust and 20,000 common shares held indirectly in the Lynn A Ball 2025 Annuity Trust.
Positive
- None.
Negative
- None.
Insider Trade Summary
2,313 shares exercised/converted
Mixed
4 txns
Insider
BALL FREDERICK
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 2,313 | $0.00 | -- |
| Exercise | Common Stock | 2,313 | $0.00 | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct, null);
Common Stock — 3,820 shares (Indirect, By 1998 Ball Family Trust)
Footnotes (1)
- On May 2, 2025, the reporting person was granted 2,313 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert to common stock on a one-for-one basis. Of this total amount of 3,820 shares: (A) 2,313 shares were issued and are held directly by the reporting person, and the reporting person has instructions in place to transfer the 2,313 shares to the 1998 Ball Family Trust; and (B) 1,507 shares are held indirectly by the 1998 Ball Family Trust, which includes a total of 189 shares acquired through the Dividend Reinvestment Plan. The reporting person serves as the trustee. Restricted stock units are not exercisable and do not have an expiration date.
Key Figures
RSUs exercised: 2,313 units
Common shares after RSU conversion: 3,820 shares
Existing trust holdings: 1,507 shares
+4 more
7 metrics
RSUs exercised
2,313 units
Restricted stock units converting to common stock on a one-for-one basis
Common shares after RSU conversion
3,820 shares
Common shares associated with 1998 Ball Family Trust after transaction
Existing trust holdings
1,507 shares
Common shares already held indirectly by 1998 Ball Family Trust, including DRIP
Dividend Reinvestment Plan shares
189 shares
Portion of 1998 Ball Family Trust holdings acquired via DRIP
Frederick A Ball Annuity Trust holdings
20,000 shares
Indirect common stock ownership via Frederick A Ball Annuity Trust
Lynn A Ball 2025 Annuity Trust holdings
20,000 shares
Indirect common stock ownership via Lynn A Ball 2025 Annuity Trust
RSU exercise price
$0.00 per unit
Conversion price for 2,313 restricted stock units into common stock
Key Terms
restricted stock units, Dividend Reinvestment Plan, derivative security, indirect ownership, +1 more
5 terms
restricted stock units financial
"the reporting person was granted 2,313 restricted stock units, which vested on the one-year anniversary"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Dividend Reinvestment Plan financial
"1,507 shares are held indirectly by the 1998 Ball Family Trust, which includes a total of 189 shares acquired through the Dividend Reinvestment Plan"
A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
indirect ownership financial
"total_shares_following_transaction": "20000.0000", "direct_or_indirect": "I""
restricted stock units are not exercisable financial
"Restricted stock units are not exercisable and do not have an expiration date."
FAQ
What insider transaction did Frederick Ball report at ADVANCED ENERGY INDUSTRIES (AEIS)?
Frederick Ball reported exercising 2,313 restricted stock units that converted into an equal number of common shares. The units were granted on May 2, 2025 and vested one year later, reflecting routine equity compensation rather than an open-market stock purchase or sale.
What happened to the 2,313 restricted stock units reported by Frederick Ball for AEIS?
The 2,313 restricted stock units granted on May 2, 2025 vested on the one-year anniversary of that grant and converted into 2,313 common shares on a one-for-one basis. Following conversion, the restricted stock unit position shows zero remaining units outstanding in this filing.