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[SCHEDULE 13G] AETHLON MEDICAL INC SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G

Aethlon Medical, Inc. reporting persons Mitchell P. Kopin, Daniel B. Asher and Intracoastal Capital LLC filed a Schedule 13G disclosing potential and actual beneficial ownership related to a September 4, 2025 Securities Purchase Agreement. The filing explains that, before blocker provisions are applied, each reporting person could have been deemed to beneficially own 1,111,110 shares. As of the close of business on September 10, 2025, each reporting person is reported as beneficially owning 576,603 shares, representing approximately 7.7% of the common stock. The ownership includes 21,048 shares held by Intracoastal and 555,555 shares issuable upon exercise of a warrant, and the filing describes blocker provisions limiting exercise to prevent ownership above 9.99%.

Aethlon Medical, Inc. — le persone che presentano la comunicazione Mitchell P. Kopin, Daniel B. Asher e Intracoastal Capital LLC hanno depositato un Schedule 13G per rendere note la potenziale e l'effettiva titolarità derivanti da un Securities Purchase Agreement del 4 settembre 2025. Il documento precisa che, prima dell'applicazione delle clausole blocker, ciascun soggetto segnalante poteva essere considerato titolare beneficiario di 1.111.110 azioni. Alla chiusura delle contrattazioni del 10 settembre 2025, a ciascuno è attribuita una titolarità beneficiaria di 576.603 azioni, pari a circa il 7,7% del capitale ordinario. Tale possesso comprende 21.048 azioni detenute da Intracoastal e 555.555 azioni esercitabili mediante warrant; il filing indica inoltre dispositivi blocker che limitano l'esercizio per evitare una partecipazione superiore al 9,99%.

Aethlon Medical, Inc. — las personas informantes Mitchell P. Kopin, Daniel B. Asher y Intracoastal Capital LLC presentaron un Schedule 13G en el que revelan la posible y real propiedad beneficiaria relacionada con un Securities Purchase Agreement del 4 de septiembre de 2025. La presentación aclara que, antes de aplicar las disposiciones blocker, cada informante podría haber sido considerado propietario beneficiario de 1.111.110 acciones. Al cierre del mercado del 10 de septiembre de 2025, a cada informante se le atribuye la propiedad beneficiaria de 576.603 acciones, lo que representa aproximadamente el 7,7% del capital social ordinario. La tenencia incluye 21.048 acciones en poder de Intracoastal y 555.555 acciones susceptibles de emitirse por el ejercicio de un warrant, y el informe describe disposiciones blocker que limitan el ejercicio para impedir una participación superior al 9,99%.

Aethlon Medical, Inc. — 공시인 Mitchell P. Kopin, Daniel B. Asher 및 Intracoastal Capital LLC는 2025년 9월 4일 체결된 증권매매계약(Securities Purchase Agreement)과 관련한 잠재적·실제 실소유를 밝히는 Schedule 13G를 제출했습니다. 제출서류에 따르면 blocker 조항이 적용되기 전에는 각 공시인이 1,111,110주를 실질적으로 소유한 것으로 간주될 수 있었습니다. 2025년 9월 10일 장 마감 시점 기준으로 각 공시인은 576,603주를 실질 소유한 것으로 보고되었으며, 이는 보통주의 약 7.7%에 해당합니다. 보유에는 Intracoastal가 보유한 21,048주와 워런트 행사로 발행 가능한 555,555주가 포함되며, 제출서류는 소유지분이 9.99%를 초과하지 않도록 행사를 제한하는 blocker 조항을 설명합니다.

Aethlon Medical, Inc. — les personnes déclarantes Mitchell P. Kopin, Daniel B. Asher et Intracoastal Capital LLC ont déposé un Schedule 13G révélant la détention effective et potentielle liée à un Securities Purchase Agreement du 4 septembre 2025. Le dépôt précise que, avant application des dispositions « blocker », chaque déclarant aurait pu être considéré comme détenteur bénéficiaire de 1 111 110 actions. À la clôture des marchés le 10 septembre 2025, chacun est déclaré détenteur bénéficiaire de 576 603 actions, soit environ 7,7% du capital ordinaire. Cette détention comprend 21 048 actions détenues par Intracoastal et 555 555 actions pouvant être émises en cas d’exercice d’un warrant ; le dépôt décrit en outre des dispositions blocker limitant l’exercice afin d’éviter une participation supérieure à 9,99%.

