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Aeries Technology SEC Filings

AERT NASDAQ

Welcome to our dedicated page for Aeries Technology SEC filings (Ticker: AERT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Aeries Technology, Inc. (NASDAQ: AERT) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual reports on Form 10-K, and quarterly reports on Form 10-Q, which together outline Aeries’ financial condition, operating results, capital structure, and material corporate events.

For Aeries Technology, recent 8-K filings cover topics such as quarterly and annual earnings announcements, notices related to Nasdaq listing requirements, and material definitive agreements. Examples include a notice from Nasdaq regarding the minimum bid price requirement for AERT shares, and a Letter Agreement and subsequent amendment with Sandia Investment Management LP connected to a Forward Purchase Agreement and potential issuance of additional Class A ordinary shares. Other 8-Ks reference earnings calls, financial results for specific periods, and changes in board roles.

Investors can also use this page to locate Aeries’ 10-K and 10-Q filings, which present audited and unaudited financial statements, non-GAAP measures such as Adjusted EBITDA, and discussions of risk factors, business strategy, and geographic and regulatory considerations. These filings describe how the company evaluates its performance and the adjustments it applies to non-GAAP metrics.

Stock Titan enhances these documents with AI-powered summaries that highlight key points from lengthy filings, helping users quickly identify information on revenue trends, profitability, liquidity, capital arrangements, and listing status. Real-time updates from EDGAR, along with visibility into current reports and other disclosures, make the AERT filings page a focused resource for analyzing Aeries Technology’s regulatory history and ongoing reporting.

Rhea-AI Summary

Aeries Technology, Inc. files a prospectus supplement and Form 8-K updating its registration and resale disclosure and announcing a board‑authorized share repurchase program. The supplement registers up to 10,566,347 Class A ordinary shares issuable upon exchange and up to 21,027,801 Class A ordinary shares issuable upon warrant exercise, and provides for the resale of up to 53,805,874 Class A ordinary shares and up to 9,527,810 Private Placement Warrants.

The Form 8-K dated March 2, 2026 discloses that the Board authorized a share repurchase program of up to $5.0 million of outstanding Class A ordinary shares over a twelve‑month period, with purchases at management’s discretion using open market or negotiated transactions; the program may be suspended or discontinued.

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Rhea-AI Summary

Aeries Technology, Inc. announced that its Board of Directors has authorized a share repurchase program for up to $5.0 million of its outstanding Class A ordinary shares over a twelve‑month period.

Repurchases may occur at management’s discretion through open market purchases, privately negotiated transactions, accelerated share repurchase programs, or other legally permissible methods. The program does not require the company to buy a specific number of shares and can be suspended, modified, or discontinued at any time. The Board states this authorization reflects confidence in Aeries’ strategy, operating trajectory, and long‑term growth opportunities, and views it as a flexible tool for capital allocation and supporting long‑term shareholder value.

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Rhea-AI Summary

Aeries Technology, Inc. filed a prospectus supplement updating its August 2024 shelf to cover up to 10,566,347 Class A ordinary shares issuable upon exchange rights, 21,027,801 Class A ordinary shares issuable upon warrant exercise, 53,805,874 Class A ordinary shares for resale, and 9,527,810 Private Placement Warrants for resale. The supplement incorporates the company’s quarterly report for the period ended December 31, 2025, where Aeries reported quarterly revenue of $17.5 million and net income attributable to shareholders of $1.1 million, with nine‑month net income of $2.8 million. Cash and cash equivalents were $2.6 million against total liabilities of $42.8 million, resulting in a shareholders’ deficit. The company generated $4.8 million of operating cash flow over nine months but highlights that its forward purchase agreement liabilities could require cash settlement, leading management to conclude that substantial doubt exists about its ability to continue as a going concern without successful refinancing, equity raises, or liability restructurings.

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Rhea-AI Summary

Aeries Technology, Inc. reported third quarter fiscal 2026 results for the period ended December 31, 2025 and raised its profit outlook. Revenue for the quarter was $17.46 million, slightly below $17.61 million a year earlier, while net income attributable to shareholders was $1.08 million, or $0.02 per share.

Adjusted EBITDA for the quarter improved to $2.46 million, with a 14.1% adjusted EBITDA margin, compared with negative $2.04 million and an (11.6%) margin a year ago. For the first nine months, operating cash flow was $4.76 million, marking a third consecutive quarter of positive operating cash generation.

Based on year-to-date performance, Aeries increased its full-year fiscal 2026 adjusted EBITDA guidance to $7–8 million, versus prior guidance of $6–8 million, and issued a fiscal 2027 outlook for revenue of $80–84 million and adjusted EBITDA of $10–12 million, citing margin expansion, operating leverage, and momentum in Global Capability Center engagements.

