Timothy Lynch (NASDAQ: AEON) owns 13% and holds blocked warrants
Rhea-AI Filing Summary
AEON Biopharma, Inc. (AEON) received a Schedule 13G reporting that Timothy P. Lynch beneficially owns 6,500,000 shares of its Class A common stock. This represents 13.0% of the class, based on 49,882,790 shares outstanding as of August 6, 2026.
Lynch reports sole voting and dispositive power over all 6,500,000 shares, with no shared power. The filing notes additional prefunded warrants for 1,000,000 shares and milestone warrants for 6,000,000 shares are excluded from beneficial ownership because a 4.99% Beneficial Ownership Limitation currently prevents their exercise.
Positive
- None.
Negative
- None.
Key Figures
Shares beneficially owned: 6,500,000 shares
Percent of class: 13.0%
Shares outstanding: 49,882,790 shares
+5 more
8 metrics
Shares beneficially owned
6,500,000 shares
Class A common stock beneficially owned by Timothy P. Lynch
Percent of class
13.0%
Portion of AEON Class A common stock reported as beneficially owned
Shares outstanding
49,882,790 shares
Class A common stock outstanding as of August 6, 2026
Sole voting power
6,500,000 shares
Shares over which Lynch has sole power to vote or direct the vote
Sole dispositive power
6,500,000 shares
Shares over which Lynch has sole power to dispose or direct disposition
Prefunded warrants
1,000,000 shares
Shares underlying prefunded warrants excluded from beneficial ownership
Milestone warrants
6,000,000 shares
Shares underlying milestone warrants excluded from beneficial ownership
Beneficial Ownership Limitation
4.99%
Ownership cap that prevents exercise of the reported warrants
Key Terms
beneficially owned, Sole Voting Power, Sole Dispositive Power, prefunded warrants, +2 more
6 terms
beneficially owned financial
"Amount beneficially owned: 6,500,000"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
Sole Voting Power financial
"5 | Sole Voting Power 6,500,000.00"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
Sole Dispositive Power financial
"7 | Sole Dispositive Power 6,500,000.00"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
prefunded warrants financial
"exclude prefunded warrants to purchase 1,000,000 shares of Class A"
Prefunded warrants are a security that gives the holder the right to convert the warrant into a share after paying a very small remaining amount because almost the full purchase price was paid upfront. They matter to investors because exercising them increases the company’s outstanding shares (dilution) and can provide immediate cash to the issuer while allowing holders to bypass ownership limits or simplify timing, similar to buying a nearly-complete gift card that only needs a tiny top-up to use.
milestone warrants financial
"and milestone warrants to purchase 6,000,000 shares of Class A"
Milestone warrants are rights that let holders buy a company’s stock only if specific goals—such as regulatory approvals, sales targets, or project completions—are met. Think of them as a coupon that only becomes usable when the company hits agreed checkpoints; they matter to investors because they create contingent value and potential share dilution, and they signal which outcomes the company and its backers consider most important.
Beneficial Ownership Limitation financial
"would beneficially own more than 4.99% of the outstanding shares"
A beneficial ownership limitation is a rule that caps the percentage of a company’s shares an investor can be treated as owning or controlling for voting, regulatory or tax purposes. It matters to investors because it can restrict how many shares a person or group can buy or vote, affect takeover chances, and influence share liquidity and value — like a speed limit that prevents any single driver from taking over the whole road.
FAQ
What percentage of AEON (AEON) does Timothy P. Lynch report owning?
Timothy P. Lynch reports beneficial ownership of 13.0% of AEON Biopharma, Inc.’s Class A common stock, representing 6,500,000 shares based on 49,882,790 shares outstanding as of August 6, 2026.
Why can’t Timothy P. Lynch currently exercise his AEON (AEON) warrants?
The filing explains the warrants may not be exercised if, after exercise, Lynch would beneficially own more than 4.99% of AEON’s outstanding Class A common stock. Because of this Beneficial Ownership Limitation, he cannot currently exercise any of the warrants.
What is reported as Timothy P. Lynch’s voting and dispositive power in AEON (AEON)?
The Schedule 13G reports that Lynch has sole voting power over 6,500,000 shares and sole dispositive power over 6,500,000 shares, with 0 shares under shared voting or shared dispositive power.
AI-generated analysis. How Rhea-AI works. Not financial advice.