Aeries Technology, Inc. filings document the reporting obligations of a Cayman Islands exempted operating company with Class A ordinary shares and redeemable warrants registered on the Nasdaq Capital Market. The company’s 8-K reports cover quarterly results releases, share repurchase authorization, officer transitions, material agreements, Nasdaq listing-compliance notices and other current-event disclosures.
Proxy and annual meeting materials describe shareholder voting matters, director appointments, governance procedures and capital-structure proposals involving ordinary shares. The filing record also includes disclosures on forward purchase agreement amendments, warrant and share classes, financial statement exhibits, risk-related listing matters and executive compensation or separation arrangements associated with management changes.
Daniel S. Webb, the Chief Financial Officer and Chief Information Officer of Aeries Technology, Inc. (AERT), reported a sale on 03/10/2025 of 218,909 Class A ordinary shares at an effective price of $0.564 per share. The filing states these shares were withheld by the company to cover tax withholding upon settlement of restricted stock units. After the reported disposition, Mr. Webb beneficially owns 1,083,776 Class A ordinary shares (direct ownership). The Form 4 is individually filed and signed by Mr. Webb on 09/04/2025. The report contains no derivative transactions and no other material changes disclosed.
Aeries Technology, Inc. (AERT) Form 4 summary: Chief Technology Officer Unnikrishnan Nambiar reported a transaction dated 03/10/2025 in Class A Ordinary Shares. The filing shows 240,087 shares disposed under transaction code F at a price of $0.564 per share, leaving 414,598 shares beneficially owned by the reporting person as of the reported transaction. The filing explains these shares were withheld by the company to cover tax liability upon settlement of restricted stock units. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 09/04/2025. All information is taken directly from the Form 4 content.
Aeries Technology, Inc. (AERT) director and Chief Executive Officer Bhisham Khare reported a disposition of Class A ordinary shares on 03/10/2025. The Form 4 shows 810,003 shares were disposed at an indicated price of $0.564 per share. The filing states these shares were withheld by the company to cover tax liability upon settlement of restricted stock units. After the transaction, Mr. Khare beneficially owned 1,656,256 Class A shares as reported on the form. The Form 4 was signed by an attorney-in-fact, Daniel S. Webb, on 09/04/2025. The reporting person’s address is shown in Singapore.
Aeries Technology, Inc. furnished a press release reporting its financial results for the quarter ended June 30, 2025, and attached that release as Exhibit 99.1 to this Current Report. The company also indicates it filed its quarterly report for the same period. The filing clarifies that the press release and related exhibit are being furnished, not filed, and therefore are not subject to Section 18 liability or automatically incorporated by reference into other securities filings.
The registrant lists its principal executive office in Singapore, registers its Class A ordinary shares under AERT and redeemable warrants under AERTW on the Nasdaq Capital Market, and indicates it qualifies as an emerging growth company.
Aeries Technology, Inc. reported a quarter ended June 30, 2025 with net revenue of $15.33 million (down from $16.67 million a year earlier) and gross profit of $3.78 million. The company returned to profitability, reporting net income of $1.676 million and net income attributable to Aeries shareholders of $1.512 million, or $0.03 per share (basic and diluted). Operating cash flow was positive at $1.369 million.
Liquidity remains a material concern: cash and cash equivalents totaled $2.137 million and the company disclosed a working capital deficit of $10.621 million. A forward purchase agreement (FPA) put option liability of $3.78 million remains outstanding and may be settled in cash or equity at holders' option. Management disclosed substantial doubt about the company’s ability to continue as a going concern and described mitigation plans including cost reductions, additional credit or equity financing, and liability restructurings, but noted no assurance these will succeed.
Aeries Technology, Inc. (Nasdaq: AERT) filed a Form 8-K dated July 2 2025 under Item 2.02 to furnish its fiscal-year-end (March 31 2025) financial results. The actual numbers were released through an accompanying press release (Exhibit 99.1) and are not included in the body of this filing. Management also noted that the company’s Annual Report for FY-2025 was filed the same day.
Because the 8-K merely makes the press release part of the public record and explicitly states that the information is being “furnished, not filed,” it carries no direct financial metrics or forward-looking statements that can be analyzed. The document is therefore of limited analytical value on its own, but confirms the timing of results disclosure and compliance with SEC reporting deadlines.
Aeries Technology, Inc. (Nasdaq: AERT) filed its Form 10-K for the fiscal year ended 31 March 2025. The filing is the company’s first full annual report since completing its November 2023 business combination with SPAC Worldwide Webb Acquisition Corp. and re-listing on Nasdaq. Aeries is incorporated in the Cayman Islands, qualifies as an emerging- and smaller-reporting company, and is controlled by founder Raman Kumar through a single Class V ordinary share that, in most circumstances, carries 1.3 % of total voting power but retains super-voting rights in certain “extraordinary events.”
Business model. Aeries provides professional and technology consulting services focused on designing, setting-up and operating Global Capability Centers (GCCs) for private-equity portfolio companies and mid-market enterprises. The GCC offering promises ≥40 % cost savings versus on-shore delivery, full operational transparency, and two ownership structures: (1) Aeries-owned Build-Operate-Transfer and (2) client-owned subsidiaries. Core service lines span GCC set-up, optimisation modules, and advisory; functional depth includes technology, finance & accounting, cybersecurity, IT infrastructure and customer service. AI-enabled automation, RPA and analytics are embedded across engagements.
Scale & concentration. As of 31 March 2025 Aeries had ~1,400 employees and >30 clients; the top five customers supplied 57 % of FY25 revenue, with the largest contributing 21 %. Client-specific resources may be transferred for a fee (303 employees moved during FY25 for US$3 m). Voluntary attrition is reported below 11 % and customer-satisfaction above 90 %.
Strategic priorities. Management outlines six growth levers: deepen private-equity relationships, cross-sell digital/AI solutions, penetrate mid-market enterprises, accelerate technology innovation, forge alliances, and pursue targeted M&A.
Capital structure & share exchanges. Following an April 2024 share exchange (9,500 AARK shares for 21.34 m Class A shares), Aeries increased its economic stake in key subsidiary AARK from 38.24 % to 96.91 %. Outstanding share count on 1 July 2025 stands at 47,152,626 Class A shares plus one Class V share. Public float value on 30 September 2024 was ~US$27.2 m.
Risk landscape. The company discloses “substantial doubt” about its ability to continue as a going concern, citing Forward Purchase Agreement obligations and the termination of a significant customer contract. Other key risks include heavy revenue concentration, intense competition, FX exposure (India/Mexico), need for additional capital, and potential US$5 m cash or share issuance tied to Forward Purchase Agreements. Aeries also identifies cybersecurity, AI-related, and regulatory compliance uncertainties.