Welcome to our dedicated page for Aeries Technology SEC filings (Ticker: AERT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Aeries Technology's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Aeries Technology's regulatory disclosures and financial reporting.
Aeries Technology, Inc. reported strong results for the quarter ended June 30, 2026 (Q1 FY2027). Revenue rose 43% year over year to $21.9 million, driven by growth across regions, with North America revenue increasing to $18.6 million and Asia Pacific and Other to $3.3 million.
Gross profit grew to $6.4 million with margin improving to 29.1% from 24.6%. Income from operations increased to $3.4 million, and net income was $2.2 million, including $1.8 million attributable to Aeries shareholders. Adjusted EBITDA rose to $4.1 million, with Adjusted EBITDA margin expanding to 18.6%.
Operating cash flow was $4.8 million, and cash and cash equivalents ended the period at $6.1 million. The company repurchased more than 10% of its outstanding common stock and completed a 1-for-8 share consolidation. Despite these improvements, the balance sheet shows a total shareholders’ deficit of $2.6 million. Management reaffirmed fiscal 2027 guidance and highlighted progress in its AI transformation strategy, including the launch of the AxAI solution alongside the AeriesOne platform.
Aeries Technology, Inc. reported stronger quarterly results for the three months ended June 30, 2026. Revenue was $21.9 million, up from $15.3 million a year earlier, with net income of $2.2 million versus $1.7 million. Operating cash flow improved to $4.8 million, lifting cash and cash equivalents to $6.1 million as of June 30, 2026. Gross profit rose to $6.4 million and income from operations to $3.4 million.
The balance sheet remains highly leveraged: total liabilities of $43.1 million exceed assets, leaving total shareholders’ deficit at $(2.6) million. The company continues to carry a $4.1 million forward purchase agreement put option liability and derivative warrant liabilities. Management discloses substantial doubt about the ability to continue as a going concern, citing obligations under FPAs, credit risk and reliance on additional financing and waivers.
During the quarter Aeries effected a 1‑for‑8 share consolidation, reducing outstanding Class A ordinary shares from about 45.9 million to 5.7 million and helping regain compliance with Nasdaq’s minimum bid price rule; the company is now under a one‑year mandatory panel monitor. A significant customer issued a non‑renewal notice effective June 30, 2026, expected to reduce annual revenue by about $5.7 million, partially offset by a $2.7 million success fee. Management is pursuing cost cuts, liquidity actions and potential new financing to support operations.
Aeries Technology, Inc. entered into a Letter Agreement with Sea Otter Trading, LLC to restructure the $1,141,461.00 Maturity Consideration owed under an OTC Equity Prepaid Forward Transaction. The obligation, defined as the Payment Liability, will be satisfied through a mix of cash payments and Class A ordinary shares.
The company will make an initial cash payment of $100,000 and then pay $75,000 in monthly amortization installments starting September 15, 2026, until the Payment Liability is paid in full. Interest accrues on the outstanding balance at 7.5% per annum, calculated monthly without compounding and paid monthly.
As collateral, Aeries will issue 145,183 Class A ordinary shares to Sea Otter at their fair market value, with potential top-up issuances to keep the collateral’s market value equal to the remaining Payment Liability. Sea Otter generally may not dispose of these shares while payments are current, but permitted sales must be at or above $8.40 per share, with proceeds applied toward the liability as specified. The share issuance relies on the private-offering exemption in Section 4(a)(2) of the Securities Act of 1933.
Aeries Technology, Inc. is registering up to 3,842,870 Class A ordinary shares for issuance upon exchange rights and Warrant exercises, and the resale of 6,506,287 existing Class A ordinary shares plus 9,527,810 Private Placement Warrants by selling securityholders.
The resale shares equal 115.5% of the 5,635,035 Class A ordinary shares outstanding as of July 16, 2026, and 68.6% assuming all 3,842,870 issuance shares are issued, which the company warns could increase volatility or significantly pressure the trading price. The company receives no proceeds from resales and only potential cash from Warrant exercises; Warrants are deeply out of the money at a $92.00 exercise price versus a $6.56 share price on July 20, 2026, so management highlights a high likelihood they will not be exercised.