Aethlon Medical, Inc. — die meldenden Personen Mitchell P. Kopin, Daniel B. Asher und Intracoastal Capital LLC haben ein Schedule 13G eingereicht, das potenzielles und tatsächliches wirtschaftliches Eigentum im Zusammenhang mit einem Securities Purchase Agreement vom 4. September 2025 offenlegt. Die Einreichung erläutert, dass vor Anwendung von Blocker-Bestimmungen jede meldende Person als wirtschaftliche Eigentümerin von 1.111.110 Aktien hätte gelten können. Zum Handelsschluss am 10. September 2025 werden jeder meldenden Person 576.603 Aktien als wirtschaftliches Eigentum zugerechnet, was etwa 7,7% des Stammkapitals entspricht. Das Eigentum umfasst 21.048 Aktien, die von Intracoastal gehalten werden, und 555.555 Aktien, die durch Ausübung eines Warrants ausgebbar sind; die Einreichung beschreibt Blocker-Regelungen, die die Ausübung begrenzen, um eine Beteiligung über 9,99% zu verhindern.

Positive
  • Transparent disclosure of beneficial ownership, including exact share counts and warrant details
  • Inclusion of blocker provisions that clearly limit warrant exercise above 9.99%, reducing ambiguity about potential control shifts
  • Joint Filing Agreement and certifications included and properly executed, supporting regulatory compliance
Negative
  • Significant warrant exposure (555,555 shares issuable) creates potential dilution overhang, even though exercise is limited by blockers
  • Shared voting power but no sole control indicates coordinated influence rather than clear single-party governance authority

Insights

TL;DR: Reporting group holds 7.7% post-transaction with material warrant exposure, constrained by 9.99% blocker provisions.

The Schedule 13G discloses a meaningful minority position in Aethlon Medical resulting from a Securities Purchase Agreement executed September 4, 2025. The group reports aggregate beneficial ownership of 576,603 shares (7.7%) as of September 10, 2025, including a large tranche of warrants (555,555 shares issuable) and a smaller direct holding (21,048 shares). The filing clearly documents blocker provisions that cap exercise rights to avoid exceeding 9.99%, which materially affects potential dilution and near-term conversion dynamics. The disclosure is precise and compliant, enabling investors to quantify the groups stake and warrant-related overhang.

TL;DR: The filing shows shared voting/dispositive power without sole control and includes required certifications and a joint filing agreement.

The report indicates shared voting power of 576,603 shares and shared dispositive power of 555,555 shares, with no sole voting or dispositive power recorded. Signatures from both individuals and Intracoastals manager accompany the filing and the exhibit list includes a Joint Filing Agreement, demonstrating coordinated disclosure. The certification affirms the securities were not acquired to change control. These elements speak to proper governance disclosure and clarify that the position is a collective, not unilateral, control attempt.

Aethlon Medical, Inc. — le persone che presentano la comunicazione Mitchell P. Kopin, Daniel B. Asher e Intracoastal Capital LLC hanno depositato un Schedule 13G per rendere note la potenziale e l'effettiva titolarità derivanti da un Securities Purchase Agreement del 4 settembre 2025. Il documento precisa che, prima dell'applicazione delle clausole blocker, ciascun soggetto segnalante poteva essere considerato titolare beneficiario di 1.111.110 azioni. Alla chiusura delle contrattazioni del 10 settembre 2025, a ciascuno è attribuita una titolarità beneficiaria di 576.603 azioni, pari a circa il 7,7% del capitale ordinario. Tale possesso comprende 21.048 azioni detenute da Intracoastal e 555.555 azioni esercitabili mediante warrant; il filing indica inoltre dispositivi blocker che limitano l'esercizio per evitare una partecipazione superiore al 9,99%.

Aethlon Medical, Inc. — las personas informantes Mitchell P. Kopin, Daniel B. Asher y Intracoastal Capital LLC presentaron un Schedule 13G en el que revelan la posible y real propiedad beneficiaria relacionada con un Securities Purchase Agreement del 4 de septiembre de 2025. La presentación aclara que, antes de aplicar las disposiciones blocker, cada informante podría haber sido considerado propietario beneficiario de 1.111.110 acciones. Al cierre del mercado del 10 de septiembre de 2025, a cada informante se le atribuye la propiedad beneficiaria de 576.603 acciones, lo que representa aproximadamente el 7,7% del capital social ordinario. La tenencia incluye 21.048 acciones en poder de Intracoastal y 555.555 acciones susceptibles de emitirse por el ejercicio de un warrant, y el informe describe disposiciones blocker que limitan el ejercicio para impedir una participación superior al 9,99%.

