Welcome to our dedicated page for Aeries Technology SEC filings (Ticker: AERT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Understanding how a professional services firm like Aeries Technology Inc. (NASDAQ: AERT) generates and retains revenue requires examining its SEC filings carefully. Unlike product companies with tangible inventory, services firms disclose revenue recognition policies, client concentration risks, and operating leverage that determine profitability. Aeries Technology's 10-K annual reports reveal how managed services contracts versus project work affect financial predictability.
The company's quarterly 10-Q filings track revenue growth patterns and margin trends that signal whether the business model scales efficiently. For a firm combining offshore delivery with onshore consulting, gross margins reflect the blend of labor costs across geographies. Our AI-powered summaries extract these metrics without requiring you to parse through accounting footnotes and segment disclosures manually.
Form 4 insider transaction filings warrant attention for smaller companies where executive ownership represents meaningful commitment. Tracking when officers and directors buy or sell shares provides signals about internal confidence in business trajectory. Aeries Technology's 8-K material event filings announce significant contracts, strategic changes, and other developments that move between formal announcements and financial statement impact.
Client concentration represents a key risk factor for professional services firms, and Aeries Technology's filings disclose whether revenue depends heavily on a few large customers. The risk factors section in annual reports outlines competitive pressures, talent retention challenges, and geographic exposures specific to the BPO and consulting industry. Access simplified explanations of these disclosures to evaluate AERT's investment profile efficiently.
Aeries Technology, Inc. filed a prospectus supplement that updates an existing resale registration and links it to a new current report. The supplement covers up to 10,566,347 Class A ordinary shares issuable upon exchange of shares of Aark Singapore Pte. Ltd. or Aeries Technology Group Business Accelerators Private Limited, up to 21,027,801 Class A ordinary shares issuable upon exercise of 11,499,991 public warrants and 9,527,810 private placement warrants, plus the resale from time to time of up to 53,805,874 Class A ordinary shares and 9,527,810 private placement warrants by selling securityholders.
The attached current report describes Amendment No. 1 to a letter agreement with Sandia Investment Management LP tied to a prepaid forward share transaction. That amendment extends the period during which Sandia may sell Aeries Class A ordinary shares at a price not lower than $1.05 per share from December 31, 2025 to January 9, 2026, with all other terms of the letter agreement unchanged. Aeries’ Class A ordinary shares and warrants trade on Nasdaq under the symbols “AERT” and “AERTW.”
Aeries Technology, Inc. entered into an amendment to its existing Letter Agreement with Sandia Investment Management LP tied to a prepaid forward share transaction. The original Letter Agreement allowed Sandia to sell Aeries Class A ordinary shares it received under the Forward Purchase Agreement at a price of at least $1.05 per share during a defined period to offset Aeries’ payment obligations under that forward. The new amendment, signed on December 31, 2025, extends this designated sales period from its prior end date to January 9, 2026, while keeping all other terms and provisions unchanged and in full force and effect.
Aeries Technology, Inc. (AERT) reported an insider share sale by its Chief Financial Officer and Chief Information Officer. On 11/24/2025, the executive sold 50,000 Class A Ordinary Shares in an open-market transaction.
The shares were sold at a weighted average price of $0.601, with individual trades executed between $0.595 and $0.605 per share. After this transaction, the executive beneficially owns 962,966 Class A Ordinary Shares, all held directly.
The sale was carried out under a pre-arranged Rule 10b5-1 trading plan that the reporting person adopted on March 14, 2025, which is designed to allow insiders to sell shares according to a preset schedule.
Aeries Technology, Inc. filed a prospectus supplement under Rule 424(b)(3) covering (A) up to 10,566,347 Class A ordinary shares issuable upon exchange rights and up to 21,027,801 Class A ordinary shares issuable upon exercise of warrants, and (B) the resale from time to time by the selling securityholders of up to 53,805,874 Class A ordinary shares and up to 9,527,810 Private Placement Warrants. The securities are offered by the selling securityholders.
