Applied Energetc SEC Filings

Applied Energetics, Inc. insider transaction: the company’s Chief Science Officer filed a Form 4 reporting the sale of 10,000 shares of common stock on 12/22/2025 at a weighted average price of $1.86 per share. The filing notes this average reflects multiple trades between $1.85 and $1.92 on that date.

After the sale, the reporting person beneficially owns 12,782,861 shares of Applied Energetics common stock and holds 1,585,000 common stock purchase warrants with an exercise price of $0.06 per share, exercisable from 05/24/2019 until 05/24/2029. Ownership of both the common shares and warrants is listed as direct.

Applied Energetics, Inc. insider activity: CEO Emeritus and director Gregory J. Quarles reported an option exercise and share sale dated 12/22/2025. He exercised 10,000 non-qualified stock options for common stock with a $0.35 exercise price and acquired 10,000 shares. On the same date, he sold 10,000 shares of common stock at a weighted average price of $1.88 per share, leaving 0 shares of common stock directly owned after these transactions.

Following the reported activity, he continues to hold 4,850,000 non-qualified stock options and 1,954,545 restricted stock units, which are subject to vesting and none of which were vested as of this report.

Applied Energetics, Inc. is registering 11,391,064 shares of common stock for resale by existing stockholders under a shelf prospectus. All of these shares are already outstanding and were issued in prior private transactions, so only the selling stockholders will receive sale proceeds, while the company will pay the registration and offering expenses.

The shares may be sold from time to time on the OTCQB, where the stock trades under the symbol “AERG” and last closed at $1.90 per share on December 10, 2025, and the company has applied to list on The Nasdaq Capital Market. There were 223,608,831 shares of common stock outstanding as of December 9, 2025; this is a baseline figure, not the amount being offered. Applied Energetics develops patented ultrashort pulse laser and directed energy technologies for national security, biomedical, and advanced manufacturing markets, and notes that investing in its stock involves a high degree of risk, including penny stock considerations.

Applied Energetics, Inc. director files Form 4 for option exercise and share sale. Director Bradford T. Adamczyk exercised 10,000 non-qualified stock options for Common Stock at an exercise price of $0.07 per share on 12/08/2025, then sold 10,000 Common shares on the same date at a weighted average price between $1.65 and $1.67, reported as $1.86 with footnote detail. Following these transactions, he directly beneficially owned 671,482 Common shares and indirectly beneficially owned 1,563,599 Common shares. He also held 1,330,000 non-qualified stock options directly and 3,500,000 non-qualified stock options indirectly, each relating to Common Stock.

Applied Energetics, Inc. reported insider activity by a director and officer serving as CEO Emeritus on 12/04/2025. The reporting person exercised 10,000 non-qualified stock options at an exercise price of $0.35 per share, receiving 10,000 shares of common stock. On the same date, they sold 10,000 shares of common stock at a price of $1.77 per share, leaving no common shares reported as beneficially owned in the non-derivative table after the transaction.

Following these transactions, the individual continued to hold derivative securities, including 4,860,000 non-qualified stock options and 1,954,545 restricted stock units. The options relate to common stock with a stated par value of $0.001 per share. The restricted stock units are subject to vesting conditions, and the filing notes that none of these RSUs were exercised.

Applied Energetics, Inc. (AERG) insider activity: the company’s President and CEO, who is also a director, reported selling 10,000 shares of common stock at a price of $1.5 per share on 11/28/2025. Following this transaction, he beneficially owns 153,592 shares of common stock directly.

The filing also details his derivative holdings. He holds several blocks of stock options and restricted stock units tied to Applied Energetics common stock, including incentive and non-statutory stock options with exercise prices between $0.35 and $2.36, and 100,000 restricted stock units. Some option grants and RSUs vest over time or upon achieving specified revenue milestones, linking part of his potential equity ownership to future company performance and service-based conditions.

Applied Energetics, Inc. (AERG)11/19/2025, he sold 1,100 shares of common stock at $1.50 per share, and on 11/21/2025 he sold 8,900 shares at $1.51 per share, both coded as open market sales. After these trades, he directly owned 12,792,861 shares of Applied Energetics common stock. He also held Common Stock Purchase Warrants with an exercise price of $0.06 per share, exercisable from 05/24/2019 until 05/24/2029, covering 1,585,000 underlying shares, with 1,585,000 warrants beneficially owned directly following the reported transactions.

Applied Energetics, Inc. (AERG)10/03/2025. The filing shows an award of 500,000 incentive stock options for common stock with a per-share exercise price of $1.71, held directly. These options expire on 10/03/2025 and, according to the footnote, vest in four equal annual installments starting on the first anniversary of the grant date.

Applied Energetics, Inc. (AERG) director Bradford T. Adamczyk reported an option exercise and share sale. On 11/17/2025, he exercised 10,000 non-qualified stock options for Common Stock at an exercise price of $0.07 per share and sold 10,000 shares of Common Stock at a weighted average price of $1.58 per share the same day.

Following these transactions, he directly owned 671,482 shares of Common Stock and indirectly owned 1,563,599 shares through Moriah Stone Global L.P., where he is the controlling partner. He also held non-qualified stock options with a $0.07 exercise price, expiring on 11/12/2028, including 1,340,000 options directly and additional options held indirectly, with 500,000 options in Adamczyk Family 2021 LLC.