Welcome to our dedicated page for Alliance Entertainment Holding Corporation SEC filings (Ticker: AENT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Access SEC filings and regulatory documents for Alliance Entertainment Holding Corporation (NASDAQ: AENT), providing transparency into the company's financial position, corporate governance, and material business developments. These filings offer essential information for investors conducting due diligence on the entertainment distribution company.
Key SEC filings for Alliance Entertainment include Form 10-K annual reports containing comprehensive financial statements, business descriptions, and risk factors. Form 10-Q quarterly reports provide interim financial updates between annual filings. Form 8-K current reports disclose material events such as earnings releases, credit facility amendments, executive changes, and significant business developments.
Proxy statements (DEF 14A) detail matters requiring shareholder votes including director elections, executive compensation, and corporate governance proposals. These documents provide insight into board composition and management oversight at Alliance Entertainment.
Additional filings may include registration statements, insider trading reports (Forms 3, 4, and 5), and beneficial ownership disclosures. All documents are sourced directly from the SEC EDGAR database, ensuring accuracy and completeness for investment research purposes.
Alliance Entertainment Holding Corporation (AENT) furnished an 8-K announcing it issued a press release covering financial results for its first fiscal quarter ended September 30, 2025. The press release is provided as Exhibit 99.1 and is designated as furnished, not filed, under Item 2.02 of the Exchange Act.
The company also made available an updated investor presentation as Exhibit 99.2 under Item 7.01, with access noted via its investor relations website. The filing includes customary forward-looking statements language and an exhibit index listing Exhibits 99.1, 99.2 and 104.
Alliance Entertainment (AENT) reported stronger Q1 FY2026 results for the three months ended September 30, 2025. Net revenues rose to $253,974,000 from $228,990,000 a year ago. Operating income increased to $10,547,000 from $2,120,000, and net income improved to $4,880,000 from $397,000. Basic and diluted EPS were $0.10 versus $0.01.
Gross profit expanded as cost of revenues grew slower than sales, while operating expenses were higher mainly on selling, general and administrative costs. Other expenses reflected a $1,462,000 loss from the change in fair value of warrants and lower interest expense year over year. Cash from operations was $2,720,000, with inventory building ahead of demand.
On liquidity, the company reported $61,000,000 availability on its asset-based revolver as of September 30, 2025, with $57,639,000 outstanding. Subsequent to quarter-end, on October 1, 2025, AENT refinanced into a new five-year $120,000,000 senior secured revolving credit facility with Bank of America and repaid in full a $10,000,000 subordinated shareholder loan. As of November 12, 2025, 50,957,370 Class A shares were outstanding and 60,000,000 contingent Class E shares were issued and outstanding.
Alliance Entertainment Holding Corp. (AENT) reported an insider transaction on Form 4. A director acquired 2,630 shares of Class A common stock at $0 on 11/06/2025. Following the transaction, the director beneficially owned 2,630 shares, held as direct ownership.
The filing indicates it was submitted by one reporting person and reflects a routine insider equity transaction.
Alliance Entertainment Holding Corp (AENT) reported an insider transaction on Form 4. A director acquired 2,630 shares of Class A Common Stock on 11/06/2025 with a transaction code A, at a reported price of $0 per share. Following this transaction, the insider beneficially owned 2,630 shares, held directly. The filing indicates it was submitted by one reporting person.
Alliance Entertainment Holding Corp. (AENT) disclosed an insider ownership update. Director Dmitry Kozko filed an initial Form 3 stating he beneficially owns no securities of the company. The filing lists the event date as 11/06/2025 and confirms it was filed by one reporting person.
This is an administrative disclosure establishing the director’s baseline ownership at zero as of the stated date.
Alliance Entertainment (AENT): Initial insider filing — Director Sheila Bangalore filed a Form 3 indicating her relationship to the company as a Director. The filing states that no securities are beneficially owned. The form was filed by one reporting person and includes a reference to Exhibit 24.1 (Power of Attorney). This is an administrative disclosure establishing insider status and current holdings.
Alliance Entertainment Holding Corporation reported the final voting results from its 2025 Annual Meeting. Stockholders elected three Class II directors to serve until the 2028 Annual Meeting of Stockholders or until successors are duly elected and qualified.
Votes for each nominee were: Terilea Wielenga received 107,049,183 votes for and 260,858 withheld; Dmitry Kozko received 107,299,361 votes for and 10,680 withheld; Sheila Bangalore received 107,309,362 votes for and 679 withheld.
The proxy discloses meeting logistics, governance duties, ownership stakes and executive pay for Alliance Entertainment Holding Corporation. The Annual Meeting will be virtual via webcast at www.cstproxy.com/aent/2025 and stockholders may vote online, by telephone, by submitting a later-dated proxy, revoking in writing or voting electronically at the virtual meeting. The filing details audit committee and compensation/governance committee responsibilities, audit fees totaling $579,800 (prior year $389,200), and significant insider holdings: Jeffrey Walker 23,186,238 shares (45.3%), Ogilvie Legacy Trust 8,554,025 shares (16.8%), and directors/officers as a group 41,144,197 shares (77.6%). Selected executive pay items include Bruce Ogilvie total compensation $1,315,859 and Jeffrey Walker $1,315,216.
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