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Rhea-AI Summary

Aeries Technology, Inc. filed its quarterly report for the period ended December 31, 2025. Revenue was broadly flat, at $17.46M for the quarter and $50.15M for the nine months, compared with $17.61M and $51.15M a year earlier.

The company swung to nine‑month net income of $3.56M versus a prior‑year loss of $15.58M, helped by lower operating expenses and favorable fair‑value movements on financial instruments. Operating cash flow improved to $4.76M from a $1.87M outflow, though cash on hand remained modest at $2.57M.

Despite improved profitability, Aeries reported a shareholders’ deficit of $1.19M and disclosed conditions that raise substantial doubt about its ability to continue as a going concern, mainly tied to potential cash settlement of forward purchase agreement liabilities. Management is pursuing financing, liability restructuring, cost reductions and has put in place an at‑the‑market share sales program, but notes there is no guarantee these measures will succeed.

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Aeries Technology, Inc. is asking shareholders to vote at its March 3, 2026 annual general meeting, held in Cary, North Carolina and via webcast. As of the January 28, 2026 record date, there were 50,209,716 Class A ordinary shares and one Class V ordinary share outstanding, each ordinary share carrying one vote, with the Class V share holding 51% of the combined voting power for director appointments.

Shareholders are being asked to appoint four directors (three independent directors and CEO Bhisham (Ajay) Khare), ratify Manohar Chowdhry & Associates as independent auditor for the year ending March 31, 2026, and authorize the Board to implement a consolidation of Class A ordinary shares at a ratio of up to 1-for-10 at its discretion before the next annual meeting. Related special resolutions would amend the memorandum and articles to reflect any consolidation and separately modify Section 26.1 of the Articles. The Board unanimously recommends voting in favor of all proposals.

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Aeries Technology, Inc. registers up to 10,566,347 Class A ordinary shares issuable upon exchange rights, 21,027,801 Class A ordinary shares issuable upon warrant exercise, 53,805,874 Class A ordinary shares, and 9,527,810 Private Placement Warrants for resale by selling securityholders. This prospectus supplement incorporates a recent current report describing an amendment to a forward purchase-related letter agreement with Sandia Investment Management.

The amendment confirms an outstanding amount of $1,812,063.23, sets a 15% annual interest rate with monthly payments, introduces amortization beginning with a $100,000 payment on March 31, 2026 followed by $75,000 monthly, and applies proceeds from share sell-downs toward reducing the outstanding balance. Shares are returned or cancelled over time as cash payments are made, and the designated period for these arrangements is extended until the outstanding amount is fully paid.

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Rhea-AI Summary

Aeries Technology entered into Amendment No. 2 to a prior letter agreement with Sandia Investment Management related to an existing OTC equity prepaid forward transaction. The amendment confirms an outstanding amount of $1,812,063.23 owed to Sandia and sets new repayment and interest terms.

The outstanding amount will accrue interest at 15% per year, calculated monthly, with monthly interest payments beginning in January 2026. Principal amortization starts with a $100,000 payment on March 31, 2026, followed by monthly payments of $75,000, alongside a corresponding return of Class A ordinary shares valued at $1.00 per share.

Proceeds from Sandia’s sales of Class A ordinary shares, up to $1.05 per share, will reduce the outstanding amount. The amendment also extends the designated period during which such share sales and related mechanics apply until the outstanding amount is fully repaid, unless ended earlier under the agreement.

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Rhea-AI Summary

Aeries Technology, Inc. is asking shareholders to vote at its annual general meeting on March 3, 2026, held in Cary, North Carolina and via live audio webcast. Holders of ordinary shares as of 5:00 p.m. Eastern Time on January 28, 2026 may vote in person, online, or by proxy.

Shareholders are being asked to appoint four directors – Alok Kochhar, Biswajit Dasgupta, Nina B. Shapiro and Chief Executive Officer Bhisham (Ajay) Khare – to serve under the company’s memorandum and articles of association. They will also vote on ratifying Manohar Chowdhry & Associates as independent registered public accounting firm for the fiscal year ending March 31, 2026.

A key proposal would authorize the board to implement a consolidation of Class A ordinary shares at a ratio of up to one-for-ten, with the exact ratio and timing at the board’s discretion before the next annual meeting. Related special resolutions would amend the memorandum and articles to reflect the consolidation and modify Section 26.1 of the Articles. The board unanimously recommends voting in favor of all proposals, and a Class V ordinary share carries 51.0% of the aggregate voting power for director appointments.

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FAQ

What is the current stock price of Aeries Technology (AERT)?

The current stock price of Aeries Technology (AERT) is $0.43 as of March 2, 2026.

What is the market cap of Aeries Technology (AERT)?

The market cap of Aeries Technology (AERT) is approximately 15.9M.

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AERT Stock Data

15.86M
12.63M
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