Aethlon Medical, Inc. — 공시인 Mitchell P. Kopin, Daniel B. Asher 및 Intracoastal Capital LLC는 2025년 9월 4일 체결된 증권매매계약(Securities Purchase Agreement)과 관련한 잠재적·실제 실소유를 밝히는 Schedule 13G를 제출했습니다. 제출서류에 따르면 blocker 조항이 적용되기 전에는 각 공시인이 1,111,110주를 실질적으로 소유한 것으로 간주될 수 있었습니다. 2025년 9월 10일 장 마감 시점 기준으로 각 공시인은 576,603주를 실질 소유한 것으로 보고되었으며, 이는 보통주의 약 7.7%에 해당합니다. 보유에는 Intracoastal가 보유한 21,048주와 워런트 행사로 발행 가능한 555,555주가 포함되며, 제출서류는 소유지분이 9.99%를 초과하지 않도록 행사를 제한하는 blocker 조항을 설명합니다.

Aethlon Medical, Inc. — les personnes déclarantes Mitchell P. Kopin, Daniel B. Asher et Intracoastal Capital LLC ont déposé un Schedule 13G révélant la détention effective et potentielle liée à un Securities Purchase Agreement du 4 septembre 2025. Le dépôt précise que, avant application des dispositions « blocker », chaque déclarant aurait pu être considéré comme détenteur bénéficiaire de 1 111 110 actions. À la clôture des marchés le 10 septembre 2025, chacun est déclaré détenteur bénéficiaire de 576 603 actions, soit environ 7,7% du capital ordinaire. Cette détention comprend 21 048 actions détenues par Intracoastal et 555 555 actions pouvant être émises en cas d’exercice d’un warrant ; le dépôt décrit en outre des dispositions blocker limitant l’exercice afin d’éviter une participation supérieure à 9,99%.

Aethlon Medical, Inc. — die meldenden Personen Mitchell P. Kopin, Daniel B. Asher und Intracoastal Capital LLC haben ein Schedule 13G eingereicht, das potenzielles und tatsächliches wirtschaftliches Eigentum im Zusammenhang mit einem Securities Purchase Agreement vom 4. September 2025 offenlegt. Die Einreichung erläutert, dass vor Anwendung von Blocker-Bestimmungen jede meldende Person als wirtschaftliche Eigentümerin von 1.111.110 Aktien hätte gelten können. Zum Handelsschluss am 10. September 2025 werden jeder meldenden Person 576.603 Aktien als wirtschaftliches Eigentum zugerechnet, was etwa 7,7% des Stammkapitals entspricht. Das Eigentum umfasst 21.048 Aktien, die von Intracoastal gehalten werden, und 555.555 Aktien, die durch Ausübung eines Warrants ausgebbar sind; die Einreichung beschreibt Blocker-Regelungen, die die Ausübung begrenzen, um eine Beteiligung über 9,99% zu verhindern.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Mitchell P. Kopin
Signature:/s/ Mitchell P. Kopin
Name/Title:Mitchell P. Kopin
Date:09/10/2025
Daniel B. Asher
Signature:/s/ Daniel B. Asher
Name/Title:Daniel B. Asher
Date:09/10/2025
Intracoastal Capital LLC
Signature:/s/ Mitchell P. Kopin
Name/Title:Mitchell P. Kopin, Manager
Date:09/10/2025
Exhibit Information

Exhibit 1 - Joint Filing Agreement

FAQ

How many AEMD shares do the reporting persons beneficially own?

As of the close of business on September 10, 2025, each reporting person is reported as beneficially owning 576,603 shares, representing 7.7% of the common stock.

What transaction prompted this Schedule 13G filing for AEMD?

The filing follows a Securities Purchase Agreement executed on September 4, 2025, as disclosed by the issuer in a separate filing.

Do the reporting persons have voting control of the shares?

The filing reports 0 sole voting power and 576,603 shared voting power, indicating shared voting authority rather than sole control.

Are there warrants included in the reported ownership for AEMD?

Yes. The reported ownership includes 555,555 shares issuable upon exercise of Intracoastal Warrant 2 and earlier references to Intracoastal Warrant 1.

What limits exist on exercising warrants disclosed in the filing?

Both warrants described contain a blocker provision preventing exercise to the extent such exercise would result in beneficial ownership exceeding 9.99% of the common stock.
Aethlon Medical

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Surgical & Medical Instruments & Apparatus
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United States
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