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Aeries Technology, Inc. (AERT) SEC Filings, Mar-Jun 2026

AERT NASDAQ

Welcome to our dedicated page for Aeries Technology SEC filings (Ticker: AERT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Aeries Technology's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Aeries Technology's regulatory disclosures and financial reporting.

Rhea-AI Summary

Aeries Technology reported fiscal year 2026 revenue of $70.0 million, essentially flat year over year, but delivered a sharp profitability turnaround. Net income improved to $3.5 million from a loss of $21.6 million, helped by a major reduction in selling, general and administrative expenses.

Adjusted EBITDA rose to $8.3 million, with Adjusted EBITDA margin expanding to 11.9% from negative 6.6% in fiscal 2025. Operating cash flow was $6.8 million, marking a fourth consecutive quarter of positive operating cash generation, and cash and equivalents increased to $4.9 million. The company reiterated its fiscal 2027 outlook and highlighted ongoing GCC-led growth, AI-enabled automation initiatives and expanded delivery in Mexico.

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Rhea-AI Summary

Aeries Technology, Inc. outlines its GCC-focused consulting business while disclosing substantial doubt about its ability to continue as a going concern. As of March 31, 2026, shareholders’ equity showed a $3.0 million deficit and working capital was negative $6.8 million.

The company faces up to $4.3 million in obligations under Forward Purchase Agreements and $4.4 million of short-term borrowings. Non-renewals from significant customers are expected to cut annual revenue by about $9.7 million, partially offset by one-time buyout payments totaling $4.3 million.

Aeries reported $4.9 million in cash, net operating cash inflow of $6.8 million, and net profit of $3.5 million for the year ended March 31, 2026, but warns that failure to secure new funding or restructure liabilities could force asset sales and potential loss of investor capital.

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Rhea-AI Summary

Aeries Technology, Inc. registers an aggregate of up to 53,805,874 Class A ordinary shares and up to 9,527,810 warrants for resale by selling securityholders, and also discloses issuable amounts of 10,566,347 shares upon exchange and 21,027,801 shares issuable upon exercise of certain warrants.

This prospectus supplement, filed April 3, 2026, updates the prospectus dated August 12, 2025 and attaches a Form 8-K describing Nasdaq notice of non-compliance with the minimum bid price rule and the company's intent to request a hearing before the Nasdaq Hearings Panel.

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Rhea-AI Summary

Aeries Technology, Inc. reported that on March 31, 2026 it received a formal notice from Nasdaq staff that its continued non-compliance with the minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) could result in delisting of its securities from the Nasdaq Capital Market.

The company plans to request a hearing before the Nasdaq Hearings Panel, which would temporarily stay further Nasdaq action while the Panel reviews the case. A previous grace period to regain compliance, granted after a September 30, 2025 deficiency notice, expired on March 30, 2026 without the company restoring its bid price to required levels.

Aeries is not eligible for an additional 180‑day grace period because it does not meet the minimum stockholders’ equity requirement for initial listing on the Nasdaq Capital Market. The company states it is considering all available options but notes there is no assurance the Panel will allow its listing to continue or that it will meet listing standards within any extension granted.

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Aeries Technology, Inc. updates its prospectus supplement to register up to 53,805,874 Class A ordinary shares and up to 9,527,810 Private Placement Warrants for resale by the Selling Securityholders.

The supplement also describes up to 10,566,347 Class A ordinary shares issuable upon exchange rights and up to 21,027,801 Class A ordinary shares issuable upon exercise of redeemable warrants. The supplement attaches a Current Report on Form 8-K filed March 30, 2026 and notes market closing prices: $0.3104 per Class A share and $0.0152 per warrant as of March 27, 2026.

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Aeries Technology, Inc. reported leadership changes focused on technology and finance oversight. On March 26, 2026, Chief Technology Officer Unnikrishnan (Unni) Balakrishnan Nambiar resigned from the CTO role effective March 31, 2026 to take a leadership position at the company’s wholly owned Indian subsidiary.

On the same date, the Board appointed Bhisham (Ajay) Khare, currently Chief Executive Officer, Principal Financial Officer and Director, to also serve as Principal Accounting Officer, effective March 31, 2026. The company states he entered into no new material agreement for this role and discloses no related-party or family relationships requiring additional reporting.

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Rhea-AI Summary

Aeries Technology supplements its prospectus to register an aggregate of up to 53,805,874 Class A ordinary shares and up to 9,527,810 Private Placement Warrants for resale by selling securityholders. The supplement also describes up to 10,566,347 Class A ordinary shares issuable upon exchange and up to 21,027,801 Class A ordinary shares issuable upon exercise of certain warrants.

Separately, the company reported a CFO transition: Daniel S. Webb agreed to resign effective March 30, 2026 and entered a Separation Agreement providing severance including $265,000 payable over six months and twelve months of base salary payable over the following year, subject to conditions in the Separation Agreement. The Board appointed CEO Bhisham (Ajay) Khare as Principal Financial Officer effective March 31, 2026.

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Rhea-AI Summary

Aeries Technology, Inc. announced a chief financial officer transition. Daniel S. Webb agreed to resign as Chief Financial Officer and Chief Investment Officer effective March 30, 2026, with the company stating the departure is by mutual agreement and not due to any disagreement over operations, policies, or practices.

Under a Separation Agreement, Mr. Webb will receive severance equal to 12 months of his annual base salary paid over 12 months and an additional $265,000 paid over six months, subject to a release of claims and other conditions. He also relinquishes all rights to any company equity or equity-based awards. After a seven-day revocation period, benefits become effective.

Effective March 31, 2026, the Board appointed Chief Executive Officer and Director Bhisham (Ajay) Khare as Principal Financial Officer, adding financial oversight to his existing leadership roles. The company states he entered into no new material compensation arrangements in connection with this appointment and discloses no related-party transactions or family relationships.

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Aeries Technology is registering the resale by a selling shareholder of 1,355,906 Class A ordinary shares pursuant to this prospectus. The resale is by Sandia Investment Management LP under a resale registration; the company will not receive proceeds from these sales.

The prospectus states the company will bear registration expenses while the selling shareholder will bear commissions or discounts on any sales. The selling shareholder beneficially owned 1,812,063 shares prior to the offering and would hold 456,157 shares following the maximum resale, based on 50,209,716 Class A shares outstanding as of March 12, 2026. The prospectus notes a Nasdaq last reported sale price of $0.356 per share as of March 17, 2026.

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Rhea-AI Summary

Aeries Technology is registering the resale of up to 1,355,906 Class A ordinary shares. The resale is by Sandia Investment Management LP and is a resale registration only; the company will receive no proceeds from sales under this prospectus. The registration references 50,209,716 Class A ordinary shares issued and outstanding as of March 12, 2026.

The prospectus discloses certain recent amendments with Sandia, including an Outstanding Amount of $1,812,063.23 under the Letter Agreement, amortization payments beginning March 31, 2026, and an interest accrual at 15% per annum. The selling shareholder may sell the registered shares from time to time through market or private transactions under the plan of distribution described in the prospectus.

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FAQ

How many Aeries Technology (AERT) SEC filings are available on StockTitan?

StockTitan tracks 60 SEC filings for Aeries Technology (AERT), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Aeries Technology (AERT)?

The most recent SEC filing for Aeries Technology (AERT) was filed on June 8, 2026.