The supplement attaches Aeries’ Form 10-Q for the quarter ended September 30, 2025. For the quarter, revenue was $17,359 and net income was $642. For the six months, revenue was $32,688 with net income of $2,320. Cash and cash equivalents were $1,866 as of September 30, 2025. Total liabilities were $43,133 and total shareholders’ equity (deficit) was $(2,978). Shares outstanding were 48,853,810 Class A ordinary shares as of November 7, 2025.
AERT and AERTW trade on Nasdaq. On November 11, 2025, the Class A ordinary shares closed at $0.6276 and the warrants at $0.041. The filing includes risk disclosures, including a going concern discussion and the impact of a significant customer non-renewal that reduced annual revenue by approximately $4,000, with a $1,650 one-time buyout revenue recognized.
Aeries Technology (AERT) insider reported small same‑day trades on 11/10/2025. The filing shows an open‑market purchase of 1,111 Class A Ordinary Shares at $0.6388 and a sale of 10 shares at $0.6275.
Following these transactions, the reporting person beneficially owns 21,338,101 Class A Ordinary Shares (direct). The filing also lists 5,638,530 shares (indirect) by Innovo Consultancy DMCC. The reporting person is identified as a Director and 10% Owner.
The note states the transactions are matchable under Section 16(b). Because the sale price was less than the purchase price, it says no profit was realized and no amount is subject to disgorgement. The reporting person agreed to voluntarily disgorge any profits from matchable transactions within six months of the reported trades.
Aeries Technology, Inc. furnished a press release with financial results for the quarter ended September 30, 2025. The release is attached as Exhibit 99.1 and is incorporated by reference. The company also filed its Form 10-Q for the same period on November 10, 2025. The information under Item 2.02 and Exhibit 99.1 is being furnished and not deemed “filed” under the Exchange Act.
Aeries Technology (AERT) reported a profit for the quarter ended September 30, 2025, reversing last year’s loss. Revenue was $17.359 million versus $16.873 million a year ago, while gross profit improved to $5.022 million. Operating expenses fell sharply, with selling, general and administrative costs at $3.037 million versus $7.670 million, driving income from operations of $1.985 million.
Net income attributable to shareholders was $0.241 million, or $0.01 per share, compared with a loss last year. For the six-month period, revenue was $32.688 million and net income attributable to shareholders was $1.755 million. Cash from operations totaled $2.394 million for the six months, though cash and equivalents were $1.866 million at period end. The shareholders’ equity deficit narrowed to $(2.905) million from $(5.804) million.
Management disclosed going concern risks, citing a significant customer non-renewal expected to reduce annual revenues by approximately $4.000 million, partly offset by a one-time buyout revenue of about $1.650 million. An ATM program was filed on October 1, 2025 and remains under SEC review with no sales to date. Potential immediate cash settlement of forward purchase agreement liabilities could pressure liquidity. As of November 7, 2025, there were 48,853,810 Class A shares outstanding.
Daniel S. Webb, who serves as CFO and CIO of Aeries Technology, Inc. (AERT), reported the sale of 50,000 Class A ordinary shares on 10/01/2025. The filing shows the sale was made under a Rule 10b5-1 trading plan adopted on March 14, 2025, and the weighted average price for the shares sold was $0.648, with individual trade prices ranging from $0.6159 to $0.68285. After the transaction Mr. Webb beneficially owned 1,012,966 shares, reported as direct ownership. The Form 4 is signed and dated 10/03/2025, and the filer confirms availability of detailed trade-by-price information upon request.
Aeries Technology, Inc. filed a shelf registration on Form S-3 to offer up to $100,000,000 of various securities and an at-the-market facility to sell up to $4,485,000 of Class A ordinary shares under a Sales Agreement dated October 1, 2025 with Roth Capital Partners, LLC as sales agent. The filing lists potential offerings including Class A ordinary shares, preference shares, multiple types of debt, warrants and units, and describes typical warrant terms and indenture assumptions in certain corporate transactions. The company discloses risks that could affect operations and liquidity, including concerns about its ability to continue as a going concern, dependence on Nasdaq listing and market liquidity, financing needs, cybersecurity and AI-related risks, and general macroeconomic and geopolitical uncertainties. The base share count used for pro forma calculations is 48,353,810 Class A ordinary shares outstanding as of October 1, 2025. The filing also lists executive officers and directors by name.
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