Aeries Technology, Inc. has filed a post-effective amendment converting an existing Form S-1 into a Form S-3 shelf and updating it to incorporate financial and other information from its Annual Report for the year ended March 31, 2026. The amendment reflects a 1-for-8 share consolidation completed on June 12, 2026.
The registration covers the potential primary issuance of up to 3,842,870 Class A ordinary shares, including 1,214,396 shares issuable upon exchange of AARK and ATG shares and 2,628,474 shares issuable upon exercise of warrants. It also registers for resale by selling securityholders up to 6,506,287 Class A ordinary shares and 9,527,810 Private Placement Warrants.
The 6,506,287 resale shares exceed Aeries’ public float and equal about 115.5% of Class A shares outstanding as of July 16, 2026, or 68.6% assuming full issuance of all exchange and warrant shares. Aeries will not receive proceeds from selling securityholders’ sales and would receive cash only if warrants are exercised, which is described as unlikely given the $92.00 exercise price compared with the $6.56 July 20, 2026 share price.
Aeries Technology CEO Bhisham Khare has updated his ownership disclosure, reporting beneficial ownership of 544,828 Class A Ordinary Shares, equal to 9.1% of the class under SEC beneficial ownership rules. This figure includes both currently held shares and rights to acquire additional shares.
The amount reflects 106,398 Class A Ordinary Shares issuable under an Exchange Agreement tied to 59,110 shares of Aeries Technology Group Business Accelerators Private Limited held through the Aeries Employee Stock Option Trust, at an exchange ratio of 1.8 Aeries shares per ATG share. It also includes a Stock Option, granted on May 28, 2026, exercisable for 125,000 Class A Ordinary Shares at an exercise price of $5.984 per share, which vested on the grant date.
The 9.1% ownership percentage is calculated based on 5,739,349 Class A Ordinary Shares outstanding as of June 12, 2026, plus the additional shares Khare has the right to acquire through the exchange rights and the vested stock option. The filing notes that there were no reportable share transactions by Khare during the period covered.
Aeries Technology, Inc. reported that Chief Executive Officer Bhisham Khare received a grant of stock options. The award covers 125,000 options to buy Class A Ordinary Shares at an exercise price of $5.984 per share, with an expiration date of May 28, 2036.
The options were granted on May 28, 2026 as a compensation-related award, not an open-market purchase. A footnote explains the grant was made before a 1-for-8 share consolidation effective June 12, 2026, and the option amount and exercise price shown are adjusted for that consolidation.
Aeries Technology, Inc. approved a 1-for-8 share consolidation of its Class A ordinary shares, effective at 12:01 a.m. Eastern Time on June 12, 2026. Every eight pre-consolidation shares were automatically combined into one new share.
This consolidation reduced issued and outstanding Class A ordinary shares from approximately 45,914,789 to approximately 5,739,349. Authorized Class A ordinary shares were reduced from 500,000,000 with a par value of $0.0001 per share to 62,500,000 with a par value of $0.0008 per share. No fractional shares were issued, and any resulting fractions were rounded up to the nearest whole share.
The company also issued a Warrant Adjustment Notice under its Warrant Agreement, adjusting outstanding warrants to reflect the share consolidation. Fractional shares on warrant exercise will be rounded down to the nearest whole share. The Class A ticker remains “AERT”, the warrant ticker remains “AERTW”, and the new CUSIP for the shares is G0136H128.
Aeries Technology, Inc. approved a one-for-eight share consolidation of its Class A ordinary shares to support compliance with the Nasdaq Capital Market’s minimum bid price requirement. The consolidation will be effective at 12:01 a.m. Eastern Time on June 12, 2026, after which the shares will trade on a split-adjusted basis under the same ticker, AERT, with a new CUSIP.
The consolidation will reduce issued and outstanding Class A ordinary shares from approximately 45,914,789 to approximately 5,739,349, while authorized Class A ordinary shares will decrease from 500,000,000 at par value $0.0001 to 62,500,000 at par value $0.0008. Fractional shares will not be issued and will instead be rounded up to the next whole share. Shareholders do not need to take action; positions held in street name or book-entry form will be automatically adjusted, and physical holders will receive instructions from the transfer agent. Existing equity awards and related share and per-share data in financial statements will be proportionately adjusted to reflect the new share structure.